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Financial Services (Banking Reform) Act 2013
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- UK Public General Acts
- 2013 c. 33
- SCHEDULE 4
- Paragraph 5
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5(1)The Regulator may make arrangements for any of its functions to be discharged by—
(a)a committee, sub-committee, officer or member of staff of the Regulator;
(b)an officer or member of staff of the FCA.
This is subject to sub-paragraphs (2) to (4).
(2)In exercising any functions within sub-paragraph (3), the Regulator must act through its board.
(3)The functions referred to in sub-paragraph (2) are—
(a)giving general directions under section 54;
(b)imposing generally-imposed requirements under section 55.
(4)The function of issuing general guidance may not be discharged by an officer or member of staff of the Regulator or of the FCA.
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