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SCHEDULES

SCHEDULE 4 U.K. Extension of relevant authorised persons regime to all authorised persons

Amendments of Financial Services and Markets Act 2000 U.K.

3 U.K. After section 59ZA insert—

“59ZB Designated senior management functions

For the purposes of this Part the following are “designated senior management functions”—

(a) a function of a description specified in rules made by the FCA under section 59(3)(a) or (b) which is designated as a senior management function by the FCA under section 59(6A);

(b) a function of a description specified in rules made by the PRA under section 59(3)(a).”

Commencement Information

I1 Sch. 4 para. 3 in force at 13.9.2018 for specified purposes by S.I. 2018/990, reg. 2(1)(2) (with regs. 3-6)