11(1)This paragraph applies where the TRA makes a provisional affirmative determination in relation to goods which are the subject of a safeguarding investigation.U.K.
(2)Goods in relation to which that determination is made are referred to in this paragraph as relevant goods.
(3)The TRA may recommend to the Secretary of State—
(a)that an additional amount of import duty (referred to in this Schedule as a “provisional safeguarding amount”) should be applicable for a specified period to all the relevant goods or to specified relevant goods;
(b)that all the relevant goods, or specified relevant goods, should be subject to a quota for a specified period during which a lower rate of import duty should be applicable to imports of goods within the amount of the quota than is applicable to imports of goods outside the amount of the quota (referred to in this Schedule as a “provisional tariff rate quota”).
(4)Where the TRA makes a recommendation under sub-paragraph (3)(a) in relation to relevant goods it must, as part of the recommendation, recommend to the Secretary of State how a provisional safeguarding amount applicable to those goods should be determined.
(5)The TRA may make a recommendation under sub-paragraph (3) only if it is satisfied that applying a provisional safeguarding amount to relevant goods, or making relevant goods subject to a provisional tariff rate quota, in accordance with its recommendation—
(a)is necessary to prevent serious injury which it would be difficult to repair from being caused during the investigation to UK producers of the goods, F1...
F1(b). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
(6)The TRA may only make a recommendation under one or other of paragraphs (a) and (b) of sub-paragraph (3) in relation to any particular relevant good.
(7)The TRA may make a recommendation under paragraph (a) or (b) of sub-paragraph (3) in relation to specified relevant goods (rather than all the relevant goods) only if the recommendations which it makes under that sub-paragraph, when taken together, cover all the relevant goods.
(8)If the TRA determines that there are one or more recommendations which it could make under sub-paragraph (3) in relation to all the relevant goods, or that there are one or more recommendations which it could make under sub-paragraph (3) in relation to specified relevant goods, it must make that recommendation or one of those recommendations (subject to sub-paragraphs (6) and (7)).
[F2(8A)Where the TRA makes a recommendation under sub-paragraph (3), it must advise the Secretary of State whether and why it considers that applying a provisional safeguarding amount to relevant goods, or making relevant goods subject to a provisional tariff rate quota, in accordance with the recommendation, would meet the economic interest test (see paragraph 23).]
(9)If the TRA determines that there is no recommendation which it could make under sub-paragraph (3), it must—
(a)publish notice of its provisional affirmative determination in relation to the goods,
(b)publish notice of its determination that there is no recommendation which it could make under sub-paragraph (3), and
(c)notify the Secretary of State and interested parties (see paragraph 31(3)) accordingly.
Textual Amendments
F1Sch. 5 para. 11(5)(b) and word omitted (25.8.2023) by virtue of Finance (No. 2) Act 2023 (c. 30), Sch. 19 paras. 10(1)(a), 17(2); S.I. 2023/918, reg. 2 (with reg. 3)
F2Sch. 5 para. 11(8A) inserted (25.8.2023) by Finance (No. 2) Act 2023 (c. 30), Sch. 19 paras. 10(1)(b), 17(2); S.I. 2023/918, reg. 2 (with reg. 3)
Commencement Information
I1Sch. 5 para. 11 in force at 4.3.2019 at 11:59 a.m. by S.I. 2019/429, reg. 2 (with regs. 4-9)
12(1)This paragraph applies to a recommendation by the TRA under paragraph 11(3)(a) in relation to goods.U.K.
(2)The specified period referred to in paragraph 11(3)(a)—
(a)must not exceed 200 days, and
(b)if the recommendation is accepted by the Secretary of State, must begin on the day after the date of publication of the public notice under section 13 giving effect to the recommendation.
(3)A recommendation under paragraph 11(3)(a) as to how a provisional safeguarding amount applicable to goods should be determined (see paragraph 11(4)) may be by reference to either or both of the following—
(a)the value of the goods, and
(b)the weight or volume of the goods or any other measure of their quantity or size.
(4)But that recommendation must be such that a provisional safeguarding amount applicable to goods does not exceed the amount which the TRA is satisfied is necessary to prevent serious injury which it would be difficult to repair from being caused during the investigation to UK producers of the goods.
(5)Regulations may make provision for the purposes of sub-paragraph (4) about how the amount which the TRA is satisfied is necessary to prevent the serious injury described in that provision is to be determined.
(6)A recommendation under paragraph 11(3)(a) must include such other content as regulations may require.
Commencement Information
I2Sch. 5 para. 12 in force at 4.3.2019 at 11:59 a.m. by S.I. 2019/429, reg. 2 (with regs. 4-9)
13(1)This paragraph applies to a recommendation by the TRA under paragraph 11(3)(b) in relation to goods.U.K.
(2)The specified period referred to in paragraph 11(3)(b)—
(a)must not exceed 200 days, and
(b)if the recommendation is accepted by the Secretary of State, must begin on the day after the date of publication of the public notice under section 13 giving effect to the recommendation.
(3)The recommendation must (in addition to the specified period) include—
(a)the TRA's recommendation regarding—
(i)the amount of the quota,
(ii)how the quota should be allocated, and
(iii)the rates of import duty that should be applied to goods subject to the quota, and
(b)such other content as regulations may require.
(4)The TRA must consult the Secretary of State before making a recommendation regarding the allocation of the quota.
(5)The things recommended by the TRA by virtue of sub-paragraph (3)(a) must be such as the TRA is satisfied are necessary to prevent serious injury which it would be difficult to repair from being caused during the investigation to UK producers of the goods.
(6)Regulations may make provision for the purposes of sub-paragraph (5) about how the things which the TRA is satisfied are necessary to prevent the serious injury described in that provision are to be determined.
Commencement Information
I3Sch. 5 para. 13 in force at 4.3.2019 at 11:59 a.m. by S.I. 2019/429, reg. 2 (with regs. 4-9)
14(1)If the TRA makes a recommendation under paragraph 11(3)(a), the Secretary of State must decide whether to accept or reject the recommendation.U.K.
(2)The Secretary of State may reject the recommendation only if the Secretary of State is satisfied that [F3it is not in the public interest to accept it.]
[F4(2A)In considering that, the Secretary of State must have regard to the TRA’s advice on whether applying a provisional safeguard amount to relevant goods in accordance with the recommendation would meet the economic interest test (see paragraph 23).
(2B)Sub-paragraph (2C) applies if the recommendation is rejected.
(2C)If the Secretary of State considers that it is in the public interest to do so, the Secretary of State may decide that—
(a)a provisional safeguarding amount should be applied to all the relevant goods, or to specified relevant goods, other than in accordance with the recommendation, or
(b)all the relevant goods, or specified relevant goods, should be subject to a provisional tariff rate quota for a specified period.
(2D)But the Secretary of State may make a decision under sub-paragraph (2C) only if a recommendation under paragraph 11(3) to the same effect as the decision (ignoring any restrictions in paragraph 11 on the ability of the TRA to make such a recommendation) would have complied with the requirements set out in paragraph 12 or 13, as the case may be.
(2E)Where the Secretary of State makes a decision under sub-paragraph (2C), the Secretary of State—
(a)must publish notice of the decision,
(b)must notify interested parties (see paragraph 31(3)) accordingly,
(c)must lay a statement before the House of Commons setting out the reasons for making the decision, and
(d)is required under section 13 to make provision by public notice to give effect to the decision.]
(3)If the recommendation is rejected [F5and the Secretary of State does not make a decision under sub-paragraph (2C)], the Secretary of State must—
(a)publish notice of the TRA's provisional affirmative determination in relation to the goods, of the recommendation and of the rejection of it,
(b)notify interested parties (see paragraph 31(3)) accordingly, and
(c)lay a statement before the House of Commons setting out the reasons for rejecting the recommendation.
(4)If the recommendation is accepted, the Secretary of State—
(a)must publish notice of the TRA's provisional affirmative determination in relation to the goods, of the recommendation and of the acceptance of it,
(b)must notify interested parties accordingly, and
(c)is required under section 13 to make provision by public notice to give effect to the recommendation.
(5)The period for which a provisional safeguarding amount applies to goods ceases (if it has not already expired) when the safeguarding investigation in relation to the goods terminates.
Textual Amendments
F3Words in Sch. 5 para. 14(2) substituted for Sch. 5 para. 14(2)(a)(b) (25.8.2023) by Finance (No. 2) Act 2023 (c. 30), Sch. 19 paras. 10(2)(a), 17(2); S.I. 2023/918, reg. 2 (with reg. 3)
F4Sch. 5 para. 14(2A)-(2E) inserted (25.8.2023) by Finance (No. 2) Act 2023 (c. 30), Sch. 19 paras. 10(2)(b), 17(2); S.I. 2023/918, reg. 2 (with reg. 3)
F5Words in Sch. 5 para. 14(3) inserted (25.8.2023) by Finance (No. 2) Act 2023 (c. 30), Sch. 19 paras. 10(2)(c), 17(2); S.I. 2023/918, reg. 2 (with reg. 3)
Commencement Information
I4Sch. 5 para. 14 in force at 4.3.2019 at 11:59 a.m. by S.I. 2019/429, reg. 2 (with regs. 4-9)
15(1)If the TRA makes a recommendation under paragraph 11(3)(b), the Secretary of State must decide whether to accept or reject the recommendation.U.K.
(2)The Secretary of State may reject the recommendation only if the Secretary of State is satisfied that [F6it is not in the public interest to accept it]
[F7(2A)In considering that, the Secretary of State must have regard to the TRA’s advice on whether applying a provisional tariff rate quota to relevant goods in accordance with the recommendation would meet the economic interest test (see paragraph 23).
(2B)Sub-paragraph (2C) applies if the recommendation is rejected.
(2C)If the Secretary of State considers that it is in the public interest to do so, the Secretary of State may decide that—
(a)all the relevant goods, or specified relevant goods, should be subject to a provisional tariff rate quota, other than in accordance with the recommendation, or
(b)a provisional safeguarding amount should be applied for a specified period to all the relevant goods or, to specified relevant goods.
(2D)But the Secretary of State may make a decision under sub-paragraph (2C) only if a recommendation under paragraph 11(3) to the same effect as the decision (ignoring any restrictions in paragraph 11 on the ability of the TRA to make such a recommendation) would have complied with the requirements set out in paragraph 12 or 13, as the case may be.
(2E)Where the Secretary of State makes a decision under sub-paragraph (2C), the Secretary of State—
(a)must publish notice of the decision,
(b)must notify interested parties (see paragraph 31(3)) accordingly,
(c)must lay a statement before the House of Commons setting out the reasons for making the decision, and
(d)is required under section 13 to make provision by public notice to give effect to the decision.]
(3)If the recommendation is rejected [F8and the Secretary of State does not make a decision under sub-paragraph (2C)], the Secretary of State must—
(a)publish notice of the TRA's provisional affirmative determination in relation to the goods, of the recommendation and of the rejection of it,
(b)notify interested parties (see paragraph 31(3)) accordingly, and
(c)lay a statement before the House of Commons setting out the reasons for rejecting the recommendation.
(4)If the recommendation is accepted, the Secretary of State—
(a)must publish notice of the TRA's provisional affirmative determination in relation to the goods, of the recommendation and of the acceptance of it,
(b)must notify interested parties accordingly, and
(c)is required under section 13 to make provision by public notice to give effect to the recommendation.
(5)The period for which goods are subject to a provisional tariff rate quota ceases (if it has not already expired) when the safeguarding investigation in relation to the goods terminates.
Textual Amendments
F6Words in Sch. 5 para. 15(2) substituted for Sch. 5 para. 15(2)(a)(b) (25.8.2023) by Finance (No. 2) Act 2023 (c. 30), Sch. 19 paras. 10(3)(a), 17(2); S.I. 2023/918, reg. 2 (with reg. 3)
F7Sch. 5 para. 15(2A)-(2E) inserted (25.8.2023) by Finance (No. 2) Act 2023 (c. 30), Sch. 19 paras. 10(3)(b), 17(2); S.I. 2023/918, reg. 2 (with reg. 3)
F8Words in Sch. 5 para. 15(3) inserted (25.8.2023) by Finance (No. 2) Act 2023 (c. 30), Sch. 19 paras. 10(3)(c), 17(2); S.I. 2023/918, reg. 2 (with reg. 3)
Commencement Information
I5Sch. 5 para. 15 in force at 4.3.2019 at 11:59 a.m. by S.I. 2019/429, reg. 2 (with regs. 4-9)