SCHEDULES
SCHEDULE 1Exclusion of certain investment firms from the Capital Requirements Regulation: consequential amendments
PART 1Amendments of the Capital Requirements Regulation
I146
1
Annex 3 (items subject to supplementary reporting of liquid assets) is amended as follows.
2
In point 3(b), for “of an institution or any of its affiliated entities” substitute “
of, or of an affiliated entity of, an institution or an investment firm
”
.
3
In point 5(b), for “of an institution or any of its affiliated entities” substitute “
of, or of an affiliated entity of, an institution or an investment firm
”
.
4
In point 6(a), for “on an SSPE, an institution or any of its affiliated entities” substitute “
on, or on an affiliated entity of, an SSPE, an institution or an investment firm
”
.
5
In point 7, for “on an SSPE, an institution or any of its affiliated entities” substitute “
on, or on an affiliated entity of, an SSPE, an institution or an investment firm
”
.
6
In point 11, for “by an institution or any of its affiliates” substitute “
by, or by an affiliate of, an institution or an investment firm
”
.