10An offence under any of the following sections of the Financial Services and Markets Act 2000—
(a)section 23 (contravention of prohibition on carrying on regulated activity unless authorised or exempt);
(b)section 25 (contravention of restrictions on financial promotion);
(c)section 85 (prohibition on dealing etc in transferable securities without approved prospectus);
(d)section 398 (misleading the FCA or PRA).
Commencement Information
I1Sch. 12 para. 10 in force at 26.12.2023, see s. 219(3)(a)