Search Legislation

Bank of England and Financial Services Act 2016

 Help about what version

What Version

  • Latest available (Revised)
  • Original (As enacted)
 Help about advanced features

Advanced Features

Changes to legislation:

Bank of England and Financial Services Act 2016, Cross Heading: Amendments of Financial Services and Markets Act 2000 is up to date with all changes known to be in force on or before 22 November 2024. There are changes that may be brought into force at a future date. Changes that have been made appear in the content and are referenced with annotations. Help about Changes to Legislation

Close

Changes to Legislation

Revised legislation carried on this site may not be fully up to date. Changes and effects are recorded by our editorial team in lists which can be found in the ‘Changes to Legislation’ area. Where those effects have yet to be applied to the text of the legislation by the editorial team they are also listed alongside the legislation in the affected provisions. Use the ‘more’ link to open the changes and effects relevant to the provision you are viewing.

View outstanding changes

Changes and effects yet to be applied to Schedule 4 Crossheading Amendments-of-financial-services-and-markets-act-2000:

Amendments of Financial Services and Markets Act 2000U.K.

1U.K.The Financial Services and Markets Act 2000 is amended as follows.

Commencement Information

I1Sch. 4 para. 1 in force at 13.9.2018 for specified purposes by S.I. 2018/990, reg. 2(1)(2) (with regs. 3-6)

I2Sch. 4 para. 1 in force at 10.12.2018 for specified purposes by S.I. 2018/990, reg. 2(1)(3) (with regs. 3-6)

I3Sch. 4 para. 1 in force at 18.7.2019 for specified purposes by S.I. 2019/1136, reg. 2(2) (with reg. 7)

I4Sch. 4 para. 1 in force at 9.8.2019 for specified purposes by S.I. 2019/1136, reg. 2(3) (with reg. 7)

I5Sch. 4 para. 1 in force at 9.12.2019 for specified purposes by S.I. 2019/1136, reg. 2(4) (with regs. 3, 5, 7)

I6Sch. 4 para. 1 in force at 7.12.2020 in so far as not already in force by S.I. 2019/1136, reg. 2(5)

2(1)Section 59 (approval for particular arrangements) is amended as follows.U.K.

(2)For subsection (6A) substitute—

(6A)If the FCA is satisfied that a function of a description specified in rules made by the FCA under subsection (3)(a) or (b) is a senior management function as defined in section 59ZA, the FCA must designate the function in the rules as a senior management function.

(3)Omit subsections (6B) and (6C).

Commencement Information

I7Sch. 4 para. 2 in force at 13.9.2018 for specified purposes by S.I. 2018/990, reg. 2(1)(2) (with regs. 3-6)

I8Sch. 4 para. 2 in force at 10.12.2018 for specified purposes by S.I. 2018/990, reg. 2(1)(3) (with regs. 3-6)

I9Sch. 4 para. 2 in force at 18.7.2019 for specified purposes by S.I. 2019/1136, reg. 2(2) (with reg. 7)

I10Sch. 4 para. 2 in force at 9.8.2019 for specified purposes by S.I. 2019/1136, reg. 2(3) (with reg. 7)

I11Sch. 4 para. 2 in force at 9.12.2019 for specified purposes by S.I. 2019/1136, reg. 2(4) (with regs. 3-5, 7)

I12Sch. 4 para. 2 in force at 7.12.2020 in so far as not already in force by S.I. 2019/1136, reg. 2(5) (with regs. 4, 5, 7)

3U.K.After section 59ZA insert—

59ZBDesignated senior management functions

For the purposes of this Part the following are “designated senior management functions”—

(a)a function of a description specified in rules made by the FCA under section 59(3)(a) or (b) which is designated as a senior management function by the FCA under section 59(6A);

(b)a function of a description specified in rules made by the PRA under section 59(3)(a).

Commencement Information

I13Sch. 4 para. 3 in force at 13.9.2018 for specified purposes by S.I. 2018/990, reg. 2(1)(2) (with regs. 3-6)

I14Sch. 4 para. 3 in force at 10.12.2018 for specified purposes by S.I. 2018/990, reg. 2(1)(3) (with regs. 3-6)

I15Sch. 4 para. 3 in force at 18.7.2019 for specified purposes by S.I. 2019/1136, reg. 2(2) (with reg. 7)

I16Sch. 4 para. 3 in force at 9.8.2019 for specified purposes by S.I. 2019/1136, reg. 2(3) (with reg. 7)

I17Sch. 4 para. 3 in force at 9.12.2019 for specified purposes by S.I. 2019/1136, reg. 2(4) (with regs. 3-5, 7)

I18Sch. 4 para. 3 in force at 7.12.2020 in so far as not already in force by S.I. 2019/1136, reg. 2(5) (with regs. 5, 7)

4(1)Section 60 (applications for approval) is amended as follows.U.K.

(2)In subsection (2A), omit—

(a)the “and” at the end of paragraph (a);

(b)paragraph (b).

(3)Omit subsection (2C).

(4)Omit subsection (6A).

Commencement Information

I19Sch. 4 para. 4 in force at 13.9.2018 for specified purposes by S.I. 2018/990, reg. 2(1)(2) (with regs. 3-6)

I20Sch. 4 para. 4 in force at 10.12.2018 for specified purposes by S.I. 2018/990, reg. 2(1)(3) (with regs. 3-6)

I21Sch. 4 para. 4 in force at 18.7.2019 for specified purposes by S.I. 2019/1136, reg. 2(2) (with reg. 7)

I22Sch. 4 para. 4 in force at 9.8.2019 for specified purposes by S.I. 2019/1136, reg. 2(3) (with reg. 7)

I23Sch. 4 para. 4 in force at 9.12.2019 for specified purposes by S.I. 2019/1136, reg. 2(4) (with regs. 3-5, 7)

I24Sch. 4 para. 4 in force at 7.12.2020 in so far as not already in force by S.I. 2019/1136, reg. 2(5) (with regs. 5, 7)

5(1)Section 60A (vetting of candidates by relevant authorised persons) is amended as follows.U.K.

(2)In the heading omit “relevant”.

(3)In subsection (1) for “a relevant” substitute “ an ”.

(4)Omit subsection (3).

Commencement Information

I25Sch. 4 para. 5 in force at 13.9.2018 for specified purposes by S.I. 2018/990, reg. 2(1)(2) (with regs. 3-6)

I26Sch. 4 para. 5 in force at 10.12.2018 for specified purposes by S.I. 2018/990, reg. 2(1)(3) (with regs. 3-6)

I27Sch. 4 para. 5 in force at 18.7.2019 for specified purposes by S.I. 2019/1136, reg. 2(2) (with reg. 7)

I28Sch. 4 para. 5 in force at 9.8.2019 for specified purposes by S.I. 2019/1136, reg. 2(3) (with reg. 7)

I29Sch. 4 para. 5 in force at 9.12.2019 for specified purposes by S.I. 2019/1136, reg. 2(4) (with regs. 3-5, 7)

I30Sch. 4 para. 5 in force at 7.12.2020 in so far as not already in force by S.I. 2019/1136, reg. 2(5) (with regs. 5, 7)

6(1)Section 61 (determination of applications) is amended as follows.U.K.

(2)In subsection (1)(b), omit from “in relation” to “ “relevant senior” and insert “(a “ senior ”.

(3)In subsections (2B) and (3ZA) omit “relevant”.

(4)Omit subsections (6) and (7).

Commencement Information

I31Sch. 4 para. 6 in force at 13.9.2018 for specified purposes by S.I. 2018/990, reg. 2(1)(2) (with regs. 3-6)

I32Sch. 4 para. 6 in force at 10.12.2018 for specified purposes by S.I. 2018/990, reg. 2(1)(3) (with regs. 3-6)

I33Sch. 4 para. 6 in force at 18.7.2019 for specified purposes by S.I. 2019/1136, reg. 2(2) (with reg. 7)

I34Sch. 4 para. 6 in force at 9.8.2019 for specified purposes by S.I. 2019/1136, reg. 2(3) (with reg. 7)

I35Sch. 4 para. 6 in force at 9.12.2019 for specified purposes by S.I. 2019/1136, reg. 2(4) (with regs. 3-5, 7)

I36Sch. 4 para. 6 in force at 7.12.2020 in so far as not already in force by S.I. 2019/1136, reg. 2(5) (with regs. 5, 7)

7U.K.In section 62A(4) (changes in responsibilities of senior managers - definitions) omit the definition of “designated senior management function”.

Commencement Information

I37Sch. 4 para. 7 in force at 13.9.2018 for specified purposes by S.I. 2018/990, reg. 2(1)(2) (with regs. 3-6)

I38Sch. 4 para. 7 in force at 10.12.2018 for specified purposes by S.I. 2018/990, reg. 2(1)(3) (with regs. 3-6)

I39Sch. 4 para. 7 in force at 18.7.2019 for specified purposes by S.I. 2019/1136, reg. 2(2) (with reg. 7)

I40Sch. 4 para. 7 in force at 9.8.2019 for specified purposes by S.I. 2019/1136, reg. 2(3) (with reg. 7)

I41Sch. 4 para. 7 in force at 9.12.2019 for specified purposes by S.I. 2019/1136, reg. 2(4) (with regs. 3-5, 7)

I42Sch. 4 para. 7 in force at 7.12.2020 in so far as not already in force by S.I. 2019/1136, reg. 2(5) (with regs. 5, 7)

8U.K.In section 63(2A) (authorised person's duty to review approvals)—

(a)omit “relevant” in the first place it occurs;

(b)omit the words after paragraph (b).

Commencement Information

I43Sch. 4 para. 8 in force at 13.9.2018 for specified purposes by S.I. 2018/990, reg. 2(1)(2) (with regs. 3-6)

I44Sch. 4 para. 8 in force at 10.12.2018 for specified purposes by S.I. 2018/990, reg. 2(1)(3) (with regs. 3-6)

I45Sch. 4 para. 8 in force at 18.7.2019 for specified purposes by S.I. 2019/1136, reg. 2(2) (with reg. 7)

I46Sch. 4 para. 8 in force at 9.8.2019 for specified purposes by S.I. 2019/1136, reg. 2(3) (with reg. 7)

I47Sch. 4 para. 8 in force at 9.12.2019 for specified purposes by S.I. 2019/1136, reg. 2(4) (with regs. 3-5, 7)

I48Sch. 4 para. 8 in force at 7.12.2020 in so far as not already in force by S.I. 2019/1136, reg. 2(5) (with regs. 5, 7)

9U.K.In the heading of section 63ZA (variation of senior manager's approval at request of relevant authorised person) omit “relevant”.

Commencement Information

I49Sch. 4 para. 9 in force at 13.9.2018 for specified purposes by S.I. 2018/990, reg. 2(1)(2) (with regs. 3-6)

I50Sch. 4 para. 9 in force at 10.12.2018 for specified purposes by S.I. 2018/990, reg. 2(1)(3) (with regs. 3-6)

I51Sch. 4 para. 9 in force at 18.7.2019 for specified purposes by S.I. 2019/1136, reg. 2(2) (with reg. 7)

I52Sch. 4 para. 9 in force at 9.8.2019 for specified purposes by S.I. 2019/1136, reg. 2(3) (with reg. 7)

I53Sch. 4 para. 9 in force at 9.12.2019 for specified purposes by S.I. 2019/1136, reg. 2(4) (with regs. 3-5, 7)

I54Sch. 4 para. 9 in force at 7.12.2020 for in so far as not already in force by S.I. 2019/1136, reg. 2(5) (with regs. 5, 7)

10(1)Section 63ZB (variation of senior manager's approval on initiative of regulator) is amended as follows.U.K.

(2)In subsection (1), for “a relevant” substitute “ an ”.

(3)In subsection (2)—

(a)for “a relevant” substitute “ an ”;

(b)in paragraph (a)(ii) omit “relevant”.

(4)Omit subsections (5) and (6).

Commencement Information

I55Sch. 4 para. 10 in force at 13.9.2018 for specified purposes by S.I. 2018/990, reg. 2(1)(2) (with regs. 3-6)

I56Sch. 4 para. 10 in force at 10.12.2018 for specified purposes by S.I. 2018/990, reg. 2(1)(3) (with regs. 3-6)

I57Sch. 4 para. 10 in force at 18.7.2019 for specified purposes by S.I. 2019/1136, reg. 2(2) (with reg. 7)

I58Sch. 4 para. 10 in force at 9.8.2019 for specified purposes by S.I. 2019/1136, reg. 2(3) (with reg. 7)

I59Sch. 4 para. 10 in force at 9.12.2019 for specified purposes by S.I. 2019/1136, reg. 2(4) (with regs. 3-5, 7)

I60Sch. 4 para. 10 in force at 7.12.2020 in so far as not already in force by S.I. 2019/1136, reg. 2(5) (with regs. 5, 7)

11(1)Section 63E (certification of employees by relevant authorised persons) is amended as follows.U.K.

(2)In the heading omit “relevant”.

(3)In subsection (1), for “A relevant” substitute “ An ”.

(4)In subsection (3) for “a relevant”, in each place it occurs, substitute “ an ”.

(5)In subsection (4) omit “relevant” in each place it occurs.

(6)In subsection (6)(b) omit “relevant”.

(7)In subsection (8) omit the definition of “relevant PRA-authorised person”.

(8)Omit subsection (10).

Commencement Information

I61Sch. 4 para. 11 in force at 13.9.2018 for specified purposes by S.I. 2018/990, reg. 2(1)(2) (with regs. 3-6)

I62Sch. 4 para. 11 in force at 18.7.2019 for specified purposes by S.I. 2019/1136, reg. 2(2) (with reg. 7)

I63Sch. 4 para. 11 in force at 9.8.2019 for specified purposes by S.I. 2019/1136, reg. 2(3) (with reg. 7)

I64Sch. 4 para. 11 in force at 10.12.2019 for specified purposes by S.I. 2018/990, reg. 2(1)(4) (with regs. 3-6)

I65Sch. 4 para. 11 in force at 31.3.2021 for specified purposes by S.I. 2019/1136, reg. 2(6) (with reg. 3) (as amended by S.I. 2020/929, reg. 2)

I66Sch. 4 para. 11 in force at 7.12.2021 for specified purposes by S.I. 2019/1136, reg. 2(7)

12(1)Section 63F (issuing of certificates) is amended as follows.U.K.

(2)In subsection (1) for “A relevant” substitute “ An ”.

(3)In subsection (2) omit “relevant”.

(4)In subsection (4) for “a relevant” substitute “ an ”.

(5)In subsection (6) for “a relevant” substitute “ an ”.

(6)In subsection (7) for “A relevant” substitute “ An ”.

Commencement Information

I67Sch. 4 para. 12 in force at 13.9.2018 for specified purposes by S.I. 2018/990, reg. 2(1)(2) (with regs. 3-6)

I68Sch. 4 para. 12 in force at 10.12.2018 for specified purposes by S.I. 2018/990, reg. 2(1)(3) (with regs. 3-6)

I69Sch. 4 para. 12 in force at 18.7.2019 for specified purposes by S.I. 2019/1136, reg. 2(2) (with reg. 7)

I70Sch. 4 para. 12 in force at 9.8.2019 for specified purposes by S.I. 2019/1136, reg. 2(3) (with reg. 7)

I71Sch. 4 para. 12 in force at 9.12.2019 for specified purposes by S.I. 2019/1136, reg. 2(4) (with regs. 3-5, 7)

I72Sch. 4 para. 12 in force at 7.12.2020 in so far as not already in force by S.I. 2019/1136, reg. 2(5) (with regs. 5, 7)

13(1)Section 64A (rules of conduct) is amended as follows.U.K.

(2)In subsection (1)(b), for the words from “relevant” to the end substitute “ authorised persons ”.

(3)In subsection (2)(c) omit “relevant”.

(4)In subsection (3) omit the definition of “relevant PRA-authorised person”.

Commencement Information

I73Sch. 4 para. 13 in force at 13.9.2018 for specified purposes by S.I. 2018/990, reg. 2(1)(2) (with regs. 3-6)

I74Sch. 4 para. 13 in force at 10.12.2018 for specified purposes by S.I. 2018/990, reg. 2(1)(3) (with regs. 3-6)

I75Sch. 4 para. 13 in force at 18.7.2019 for specified purposes by S.I. 2019/1136, reg. 2(2) (with reg. 7)

I76Sch. 4 para. 13 in force at 9.8.2019 for specified purposes by S.I. 2019/1136, reg. 2(3) (with reg. 7)

I77Sch. 4 para. 13 in force at 9.12.2019 for specified purposes by S.I. 2019/1136, reg. 2(4) (with regs. 3-5, 7)

I78Sch. 4 para. 13 in force at 7.12.2020 in so far as not already in force by S.I. 2019/1136, reg. 2(5) (with regs. 5, 7)

14(1)Section 64B (conduct rules) is amended as follows.U.K.

(2)In the heading omit “relevant”.

(3)In subsection (2) omit “relevant” in the first place it occurs.

(4)In subsection (3) for “a relevant” substitute “ an ”.

(5)Omit subsection (7).

Commencement Information

I79Sch. 4 para. 14 in force at 13.9.2018 for specified purposes by S.I. 2018/990, reg. 2(1)(2) (with regs. 3-6)

I80Sch. 4 para. 14 in force at 10.12.2018 for specified purposes by S.I. 2018/990, reg. 2(1)(3) (with regs. 3-6)

I81Sch. 4 para. 14 in force at 18.7.2019 for specified purposes by S.I. 2019/1136, reg. 2(2) (with reg. 7)

I82Sch. 4 para. 14 in force at 9.8.2019 for specified purposes by S.I. 2019/1136, reg. 2(3) (with reg. 7)

I83Sch. 4 para. 14 in force at 9.12.2019 for specified purposes by S.I. 2019/1136, reg. 2(4) (with regs. 3-5, 7)

I84Sch. 4 para. 14 in force at 7.12.2020 in so far as not already in force by S.I. 2019/1136, reg. 2(5) (with regs. 5, 7)

15(1)Section 64C (requirement to notify regulator of disciplinary action) is amended as follows.U.K.

(2)In the heading omit “relevant”.

(3)In subsection (1)—

(a)in paragraph (a) for “a relevant”, in the first place it occurs, substitute “ an ”;

(b)in the words after paragraph (b) omit “relevant”.

(4)In subsection (3)—

(a)in paragraph (a) omit “relevant authorised persons that are”;

(b)in paragraph (b) omit “relevant”.

(5)Omit subsection (5).

Commencement Information

I85Sch. 4 para. 15 in force at 13.9.2018 for specified purposes by S.I. 2018/990, reg. 2(1)(2) (with regs. 3-6)

I86Sch. 4 para. 15 in force at 10.12.2018 for specified purposes by S.I. 2018/990, reg. 2(1)(3) (with regs. 3-6)

I87Sch. 4 para. 15 in force at 18.7.2019 for specified purposes by S.I. 2019/1136, reg. 2(2) (with reg. 7)

I88Sch. 4 para. 15 in force at 9.8.2019 for specified purposes by S.I. 2019/1136, reg. 2(3) (with reg. 7)

I89Sch. 4 para. 15 in force at 9.12.2019 for specified purposes by S.I. 2019/1136, reg. 2(4) (with regs. 3-5, 7)

I90Sch. 4 para. 15 in force at 7.12.2020 in so far as not already in force by S.I. 2019/1136, reg. 2(5) (with regs. 5, 7)

16(1)Section 66A (misconduct: action by FCA) is amended as follows.U.K.

(2)In subsection (2)(b)(ii) for “a relevant” substitute “ an ”.

(3)In subsection (3)(b)(ii) omit “in the case of a relevant authorised person,”.

(4)In subsection (5)(a) for “a relevant” substitute “ an ”.

(5)In subsection (7)—

(a)in the definition of “senior manager”, for “a relevant” substitute “ an ”;

(b)omit the definition of “designated senior management function”.

(6)Omit subsection (9).

Commencement Information

I91Sch. 4 para. 16 in force at 13.9.2018 for specified purposes by S.I. 2018/990, reg. 2(1)(2) (with regs. 3-6)

I92Sch. 4 para. 16 in force at 10.12.2018 for specified purposes by S.I. 2018/990, reg. 2(1)(3) (with regs. 3-6)

I93Sch. 4 para. 16 in force at 18.7.2019 for specified purposes by S.I. 2019/1136, reg. 2(2) (with reg. 7)

I94Sch. 4 para. 16 in force at 9.8.2019 for specified purposes by S.I. 2019/1136, reg. 2(3) (with reg. 7)

I95Sch. 4 para. 16 in force at 9.12.2019 for specified purposes by S.I. 2019/1136, reg. 2(4) (with regs. 3-5, 7)

I96Sch. 4 para. 16 in force at 7.12.2020 in so far as not already in force by S.I. 2019/1136, reg. 2(5) (with regs. 5, 7)

17(1)Section 66B (misconduct: action by PRA) is amended as follows.U.K.

(2)In subsection (2)(b)(ii) omit “relevant”.

(3)In subsection (3)(b), for sub-paragraph (ii) substitute—

(ii)an employee of the PRA-authorised person.

(4)In subsection (5)(a) omit “relevant”.

(5)In subsection (7)—

(a)in the definition of “senior manager”, omit “relevant”;

(b)omit the definition of “designated senior management function”.

(6)In subsection (8) omit the definition of “relevant PRA-authorised person”.

(7)Omit subsection (9).

Commencement Information

I97Sch. 4 para. 17 in force at 13.9.2018 for specified purposes by S.I. 2018/990, reg. 2(1)(2) (with regs. 3-6)

I98Sch. 4 para. 17 in force at 10.12.2018 for specified purposes by S.I. 2018/990, reg. 2(1)(3) (with regs. 3-6)

I99Sch. 4 para. 17 in force at 18.7.2019 for specified purposes by S.I. 2019/1136, reg. 2(2) (with reg. 7)

I100Sch. 4 para. 17 in force at 9.8.2019 for specified purposes by S.I. 2019/1136, reg. 2(3) (with reg. 7)

I101Sch. 4 para. 17 in force at 9.12.2019 for specified purposes by S.I. 2019/1136, reg. 2(4) (with regs. 3-5, 7)

I102Sch. 4 para. 17 in force at 7.12.2020 in so far as not already in force by S.I. 2019/1136, reg. 2(5) (with regs. 5, 7)

18U.K.Omit section 71A (meaning of “relevant authorised person”).

Commencement Information

I103Sch. 4 para. 18 in force at 13.9.2018 for specified purposes by S.I. 2018/990, reg. 2(1)(2) (with regs. 3-6)

I104Sch. 4 para. 18 in force at 10.12.2018 for specified purposes by S.I. 2018/990, reg. 2(1)(3) (with regs. 3-6)

I105Sch. 4 para. 18 in force at 18.7.2019 for specified purposes by S.I. 2019/1136, reg. 2(2) (with reg. 7)

I106Sch. 4 para. 18 in force at 9.8.2019 for specified purposes by S.I. 2019/1136, reg. 2(3) (with reg. 7)

I107Sch. 4 para. 18 in force at 9.12.2019 for specified purposes by S.I. 2019/1136, reg. 2(4) (with regs. 3-5, 7)

I108Sch. 4 para. 18 in force at 7.12.2020 for specified purposes by S.I. 2019/1136, reg. 2(5) (with regs. 5, 7)

I109Sch. 4 para. 18 in force at 31.3.2021 for specified purposes by S.I. 2019/1136, reg. 2(6) (with reg. 3) (as amended by S.I. 2020/929, reg. 2)

I110Sch. 4 para. 18 in force at 7.12.2021 for specified purposes by S.I. 2019/1136, reg. 2(7)

19(1)Section 347 (record of authorised persons etc) is amended as follows.U.K.

(2)In subsection (2)—

(a)in paragraph (g)(iv), omit “in a case where the authorised person concerned is a relevant authorised person,”;

(b)in paragraph (h) for “a relevant” substitute “ an ”.

(3)In subsection (8A)—

(a)omit the definition of “relevant authorised person”;

(b)in the definition of “senior manager”, for “a relevant” substitute “ an ”;

(c)in the definition of “designated senior management function”, for the words from “means” to the end substitute “ has the meaning given by section 59ZB. ”

Commencement Information

I111Sch. 4 para. 19 in force at 13.9.2018 for specified purposes by S.I. 2018/990, reg. 2(1)(2) (with regs. 3-6)

I112Sch. 4 para. 19 in force at 10.12.2018 for specified purposes by S.I. 2018/990, reg. 2(1)(3) (with regs. 3-6)

I113Sch. 4 para. 19 in force at 18.7.2019 for specified purposes by S.I. 2019/1136, reg. 2(2)

I114Sch. 4 para. 19 in force at 9.8.2019 for specified purposes by S.I. 2019/1136, reg. 2(3)

I115Sch. 4 para. 19 in force at 9.12.2019 for specified purposes by S.I. 2019/1136, reg. 2(4) (with reg. 3)

I116Sch. 4 para. 19 in force at 7.12.2020 in so far as not already in force by S.I. 2019/1136, reg. 2(5)

20U.K.In section 415B(5) (consultation in relation to enforcement action), in the definition of “relevant senior management function”, for the words from “has been” to the end substitute “ is a designated senior management function as defined by section 59ZB). ”

Commencement Information

I117Sch. 4 para. 20 in force at 13.9.2018 for specified purposes by S.I. 2018/990, reg. 2(1)(2) (with regs. 3-6)

I118Sch. 4 para. 20 in force at 10.12.2018 for specified purposes by S.I. 2018/990, reg. 2(1)(3) (with regs. 3-6)

I119Sch. 4 para. 20 in force at 18.7.2019 for specified purposes by S.I. 2019/1136, reg. 2(2)

I120Sch. 4 para. 20 in force at 9.8.2019 for specified purposes by S.I. 2019/1136, reg. 2(3)

I121Sch. 4 para. 20 in force at 9.12.2019 for specified purposes by S.I. 2019/1136, reg. 2(4) (with reg. 3)

I122Sch. 4 para. 20 in force at 7.12.2020 in so far as not already in force by S.I. 2019/1136, reg. 2(5)

21U.K.In section 429(1)(a) (orders subject to affirmative resolution procedure) omit “71A(4),”.

Commencement Information

I123Sch. 4 para. 21 in force at 13.9.2018 for specified purposes by S.I. 2018/990, reg. 2(1)(2) (with regs. 3-6)

I124Sch. 4 para. 21 in force at 10.12.2018 for specified purposes by S.I. 2018/990, reg. 2(1)(3) (with regs. 3-6)

I125Sch. 4 para. 21 in force at 18.7.2019 for specified purposes by S.I. 2019/1136, reg. 2(2)

I126Sch. 4 para. 21 in force at 9.8.2019 for specified purposes by S.I. 2019/1136, reg. 2(3)

I127Sch. 4 para. 21 in force at 9.12.2019 for specified purposes by S.I. 2019/1136, reg. 2(4) (with reg. 3)

I128Sch. 4 para. 21 in force at 7.12.2020 in so far as not already in force by S.I. 2019/1136, reg. 2(5)

Back to top

Options/Help

Print Options

Close

Legislation is available in different versions:

Latest Available (revised):The latest available updated version of the legislation incorporating changes made by subsequent legislation and applied by our editorial team. Changes we have not yet applied to the text, can be found in the ‘Changes to Legislation’ area.

Original (As Enacted or Made): The original version of the legislation as it stood when it was enacted or made. No changes have been applied to the text.

Close

See additional information alongside the content

Geographical Extent: Indicates the geographical area that this provision applies to. For further information see ‘Frequently Asked Questions’.

Show Timeline of Changes: See how this legislation has or could change over time. Turning this feature on will show extra navigation options to go to these specific points in time. Return to the latest available version by using the controls above in the What Version box.

Close

Opening Options

Different options to open legislation in order to view more content on screen at once

Close

Explanatory Notes

Text created by the government department responsible for the subject matter of the Act to explain what the Act sets out to achieve and to make the Act accessible to readers who are not legally qualified. Explanatory Notes were introduced in 1999 and accompany all Public Acts except Appropriation, Consolidated Fund, Finance and Consolidation Acts.

Close

More Resources

Access essential accompanying documents and information for this legislation item from this tab. Dependent on the legislation item being viewed this may include:

  • the original print PDF of the as enacted version that was used for the print copy
  • lists of changes made by and/or affecting this legislation item
  • confers power and blanket amendment details
  • all formats of all associated documents
  • correction slips
  • links to related legislation and further information resources
Close

Timeline of Changes

This timeline shows the different points in time where a change occurred. The dates will coincide with the earliest date on which the change (e.g an insertion, a repeal or a substitution) that was applied came into force. The first date in the timeline will usually be the earliest date when the provision came into force. In some cases the first date is 01/02/1991 (or for Northern Ireland legislation 01/01/2006). This date is our basedate. No versions before this date are available. For further information see the Editorial Practice Guide and Glossary under Help.

Close

More Resources

Use this menu to access essential accompanying documents and information for this legislation item. Dependent on the legislation item being viewed this may include:

  • the original print PDF of the as enacted version that was used for the print copy
  • correction slips

Click 'View More' or select 'More Resources' tab for additional information including:

  • lists of changes made by and/or affecting this legislation item
  • confers power and blanket amendment details
  • all formats of all associated documents
  • links to related legislation and further information resources