Part 2 – Depositor Preference and the Financial Services Compensation Scheme
Part 4 – Conduct of Persons Working in Financial Services Sector
Section 21: Vetting by relevant authorised persons of candidates for approval
Section 23: Power to give approval subject to conditions or for a limited period
Section 25: Duty to notify regulator of grounds for withdrwal of approval
Section 28: Extension of limitation periods for imposing sanctions
Section 29: Certification of employees by relevant authorised persons
Section 31: Requirement to notify regulator of disciplinary action
Section 35 and Schedule 3: Consequential amendments relating to Part 4
Section 36: Offence relating to a decision causing a financial institution to fail
Part 5 – Regulation of Payment Systems
Regulatory and competition functions
Sections 59: The Regulator’s functions under Part 4 of the Enterprise Act 2002
Section 60: Restrictions on exercise of functions under Part 4 of the Enterprise Act 2002
Section 61: The Regulator’s functions under the Competition Act 1998
Section 62: Duty to consider exercise of powers under Competition Act 1998
Part 6 – Special Administration for Operators of Certain Infrastructure Systems
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