PART 7OFCOM's powers and duties in relation to regulated services

CHAPTER 6Enforcement powers

Penalty notices etc

139Penalty for failure to comply with confirmation decision

1

This section applies if—

a

OFCOM have given a confirmation decision to a person,

b

the decision includes requirements of a kind described in section 133(1) (requirements to take steps),

c

OFCOM are satisfied that the person has failed to comply with one or more of those requirements, and

d

OFCOM have not imposed a daily rate penalty under section 137(1)(b) in respect of that failure.

2

OFCOM may give the person a penalty notice under this section in respect of the failure to comply with the confirmation decision, requiring the person to pay to OFCOM a penalty of a single amount in sterling determined by OFCOM.

3

But OFCOM may give such a notice to the person only after—

a

notifying the person that they propose to give a penalty notice under this section, specifying the reasons for doing so and indicating the amount of the proposed penalty, and

b

giving the person an opportunity to make representations (with any supporting evidence).

4

A penalty notice under this section must—

a

give OFCOM’s reasons for their decision to impose the penalty,

b

state the amount of the penalty,

c

state the reasons for the amount of the penalty, including any aggravating or mitigating factors that OFCOM have taken into account,

d

specify the period within which the penalty must be paid,

e

contain details of the rights of appeal under section 168, and

f

contain information about the consequences of not paying the penalty (including information about the further kinds of enforcement action that it would be open to OFCOM to take).

5

The period specified under subsection (4)(d) must be at least 28 days beginning with the day on which the penalty notice is given.