SCHEDULES

SCHEDULE 10Minor amendments

Financial Services Act 2012

9

In section 73 of the Financial Services Act 2012 (duty of FCA to investigate and report on possible regulatory failure), in subsection (1)(b)(i)—

(a)

for “their activities,” substitute “ of the carrying on of regulated activities, ”, and

(b)

for “or for the regulation of collective investment schemes” substitute “ , for the regulation of collective investment schemes or for the regulation of recognised investment exchanges, ”.