The Banking Appeal Tribunal (Scottish Appeals) Regulations 1987 No. 1336 (S. 95)

Regulation 9

SCHEDULE DOCUMENTS TO BE SENT TO THE TRIBUNAL BY THE BANK

1.  In the case of an appeal against a decision of the Bank (or any finding relating thereto) to refuse to grant authorisation—

(a) a copy of the application for authorisation submitted under section 8 of the Act, together witha copy of the statement required by section 8(2)(b)(i) thereof to accompany the application and copies of any information and documents required by the Bank under section 8(2)(b)(ii) thereof,

(b) a copy of any information and documents submitted under section 8(3) thereof,

(c) a copy of any report provided under section 8(5) thereof,

(d) a copy of any notice served by the Bank under section 10(2) or 10(3) thereof,

(e) a copy of any written representations made in accordance with section 10(4) thereof, and

(f) a copy of any notice served under section 10(5) thereof.

2.  In the case of an appeal against a decision of the Bank (or any finding relating thereto) to revoke an authorisation, to restrict an authorisation or to vary the restrictions imposed on an authorisation—

(a) a copy of any notice served under section 13(1) or 13(4) of the Act,

(b) a copy of any written representations made in accordance with section 13(5) thereof,

(c) a copy of any notice served uder section 13(7) thereof, and

(d) a copy of any written representations made in accordance with section 13(9) thereof.

3.  In the case of an appeal against a decision of the Bank to give a direction—

(a) a copy of any notice served under section 20(1) or 20(3) of the Act,

(b) a copy of any written representations made in accordance with section 20(4) thereof, and

(c) a copy of any notice served under section 20(2)(b) thereof.

4.  In the case of an appeal against a decision of the Bank to object to a person who wishes to becomea shareholder controller or indirect controller of any description of an authorised institution—

(a) a copy of any notice served under section 21(1), 21(3), 22(1) and (2) or 22(6) of the Act, togetherwith a copy of any information and documents required by a notice under section 21(3) thereof, and

(b) a copy of any written representations made under section 22(3) of the Act.

5.  In the case of an appeal against a decision of the Bank to object to an existing shareholder controllerof an authorised institution—-

(a) a copy of the notices served under section 24(1) and (2) of the Act, and

(b) a copy of any written representations made under section 24(3) of the Act.