Bank of England and Financial Services Act 2016 (c. 14)

SCHEDULES

SCHEDULE 4 U.K. Extension of relevant authorised persons regime to all authorised persons

Amendments of Financial Services and Markets Act 2000 U.K.

20 U.K. In section 415B(5) (consultation in relation to enforcement action), in the definition of “relevant senior management function”, for the words from “has been” to the end substitute “ is a designated senior management function as defined by section 59ZB). ”

Commencement Information

I1 Sch. 4 para. 20 in force at 13.9.2018 for specified purposes by S.I. 2018/990, reg. 2(1)(2) (with regs. 3-6)

I2 Sch. 4 para. 20 in force at 10.12.2018 for specified purposes by S.I. 2018/990, reg. 2(1)(3) (with regs. 3-6)

I3 Sch. 4 para. 20 in force at 18.7.2019 for specified purposes by S.I. 2019/1136, reg. 2(2)

I4 Sch. 4 para. 20 in force at 9.8.2019 for specified purposes by S.I. 2019/1136, reg. 2(3)

I5 Sch. 4 para. 20 in force at 9.12.2019 for specified purposes by S.I. 2019/1136, reg. 2(4) (with reg. 3)