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Bank of England and Financial Services Act 2016
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Changes over time for: Cross Heading: Amendments of Financial Services and Markets Act 2000
Changes to legislation:
Bank of England and Financial Services Act 2016, Cross Heading: Amendments of Financial Services and Markets Act 2000 is up to date with all changes known to be in force on or before 31 December 2024. There are changes that may be brought into force at a future date. Changes that have been made appear in the content and are referenced with annotations.
Changes to Legislation
Revised legislation carried on this site may not be fully up to date. Changes and effects are recorded by our editorial team in lists which can be found in the ‘Changes to Legislation’ area. Where those effects have yet to be applied to the text of the legislation by the editorial team they are also listed alongside the legislation in the affected provisions. Use the ‘more’ link to open the changes and effects relevant to the provision you are viewing.
Changes and effects yet to be applied to Schedule 4 Crossheading Amendments-of-financial-services-and-markets-act-2000:
- specified provision(s) amendment to earlier commencing S.I. 2019/1136 by S.I. 2020/929 reg. 2
Amendments of Financial Services and Markets Act 2000U.K.
1U.K.The Financial Services and Markets Act 2000 is amended as follows.
Commencement Information
I1Sch. 4 para. 1 in force at 13.9.2018 for specified purposes by S.I. 2018/990, reg. 2(1)(2) (with regs. 3-6)
I2Sch. 4 para. 1 in force at 10.12.2018 for specified purposes by S.I. 2018/990, reg. 2(1)(3) (with regs. 3-6)
I3Sch. 4 para. 1 in force at 18.7.2019 for specified purposes by S.I. 2019/1136, reg. 2(2) (with reg. 7)
I4Sch. 4 para. 1 in force at 9.8.2019 for specified purposes by S.I. 2019/1136, reg. 2(3) (with reg. 7)
I5Sch. 4 para. 1 in force at 9.12.2019 for specified purposes by S.I. 2019/1136, reg. 2(4) (with regs. 3, 5, 7)
I6Sch. 4 para. 1 in force at 7.12.2020 in so far as not already in force by S.I. 2019/1136, reg. 2(5)
2(1)Section 59 (approval for particular arrangements) is amended as follows.U.K.
(2)For subsection (6A) substitute—
“(6A)If the FCA is satisfied that a function of a description specified in rules made by the FCA under subsection (3)(a) or (b) is a senior management function as defined in section 59ZA, the FCA must designate the function in the rules as a senior management function.”
(3)Omit subsections (6B) and (6C).
Commencement Information
I7Sch. 4 para. 2 in force at 13.9.2018 for specified purposes by S.I. 2018/990, reg. 2(1)(2) (with regs. 3-6)
I8Sch. 4 para. 2 in force at 10.12.2018 for specified purposes by S.I. 2018/990, reg. 2(1)(3) (with regs. 3-6)
I9Sch. 4 para. 2 in force at 18.7.2019 for specified purposes by S.I. 2019/1136, reg. 2(2) (with reg. 7)
I10Sch. 4 para. 2 in force at 9.8.2019 for specified purposes by S.I. 2019/1136, reg. 2(3) (with reg. 7)
I11Sch. 4 para. 2 in force at 9.12.2019 for specified purposes by S.I. 2019/1136, reg. 2(4) (with regs. 3-5, 7)
I12Sch. 4 para. 2 in force at 7.12.2020 in so far as not already in force by S.I. 2019/1136, reg. 2(5) (with regs. 4, 5, 7)
3U.K.After section 59ZA insert—
“59ZBDesignated senior management functions
For the purposes of this Part the following are “designated senior management functions”—
(a)a function of a description specified in rules made by the FCA under section 59(3)(a) or (b) which is designated as a senior management function by the FCA under section 59(6A);
(b)a function of a description specified in rules made by the PRA under section 59(3)(a).”
Commencement Information
I13Sch. 4 para. 3 in force at 13.9.2018 for specified purposes by S.I. 2018/990, reg. 2(1)(2) (with regs. 3-6)
I14Sch. 4 para. 3 in force at 10.12.2018 for specified purposes by S.I. 2018/990, reg. 2(1)(3) (with regs. 3-6)
I15Sch. 4 para. 3 in force at 18.7.2019 for specified purposes by S.I. 2019/1136, reg. 2(2) (with reg. 7)
I16Sch. 4 para. 3 in force at 9.8.2019 for specified purposes by S.I. 2019/1136, reg. 2(3) (with reg. 7)
I17Sch. 4 para. 3 in force at 9.12.2019 for specified purposes by S.I. 2019/1136, reg. 2(4) (with regs. 3-5, 7)
I18Sch. 4 para. 3 in force at 7.12.2020 in so far as not already in force by S.I. 2019/1136, reg. 2(5) (with regs. 5, 7)
4(1)Section 60 (applications for approval) is amended as follows.U.K.
(2)In subsection (2A), omit—
(a)the “and” at the end of paragraph (a);
(b)paragraph (b).
(3)Omit subsection (2C).
(4)Omit subsection (6A).
Commencement Information
I19Sch. 4 para. 4 in force at 13.9.2018 for specified purposes by S.I. 2018/990, reg. 2(1)(2) (with regs. 3-6)
I20Sch. 4 para. 4 in force at 10.12.2018 for specified purposes by S.I. 2018/990, reg. 2(1)(3) (with regs. 3-6)
I21Sch. 4 para. 4 in force at 18.7.2019 for specified purposes by S.I. 2019/1136, reg. 2(2) (with reg. 7)
I22Sch. 4 para. 4 in force at 9.8.2019 for specified purposes by S.I. 2019/1136, reg. 2(3) (with reg. 7)
I23Sch. 4 para. 4 in force at 9.12.2019 for specified purposes by S.I. 2019/1136, reg. 2(4) (with regs. 3-5, 7)
I24Sch. 4 para. 4 in force at 7.12.2020 in so far as not already in force by S.I. 2019/1136, reg. 2(5) (with regs. 5, 7)
5(1)Section 60A (vetting of candidates by relevant authorised persons) is amended as follows.U.K.
(2)In the heading omit “relevant”.
(3)In subsection (1) for “a relevant” substitute “ an ”.
(4)Omit subsection (3).
Commencement Information
I25Sch. 4 para. 5 in force at 13.9.2018 for specified purposes by S.I. 2018/990, reg. 2(1)(2) (with regs. 3-6)
I26Sch. 4 para. 5 in force at 10.12.2018 for specified purposes by S.I. 2018/990, reg. 2(1)(3) (with regs. 3-6)
I27Sch. 4 para. 5 in force at 18.7.2019 for specified purposes by S.I. 2019/1136, reg. 2(2) (with reg. 7)
I28Sch. 4 para. 5 in force at 9.8.2019 for specified purposes by S.I. 2019/1136, reg. 2(3) (with reg. 7)
I29Sch. 4 para. 5 in force at 9.12.2019 for specified purposes by S.I. 2019/1136, reg. 2(4) (with regs. 3-5, 7)
I30Sch. 4 para. 5 in force at 7.12.2020 in so far as not already in force by S.I. 2019/1136, reg. 2(5) (with regs. 5, 7)
6(1)Section 61 (determination of applications) is amended as follows.U.K.
(2)In subsection (1)(b), omit from “in relation” to “ “relevant senior” and insert “(a “ senior ”.
(3)In subsections (2B) and (3ZA) omit “relevant”.
(4)Omit subsections (6) and (7).
Commencement Information
I31Sch. 4 para. 6 in force at 13.9.2018 for specified purposes by S.I. 2018/990, reg. 2(1)(2) (with regs. 3-6)
I32Sch. 4 para. 6 in force at 10.12.2018 for specified purposes by S.I. 2018/990, reg. 2(1)(3) (with regs. 3-6)
I33Sch. 4 para. 6 in force at 18.7.2019 for specified purposes by S.I. 2019/1136, reg. 2(2) (with reg. 7)
I34Sch. 4 para. 6 in force at 9.8.2019 for specified purposes by S.I. 2019/1136, reg. 2(3) (with reg. 7)
I35Sch. 4 para. 6 in force at 9.12.2019 for specified purposes by S.I. 2019/1136, reg. 2(4) (with regs. 3-5, 7)
I36Sch. 4 para. 6 in force at 7.12.2020 in so far as not already in force by S.I. 2019/1136, reg. 2(5) (with regs. 5, 7)
7U.K.In section 62A(4) (changes in responsibilities of senior managers - definitions) omit the definition of “designated senior management function”.
Commencement Information
I37Sch. 4 para. 7 in force at 13.9.2018 for specified purposes by S.I. 2018/990, reg. 2(1)(2) (with regs. 3-6)
I38Sch. 4 para. 7 in force at 10.12.2018 for specified purposes by S.I. 2018/990, reg. 2(1)(3) (with regs. 3-6)
I39Sch. 4 para. 7 in force at 18.7.2019 for specified purposes by S.I. 2019/1136, reg. 2(2) (with reg. 7)
I40Sch. 4 para. 7 in force at 9.8.2019 for specified purposes by S.I. 2019/1136, reg. 2(3) (with reg. 7)
I41Sch. 4 para. 7 in force at 9.12.2019 for specified purposes by S.I. 2019/1136, reg. 2(4) (with regs. 3-5, 7)
I42Sch. 4 para. 7 in force at 7.12.2020 in so far as not already in force by S.I. 2019/1136, reg. 2(5) (with regs. 5, 7)
8U.K.In section 63(2A) (authorised person's duty to review approvals)—
(a)omit “relevant” in the first place it occurs;
(b)omit the words after paragraph (b).
Commencement Information
I43Sch. 4 para. 8 in force at 13.9.2018 for specified purposes by S.I. 2018/990, reg. 2(1)(2) (with regs. 3-6)
I44Sch. 4 para. 8 in force at 10.12.2018 for specified purposes by S.I. 2018/990, reg. 2(1)(3) (with regs. 3-6)
I45Sch. 4 para. 8 in force at 18.7.2019 for specified purposes by S.I. 2019/1136, reg. 2(2) (with reg. 7)
I46Sch. 4 para. 8 in force at 9.8.2019 for specified purposes by S.I. 2019/1136, reg. 2(3) (with reg. 7)
I47Sch. 4 para. 8 in force at 9.12.2019 for specified purposes by S.I. 2019/1136, reg. 2(4) (with regs. 3-5, 7)
I48Sch. 4 para. 8 in force at 7.12.2020 in so far as not already in force by S.I. 2019/1136, reg. 2(5) (with regs. 5, 7)
9U.K.In the heading of section 63ZA (variation of senior manager's approval at request of relevant authorised person) omit “relevant”.
Commencement Information
I49Sch. 4 para. 9 in force at 13.9.2018 for specified purposes by S.I. 2018/990, reg. 2(1)(2) (with regs. 3-6)
I50Sch. 4 para. 9 in force at 10.12.2018 for specified purposes by S.I. 2018/990, reg. 2(1)(3) (with regs. 3-6)
I51Sch. 4 para. 9 in force at 18.7.2019 for specified purposes by S.I. 2019/1136, reg. 2(2) (with reg. 7)
I52Sch. 4 para. 9 in force at 9.8.2019 for specified purposes by S.I. 2019/1136, reg. 2(3) (with reg. 7)
I53Sch. 4 para. 9 in force at 9.12.2019 for specified purposes by S.I. 2019/1136, reg. 2(4) (with regs. 3-5, 7)
I54Sch. 4 para. 9 in force at 7.12.2020 for in so far as not already in force by S.I. 2019/1136, reg. 2(5) (with regs. 5, 7)
10(1)Section 63ZB (variation of senior manager's approval on initiative of regulator) is amended as follows.U.K.
(2)In subsection (1), for “a relevant” substitute “ an ”.
(3)In subsection (2)—
(a)for “a relevant” substitute “ an ”;
(b)in paragraph (a)(ii) omit “relevant”.
(4)Omit subsections (5) and (6).
Commencement Information
I55Sch. 4 para. 10 in force at 13.9.2018 for specified purposes by S.I. 2018/990, reg. 2(1)(2) (with regs. 3-6)
I56Sch. 4 para. 10 in force at 10.12.2018 for specified purposes by S.I. 2018/990, reg. 2(1)(3) (with regs. 3-6)
I57Sch. 4 para. 10 in force at 18.7.2019 for specified purposes by S.I. 2019/1136, reg. 2(2) (with reg. 7)
I58Sch. 4 para. 10 in force at 9.8.2019 for specified purposes by S.I. 2019/1136, reg. 2(3) (with reg. 7)
I59Sch. 4 para. 10 in force at 9.12.2019 for specified purposes by S.I. 2019/1136, reg. 2(4) (with regs. 3-5, 7)
I60Sch. 4 para. 10 in force at 7.12.2020 in so far as not already in force by S.I. 2019/1136, reg. 2(5) (with regs. 5, 7)
11(1)Section 63E (certification of employees by relevant authorised persons) is amended as follows.U.K.
(2)In the heading omit “relevant”.
(3)In subsection (1), for “A relevant” substitute “ An ”.
(4)In subsection (3) for “a relevant”, in each place it occurs, substitute “ an ”.
(5)In subsection (4) omit “relevant” in each place it occurs.
(6)In subsection (6)(b) omit “relevant”.
(7)In subsection (8) omit the definition of “relevant PRA-authorised person”.
(8)Omit subsection (10).
Commencement Information
I61Sch. 4 para. 11 in force at 13.9.2018 for specified purposes by S.I. 2018/990, reg. 2(1)(2) (with regs. 3-6)
I62Sch. 4 para. 11 in force at 18.7.2019 for specified purposes by S.I. 2019/1136, reg. 2(2) (with reg. 7)
I63Sch. 4 para. 11 in force at 9.8.2019 for specified purposes by S.I. 2019/1136, reg. 2(3) (with reg. 7)
I64Sch. 4 para. 11 in force at 10.12.2019 for specified purposes by S.I. 2018/990, reg. 2(1)(4) (with regs. 3-6)
I65Sch. 4 para. 11 in force at 31.3.2021 for specified purposes by S.I. 2019/1136, reg. 2(6) (with reg. 3) (as amended by S.I. 2020/929, reg. 2)
I66Sch. 4 para. 11 in force at 7.12.2021 for specified purposes by S.I. 2019/1136, reg. 2(7)
12(1)Section 63F (issuing of certificates) is amended as follows.U.K.
(2)In subsection (1) for “A relevant” substitute “ An ”.
(3)In subsection (2) omit “relevant”.
(4)In subsection (4) for “a relevant” substitute “ an ”.
(5)In subsection (6) for “a relevant” substitute “ an ”.
(6)In subsection (7) for “A relevant” substitute “ An ”.
Commencement Information
I67Sch. 4 para. 12 in force at 13.9.2018 for specified purposes by S.I. 2018/990, reg. 2(1)(2) (with regs. 3-6)
I68Sch. 4 para. 12 in force at 10.12.2018 for specified purposes by S.I. 2018/990, reg. 2(1)(3) (with regs. 3-6)
I69Sch. 4 para. 12 in force at 18.7.2019 for specified purposes by S.I. 2019/1136, reg. 2(2) (with reg. 7)
I70Sch. 4 para. 12 in force at 9.8.2019 for specified purposes by S.I. 2019/1136, reg. 2(3) (with reg. 7)
I71Sch. 4 para. 12 in force at 9.12.2019 for specified purposes by S.I. 2019/1136, reg. 2(4) (with regs. 3-5, 7)
I72Sch. 4 para. 12 in force at 7.12.2020 in so far as not already in force by S.I. 2019/1136, reg. 2(5) (with regs. 5, 7)
13(1)Section 64A (rules of conduct) is amended as follows.U.K.
(2)In subsection (1)(b), for the words from “relevant” to the end substitute “ authorised persons ”.
(3)In subsection (2)(c) omit “relevant”.
(4)In subsection (3) omit the definition of “relevant PRA-authorised person”.
Commencement Information
I73Sch. 4 para. 13 in force at 13.9.2018 for specified purposes by S.I. 2018/990, reg. 2(1)(2) (with regs. 3-6)
I74Sch. 4 para. 13 in force at 10.12.2018 for specified purposes by S.I. 2018/990, reg. 2(1)(3) (with regs. 3-6)
I75Sch. 4 para. 13 in force at 18.7.2019 for specified purposes by S.I. 2019/1136, reg. 2(2) (with reg. 7)
I76Sch. 4 para. 13 in force at 9.8.2019 for specified purposes by S.I. 2019/1136, reg. 2(3) (with reg. 7)
I77Sch. 4 para. 13 in force at 9.12.2019 for specified purposes by S.I. 2019/1136, reg. 2(4) (with regs. 3-5, 7)
I78Sch. 4 para. 13 in force at 7.12.2020 in so far as not already in force by S.I. 2019/1136, reg. 2(5) (with regs. 5, 7)
14(1)Section 64B (conduct rules) is amended as follows.U.K.
(2)In the heading omit “relevant”.
(3)In subsection (2) omit “relevant” in the first place it occurs.
(4)In subsection (3) for “a relevant” substitute “ an ”.
(5)Omit subsection (7).
Commencement Information
I79Sch. 4 para. 14 in force at 13.9.2018 for specified purposes by S.I. 2018/990, reg. 2(1)(2) (with regs. 3-6)
I80Sch. 4 para. 14 in force at 10.12.2018 for specified purposes by S.I. 2018/990, reg. 2(1)(3) (with regs. 3-6)
I81Sch. 4 para. 14 in force at 18.7.2019 for specified purposes by S.I. 2019/1136, reg. 2(2) (with reg. 7)
I82Sch. 4 para. 14 in force at 9.8.2019 for specified purposes by S.I. 2019/1136, reg. 2(3) (with reg. 7)
I83Sch. 4 para. 14 in force at 9.12.2019 for specified purposes by S.I. 2019/1136, reg. 2(4) (with regs. 3-5, 7)
I84Sch. 4 para. 14 in force at 7.12.2020 in so far as not already in force by S.I. 2019/1136, reg. 2(5) (with regs. 5, 7)
15(1)Section 64C (requirement to notify regulator of disciplinary action) is amended as follows.U.K.
(2)In the heading omit “relevant”.
(3)In subsection (1)—
(a)in paragraph (a) for “a relevant”, in the first place it occurs, substitute “ an ”;
(b)in the words after paragraph (b) omit “relevant”.
(4)In subsection (3)—
(a)in paragraph (a) omit “relevant authorised persons that are”;
(b)in paragraph (b) omit “relevant”.
(5)Omit subsection (5).
Commencement Information
I85Sch. 4 para. 15 in force at 13.9.2018 for specified purposes by S.I. 2018/990, reg. 2(1)(2) (with regs. 3-6)
I86Sch. 4 para. 15 in force at 10.12.2018 for specified purposes by S.I. 2018/990, reg. 2(1)(3) (with regs. 3-6)
I87Sch. 4 para. 15 in force at 18.7.2019 for specified purposes by S.I. 2019/1136, reg. 2(2) (with reg. 7)
I88Sch. 4 para. 15 in force at 9.8.2019 for specified purposes by S.I. 2019/1136, reg. 2(3) (with reg. 7)
I89Sch. 4 para. 15 in force at 9.12.2019 for specified purposes by S.I. 2019/1136, reg. 2(4) (with regs. 3-5, 7)
I90Sch. 4 para. 15 in force at 7.12.2020 in so far as not already in force by S.I. 2019/1136, reg. 2(5) (with regs. 5, 7)
16(1)Section 66A (misconduct: action by FCA) is amended as follows.U.K.
(2)In subsection (2)(b)(ii) for “a relevant” substitute “ an ”.
(3)In subsection (3)(b)(ii) omit “in the case of a relevant authorised person,”.
(4)In subsection (5)(a) for “a relevant” substitute “ an ”.
(5)In subsection (7)—
(a)in the definition of “senior manager”, for “a relevant” substitute “ an ”;
(b)omit the definition of “designated senior management function”.
(6)Omit subsection (9).
Commencement Information
I91Sch. 4 para. 16 in force at 13.9.2018 for specified purposes by S.I. 2018/990, reg. 2(1)(2) (with regs. 3-6)
I92Sch. 4 para. 16 in force at 10.12.2018 for specified purposes by S.I. 2018/990, reg. 2(1)(3) (with regs. 3-6)
I93Sch. 4 para. 16 in force at 18.7.2019 for specified purposes by S.I. 2019/1136, reg. 2(2) (with reg. 7)
I94Sch. 4 para. 16 in force at 9.8.2019 for specified purposes by S.I. 2019/1136, reg. 2(3) (with reg. 7)
I95Sch. 4 para. 16 in force at 9.12.2019 for specified purposes by S.I. 2019/1136, reg. 2(4) (with regs. 3-5, 7)
I96Sch. 4 para. 16 in force at 7.12.2020 in so far as not already in force by S.I. 2019/1136, reg. 2(5) (with regs. 5, 7)
17(1)Section 66B (misconduct: action by PRA) is amended as follows.U.K.
(2)In subsection (2)(b)(ii) omit “relevant”.
(3)In subsection (3)(b), for sub-paragraph (ii) substitute—
“(ii)an employee of the PRA-authorised person”.
(4)In subsection (5)(a) omit “relevant”.
(5)In subsection (7)—
(a)in the definition of “senior manager”, omit “relevant”;
(b)omit the definition of “designated senior management function”.
(6)In subsection (8) omit the definition of “relevant PRA-authorised person”.
(7)Omit subsection (9).
Commencement Information
I97Sch. 4 para. 17 in force at 13.9.2018 for specified purposes by S.I. 2018/990, reg. 2(1)(2) (with regs. 3-6)
I98Sch. 4 para. 17 in force at 10.12.2018 for specified purposes by S.I. 2018/990, reg. 2(1)(3) (with regs. 3-6)
I99Sch. 4 para. 17 in force at 18.7.2019 for specified purposes by S.I. 2019/1136, reg. 2(2) (with reg. 7)
I100Sch. 4 para. 17 in force at 9.8.2019 for specified purposes by S.I. 2019/1136, reg. 2(3) (with reg. 7)
I101Sch. 4 para. 17 in force at 9.12.2019 for specified purposes by S.I. 2019/1136, reg. 2(4) (with regs. 3-5, 7)
I102Sch. 4 para. 17 in force at 7.12.2020 in so far as not already in force by S.I. 2019/1136, reg. 2(5) (with regs. 5, 7)
18U.K.Omit section 71A (meaning of “relevant authorised person”).
Commencement Information
I103Sch. 4 para. 18 in force at 13.9.2018 for specified purposes by S.I. 2018/990, reg. 2(1)(2) (with regs. 3-6)
I104Sch. 4 para. 18 in force at 10.12.2018 for specified purposes by S.I. 2018/990, reg. 2(1)(3) (with regs. 3-6)
I105Sch. 4 para. 18 in force at 18.7.2019 for specified purposes by S.I. 2019/1136, reg. 2(2) (with reg. 7)
I106Sch. 4 para. 18 in force at 9.8.2019 for specified purposes by S.I. 2019/1136, reg. 2(3) (with reg. 7)
I107Sch. 4 para. 18 in force at 9.12.2019 for specified purposes by S.I. 2019/1136, reg. 2(4) (with regs. 3-5, 7)
I108Sch. 4 para. 18 in force at 7.12.2020 for specified purposes by S.I. 2019/1136, reg. 2(5) (with regs. 5, 7)
I109Sch. 4 para. 18 in force at 31.3.2021 for specified purposes by S.I. 2019/1136, reg. 2(6) (with reg. 3) (as amended by S.I. 2020/929, reg. 2)
I110Sch. 4 para. 18 in force at 7.12.2021 for specified purposes by S.I. 2019/1136, reg. 2(7)
19(1)Section 347 (record of authorised persons etc) is amended as follows.U.K.
(2)In subsection (2)—
(a)in paragraph (g)(iv), omit “in a case where the authorised person concerned is a relevant authorised person,”;
(b)in paragraph (h) for “a relevant” substitute “ an ”.
(3)In subsection (8A)—
(a)omit the definition of “relevant authorised person”;
(b)in the definition of “senior manager”, for “a relevant” substitute “ an ”;
(c)in the definition of “designated senior management function”, for the words from “means” to the end substitute “ has the meaning given by section 59ZB. ”
Commencement Information
I111Sch. 4 para. 19 in force at 13.9.2018 for specified purposes by S.I. 2018/990, reg. 2(1)(2) (with regs. 3-6)
I112Sch. 4 para. 19 in force at 10.12.2018 for specified purposes by S.I. 2018/990, reg. 2(1)(3) (with regs. 3-6)
I113Sch. 4 para. 19 in force at 18.7.2019 for specified purposes by S.I. 2019/1136, reg. 2(2)
I114Sch. 4 para. 19 in force at 9.8.2019 for specified purposes by S.I. 2019/1136, reg. 2(3)
I115Sch. 4 para. 19 in force at 9.12.2019 for specified purposes by S.I. 2019/1136, reg. 2(4) (with reg. 3)
I116Sch. 4 para. 19 in force at 7.12.2020 in so far as not already in force by S.I. 2019/1136, reg. 2(5)
20U.K.In section 415B(5) (consultation in relation to enforcement action), in the definition of “relevant senior management function”, for the words from “has been” to the end substitute “ is a designated senior management function as defined by section 59ZB). ”
Commencement Information
I117Sch. 4 para. 20 in force at 13.9.2018 for specified purposes by S.I. 2018/990, reg. 2(1)(2) (with regs. 3-6)
I118Sch. 4 para. 20 in force at 10.12.2018 for specified purposes by S.I. 2018/990, reg. 2(1)(3) (with regs. 3-6)
I119Sch. 4 para. 20 in force at 18.7.2019 for specified purposes by S.I. 2019/1136, reg. 2(2)
I120Sch. 4 para. 20 in force at 9.8.2019 for specified purposes by S.I. 2019/1136, reg. 2(3)
I121Sch. 4 para. 20 in force at 9.12.2019 for specified purposes by S.I. 2019/1136, reg. 2(4) (with reg. 3)
I122Sch. 4 para. 20 in force at 7.12.2020 in so far as not already in force by S.I. 2019/1136, reg. 2(5)
21U.K.In section 429(1)(a) (orders subject to affirmative resolution procedure) omit “71A(4),”.
Commencement Information
I123Sch. 4 para. 21 in force at 13.9.2018 for specified purposes by S.I. 2018/990, reg. 2(1)(2) (with regs. 3-6)
I124Sch. 4 para. 21 in force at 10.12.2018 for specified purposes by S.I. 2018/990, reg. 2(1)(3) (with regs. 3-6)
I125Sch. 4 para. 21 in force at 18.7.2019 for specified purposes by S.I. 2019/1136, reg. 2(2)
I126Sch. 4 para. 21 in force at 9.8.2019 for specified purposes by S.I. 2019/1136, reg. 2(3)
I127Sch. 4 para. 21 in force at 9.12.2019 for specified purposes by S.I. 2019/1136, reg. 2(4) (with reg. 3)
I128Sch. 4 para. 21 in force at 7.12.2020 in so far as not already in force by S.I. 2019/1136, reg. 2(5)
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