188Provisional breach of undertakings enforcement notice
(1)This section applies where—
(a)the CMA has accepted an undertaking from a person (“the respondent”) under section 185, and
(b)the CMA has reasonable grounds to believe that the respondent has failed to comply with one or more of the terms of the undertaking.
(2)The CMA may give to the respondent a notice under this section (a “provisional breach of undertakings enforcement notice”).
(3)A provisional breach of undertakings enforcement notice must—
(a)set out the grounds on which it is given, including the respondent’s alleged acts or omissions giving rise to the belief mentioned in subsection (1)(b);
(b)set out proposed directions for the purpose of securing that the respondent complies with subsection (5);
(c)invite the respondent to make representations to the CMA about the giving of the notice;
(d)specify the means by which, and the time by which, such representations must be made.
(4)The means specified under subsection (3)(d) for making representations must include arrangements for them to be made orally if the respondent chooses to make representations in that way.
(5)The respondent complies with this subsection by—
(a)in the case of a respondent within section 185(2)(a), not continuing or repeating the infringing practice (where it is believed that the respondent has engaged or is engaging in that practice);
(b)in the case of a respondent within section 185(2)(b), not consenting to or conniving in the infringing practice;
(c)in either case, not engaging in the infringing practice in the course of the respondent’s business or another business;
(d)in either case, not consenting to or conniving in the carrying out of the infringing practice by a body corporate with which the respondent has a special relationship (see section 220).
(6)If the CMA is considering the imposition of a monetary penalty on the respondent (see section 189(3)(b)), the provisional breach of undertakings enforcement notice must also state—
(a)that the CMA is considering imposing a monetary penalty;
(b)the proposed amount of the penalty (including whether the penalty would be a fixed amount, an amount calculated by reference to a daily rate or both a fixed amount and an amount calculated by reference to a daily rate);
(c)any further factors (in addition to those provided under subsection (3)(a)) which the CMA considers justify the imposition of the proposed penalty and its amount or amounts.