SCHEDULES

SCHEDULE 2 U.K. Prudential regulation of FCA investment firms

PART 2 U.K. Minor and consequential amendments

11 U.K. In section 347(1)(g) (record of authorised persons etc), after “order” insert “ or Part 9C prohibition order ”.

Commencement Information

I1 Sch. 2 para. 11 in force at 1.7.2021 by S.I. 2021/671, reg. 4(b)