SCHEDULES

SCHEDULE 1Exclusion of certain investment firms from the Capital Requirements Regulation: consequential amendments

PART 1Amendments of the Capital Requirements Regulation

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1

Article 197 (eligibility of collateral under all approaches and methods) is amended as follows.

2

In paragraph 1(c), after “issued by institutions” insert “ or investment firms ”.

3

In paragraph 4, after “other institutions” insert “ or investment firms ”.