(Annex I of the Machinery Directive)
PRELIMINARY OBSERVATIONS
The obligations laid down by the essential health and safety requirements apply only when the corresponding hazard exists for the machinery in question when it is used under the conditions foreseen by the manufacturer. In any event, requirements 1.1.2, 1.7.3 and 1.7.4 apply to all machinery covered by this Directive.
The essential health and safety requirements laid down in this Directive are mandatory. However, taking into account the state of the art(), it may not be possible to meet the objectives set by them. In this case, the machinery must as far as possible be designed and constructed with the purpose of approaching those objectives.
1. ESSENTIAL HEALTH AND SAFETY REQUIREMENTS
1.1. General remarks
1.1.1.Definitions
For the purpose of this Directive
1.
“danger zone” means any zone within and/or around machinery in which an exposed person is subject to a risk to his health or safety;
2.
“exposed person” means any person wholly or partially in a danger zone;
3.
“operator” means the person or persons given the task of installing, operating, adjusting, maintaining, cleaning, repairing or transporting machinery.
1.1.2.Principles of safety integration
(a)Machinery must be so constructed that it is fitted for its function, and can be adjusted and maintained without putting persons at risk when these operations are carried out under the conditions foreseen by the manufacturer.
The aim of measures taken must be to eliminate any risk of accident throughout the foreseeable lifetime of the machinery, including the phases of assembly and dismantling, even where risks of accident arise from foreseeable abnormal situations.
(b)In selecting the most appropriate methods, the manufacturer must apply the following principles, in the order given:
eliminate or reduce risks as far as possible (inherently safe machinery design and construction);
take the necessary protection measures in relation to risks that cannot be eliminated;
inform users of the residual risks due to any shortcomings of the protection measures adopted, indicate whether any particular training is required and specify any need to provide personal protection equipment.
(c)When designing and constructing machinery, and when drafting the instructions, the manufacturer must envisage not only the normal use of the machinery but also uses which could reasonably be expected.
(d)Under the intended conditions of use, the discomfort, fatigue and psychological stress faced by the operator must be reduced to the minimum possible taking ergonomic principles into account.
(e)When designing and constructing machinery, the manufacturer must take account of the constraints to which the operator is subject as a result of the necessary or foreseeable use of personal protection equipment (such as footwear, gloves, etc).
(f)Machinery must be supplied with all the essential special equipment and accessories to enable it to be adjusted, maintained and used without risk.
1.1.3.Materials and products
The materials used to construct machinery or products used and created during its use must not endanger exposed persons' safety or health.
In particular, where fluids are used, machinery must be designed and constructed for use without risks due to filling, use, recovery or draining.
1.1.4.Lighting
The manufacturer must supply integral lighting suitable for the operations concerned where its lack is likely to cause a risk despite ambient lighting of normal intensity.
The manufacturer must ensure that there is no area of shadow likely to cause nuisance, that there is no irritating dazzle and that there are no dangerous stroboscopic effects due to the lighting provided by the manufacturer.
Internal parts requiring frequent inspection, and adjustment and maintenance areas, must be provided with appropriate lighting.
1.1.5.Design of machinery to facilitate its handling
Machinery or each component part thereof must:
be capable of being handled safely;
be packaged or designed so that it can be stored safely and without damage (eg adequate stability, special supports, etc).
Where the weight, size or shape of machinery or its various component parts prevents them from being moved by hand, the machinery or each component part must:
either be fitted with attachments for lifting gear; or
be designed so that it can be fitted with such attachments (eg threaded holes); or
be shaped in such a way that standard lifting gear can easily be attached.
Where machinery or one of its component parts is to be moved by hand, it must:
Special arrangements must be made for the handling of tools and/or machinery parts, even if lightweight, which could be dangerous (shape, material, etc).
1.2. Controls
1.2.1.Safety and reliability of control systems
1.2.2.Control devices
Control devices must be:
clearly visible and identifiable and appropriately marked where necessary;
positioned for safe operation without hesitation or loss of time, and without ambiguity;
designed so that the movement of the control is consistent with its effect;
located outside the danger zones, except for certain controls where necessary, such as emergency stop or a console for training of robots;
positioned so that their operation cannot cause additional risk;
designed or protected so that the desired effect, where a risk is involved, cannot occur without an intentional operation;
made so as to withstand foreseeable strain; particular attention must be paid to emergency stop devices liable to be subjected to considerable strain.
Where a control is designed and constructed to perform several different actions, namely where there is no one-to-one correspondence (eg keyboards, etc), the action to be performed must be clearly displayed and subject to confirmation where necessary.
Controls must be so arranged that their layout, travel and resistance to operation are compatible with the action to be performed, taking account of ergonomic principles. Constraints due to the necessary or foreseeable use of personal protection equipment (such as footwear, gloves, etc) must be taken into account.
Machinery must be fitted with indicators (dials, signals, etc) as required for safe operation. The operator must be able to read them from the control position.
From the main control position the operator must be able to ensure that there are no exposed persons in the danger zones.
If this is impossible, the control system must be designed and constructed so that an acoustic and/or visual warning signal is given whenever the machinery is about to start. The exposed person must have the time and the means to take rapid action to prevent the machinery starting up.
1.2.3.Starting
It must be possible to start machinery only by voluntary actuation of a control provided for the purpose.
The same requirement applies:
when restarting the machinery after a stoppage, whatever the cause;
when effecting a significant change in the operating conditions (eg speed, pressure, etc),
unless such restarting or change in operating conditions is without risk to exposed persons.
This essential requirement does not apply to the restarting of the machinery or to the change in operating conditions resulting from the normal sequence of an automatic cycle.
Where machinery has several starting controls and the operators can therefore put each other in danger, additional devices (eg enabling devices or selectors allowing only one part of the starting mechanism to be actuated at any one time) must be fitted to rule out such risks.
It must be possible for automated plant functioning in automatic mode to be restarted easily after a stoppage once the safety conditions have been fulfilled.
1.2.4.Stopping device
Normal stopping
Each machine must be fitted with a control whereby the machine can be brought safely to a complete stop.
Each workstation must be fitted with a control to stop some or all of the moving parts of the machinery, depending on the type of hazard, so that the machinery is rendered safe. The machinery’s stop control must have priority over the start controls.
Once the machinery or its dangerous parts have stopped, the energy supply to the actuators concerned must be cut off.
Emergency stop
Each machine must be fitted with one or more emergency stop devices to enable actual or impending danger to be averted. The following exceptions apply:
machines in which an emergency stop device would not lessen the risk, either because it would not reduce the stopping time or because it would not enable the special measures required to deal with the risk to be taken;
hand-held portable machines and hand-guided machines.
This device must:
have clearly identifiable, clearly visible and quickly accessible controls;
stop the dangerous process as quickly as possible, without creating additional hazards;
where necessary, trigger or permit the triggering of certain safeguard movements.
The emergency stop control must remain engaged; it must be possible to disengage it only by an appropriate operation; disengaging the control must not restart the machinery, but only permit restarting; the stop control must not trigger the stopping function before being in the engaged position.
Complex installations
In the case of machinery or parts of machinery designed to work together, the manufacturer must so design and construct the machinery that the stop controls, including the emergency stop, can stop not only the machinery itself but also all equipment upstream and/or downstream if its continued operation can be dangerous.
1.2.5.Mode selection
The control mode selected must override all other control systems with the exception of the emergency stop.
If machinery has been designed and built to allow for its use in several control or operating modes presenting different safety levels (eg to allow for adjustment, maintenance, inspection etc), it must be fitted with a mode selector which can be locked in each position. Each position of the selector must correspond to a single operating or control mode.
The selector may be replaced by another selection method which restricts the use of certain functions of the machinery to certain categories of operator (eg access codes for certain numerically controlled functions, etc).
If, for certain operations, the machinery must be able to operate with its protection devices neutralised, the mode selector must simultaneously:
disable the automatic control mode;
permit movements only by controls requiring sustained action;
permit the operation of dangerous moving parts only in enhanced safety conditions (eg reduced speed, reduced power, step-by-step, or other adequate provision) while preventing hazards from linked sequences;
prevent any movement liable to pose a danger by acting voluntarily or involuntarily on the machine’s internal sensors.
In addition, the operator must be able to control operation of the parts he is working on at the adjustment point.
1.2.6.Failure of the power supply
1.2.7.Failure of the control circuit
1.2.8.Software
1.3. Protection against mechanical hazards
1.3.1.Stability
Machinery, components and fittings thereof must be so designed and constructed that they are stable enough, under the foreseen operating conditions (if necessary taking climatic conditions into account) for use without risk of overturning, falling or unexpected movement.
If the shape of the machinery itself or its intended installation does not offer sufficient stability, appropriate means of anchorage must be incorporated and indicated in the instructions.
1.3.2.Risk of break-up during operation
The various parts of machinery and their linkages must be able to withstand the stresses to which they are subject when used as foreseen by the manufacturer.
The durability of the materials used must be adequate for the nature of the work place foreseen by the manufacturer, in particular as regards the phenomena of fatigue, ageing, corrosion and abrasion.
The manufacturer must indicate in the instructions the type and frequency of inspection and maintenance required for safety reasons. He must, where appropriate, indicate the parts subject to wear and the critera for replacement.
Where a risk of rupture or disintegration remains despite the measures taken (eg as with grinding wheels) the moving parts must be mounted and positioned in such a way that in case of rupture their fragments will be contained.
Both rigid and flexible pipes carrying fluids, particularly those under high pressure, must be able to withstand the foreseen internal and external stresses and must be firmly attached and/or protected against all manner of external stresses and strains; precautions must be taken to ensure that no risk is posed by a rupture (sudden movement, highpressure jets, etc).
Where the material to be processed is fed to the tool automatically, the following conditions must be fulfilled to avoid risks to the persons exposed (eg tool breakage):
when the workpiece comes into contact with the tool the latter must have attained its normal working conditions;
when the tool starts and/or stops (intentionally or accidentally) the feed movement and the tool movement must be coordinated.
1.3.3.Risks due to falling or ejected objects
Precautions must be taken to prevent risks from falling or ejected objects (eg workpieces, tools, cuttings, fragments, waste, etc).
1.3.4.Risks due to surfaces, edges or angles
In so far as their purpose allows, accessible parts of the machinery must have no sharp edges, no sharp angles, and no rough surfaces likely to cause injury.
1.3.5.Risks related to combined machinery
Where the machinery is intended to carry out several different operations with the manual removal of the piece between each operation (combined machinery), it must be designed and constructed in such a way as to enable each element to be used separately without the other elements constituting a danger or risk for the exposed person.
For this purpose, it must be possible to start and stop separately any elements that are not protected.
1.3.6.Risks relating to variations in the rotational speed of tools
1.3.7.Prevention of risks related to moving parts
The moving parts of machinery must be designed, built and laid out to avoid hazards or, where hazards persist, fixed with guards or protective devices in such a way as to prevent all risk of contact which could lead to accidents.
All necessary steps must be taken to prevent accidental blockage of moving parts involved in the work. In cases where, despite the precautions taken, a blockage is likely to occur, specific protection devices or tools, the instruction handbook and possibly a sign on the machinery should be provided by the manufacturer to enable the equipment to be safely unblocked.
1.3.8.Choice of protection against risks related to moving parts
1.4. Required characteristics of guards and protection devices
1.4.1.General requirement
1.4.2.Special requirements for guards
1.4.2.1.Fixed guards Fixed guards must be securely held in place.
They must be fixed by systems that can be opened only with tools.
Where possible, guards must be unable to remain in place without their fixings.
1.4.2.2.Movable guards
A.Type A movable guards must:
as far as possible remain fixed to the machinery when open;
be associated with a locking device to prevent moving parts starting up as long as these parts can be accessed and to give a stop command whenever they are no longer closed.
B.Type B movable guards must be designed and incorporated into the control system so that:
moving parts cannot start up while they are within the operator’s reach;
the exposed person cannot reach moving parts once they have started up;
they can be adjusted only by means of an intentional action, such as the use of a tool, key, etc;
the absence or failure of one of their components prevents starting or stops the moving parts;
protection against any risk of ejection is proved by means of an appropriate barrier.
1.4.2.3.Adjustable guards restricting access
1.4.3.Special requirements for protection devices
1.5. Protection against other hazards
1.5.1.Electricity supply
Where machinery has an electricity supply it must be designed, constructed and equipped so that all hazards of an electrical nature are or can be prevented.
The specific rules in force relating to electrical equipment designed for use within certain voltage limits must apply to machinery which is subject to those limits.
1.5.2.Static electricity
1.5.3.Energy supply other than electricity
Where machinery is powered by an energy other than electricity (eg hydraulic, pneumatic or thermal energy, etc), it must be so designed, constructed and equipped as to avoid all potential hazards associated with these types of energy.
1.5.4.Errors of fitting
Errors likely to be made when fitting or refitting certain parts which could be a source of risk must be made impossible by the design of such parts or, failing this, by information given on the parts themselves and/or the housings. The same information must be given on moving parts and/or their housings where the direction of movement must be known to avoid a risk. Any further information that may be necessary must be given in the instructions.
Where a faulty connection can be the source of risk, incorrect fluid connections, including electrical conductors, must be made impossible by the design or, failing this, by information given on the pipes, cables, etc and/or connector blocks.
1.5.5.Extreme temperatures
Steps must be taken to eliminate any risk of injury caused by contact with or proximity to machinery parts or materials at high or very low temperatures.
The risk of hot or very cold material being ejected should be assessed. Where this risk exists, the necessary steps must be taken to prevent it or, if this is not technically possible, to render it non-dangerous.
1.5.6.Fire
Machinery must be designed and constructed to avoid all risk of fire or overheating posed by the machinery itself or by gases, liquids, dusts, vapours or other substances produced or used by the machinery.
1.5.7.Explosion
Machinery must be designed and constructed to avoid any risk of explosion posed by the machinery itself or by gases, liquids, dusts, vapours or other substances produced or used by the machinery.
To that end the manufacturer must take steps to:
avoid a dangerous concentration of products;
prevent combustion of the potentially explosive atmosphere;
minimise any explosion which may occur so that it does not endanger the surroundings.
The same precautions must be taken if the manufacturer foresees the use of the machinery in a potentially explosive atmosphere.
Electrical equipment forming part of the machinery must conform, as far as the risk from explosion is concerned, to the provision of the specific Directives in force.
1.5.8.Noise
1.5.9.Vibration
Machinery must be so designed and constructed that risks resulting from vibrations produced by the machinery are reduced to the lowest level, taking account of technical progress and the availability of means of reducing vibration, in particular at source.
1.5.10.Radiation
1.5.11.External radiation
1.5.12.Laser equipment
1.5.13.Emissions of dust, gases, etc
Machinery must be so designed, constructed and/or equipped that risks due to gases, liquids, dust, vapours and other waste materials which it produces can be avoided.
Where a hazard exists, the machinery must be so equipped that the said substances can be contained and/or evacuated.
Where machinery is not enclosed during normal operation, the devices for containment and/or evacuation must be situated as close as possible to the source of the emission.
1.6. Maintenance
1.6.1.Machinery maintenance
Adjustment, lubrication and maintenance points must be located outside danger zones. It must be possible to carry out adjustment, maintenance, repair, cleaning and servicing operations while machinery is at a standstill.
If one or more of the above conditions cannot be satisfied for technical reasons, these operations must be possible without risk (see 1.2.5).
In the case of automated machinery and, where necessary, other machinery, the manufacturer must make provision for a connecting device for mounting diagnostic fault-finding equipment.
Automated machine components which have to be changed frequently, in particular for a change in manufacture or where they are liable to wear or likely to deteriorate following an accident, must be capable of being removed and replaced easily and in safety. Access to the components must enable these tasks to be carried out with the necessary technical means (tools, measuring instruments, etc) in accordance with an operating method specified by the manufacturer.
1.6.2.Access to operating position and servicing points
The manufacturer must provide means of access (stairs, ladders, catwalks, etc) to allow access in safety to all areas used for production, adjustment and maintenance operations.
Parts of the machinery where persons are liable to move about or stand must be designed and constructed to avoid falls.
1.6.3.Isolation of energy sources
All machinery must be fitted with means to isolate it from all energy sources. Such isolators must be clearly identified. They must be capable of being locked if reconnection could endanger exposed persons. In the case of machinery supplied with electricity through a plug capable of being plugged into a circuit, separation of the plug is sufficient.
The isolator must be capable of being locked also where an operator is unable, from any of the points to which he has access, to check that the energy is still cut off.
After the energy is cut off, it must be possible to dissipate normally any energy remaining or stored in the circuits of the machinery without risk to exposed persons.
As an exception to the above requirements, certain circuits may remain connected to their energy sources in order, for example, to hold parts, protect information, light interiors, etc. In this case, special steps must be taken to ensure operator safety.
1.6.4.Operator intervention
Machinery must be so designed, constructed and equipped that the need for operator intervention is limited.
If operator intervention cannot be avoided, it must be possible to carry it out easily and in safety.
1.6.5.Cleaning of internal parts
The machinery must be designed and constructed in such a way that it is possible to clean internal parts which have contained dangerous substances or preparations without entering them; any necessary unblocking must also be possible from the outside. If it is absolutely impossible to avoid entering the machinery, the manufacturer must take steps during its construction to allow cleaning to take place with the minimum of danger.
1.7. Indicators
1.7.0.Information devices
The information needed to control machinery must be unambiguous and easily understood.
It must not be excessive to the extent of overloading the operator.
Where the health and safety of exposed persons may be endangered by a fault in the operation of unsupervised machinery, the machinery must be equipped to give an appropriate acoustic or light signal as a warning.
1.7.1.Warning devices
Where machinery is equipped with warning devices (such as signals, etc), these must be unambiguous and easily perceived.
The operator must have facilities to check the operation of such warning devices at all times.
The requirements of the specific Directives concerning colours and safety signals must be complied with.
1.7.2.Warning of residual risks
Where risks remain despite all the measures adopted or in the case of potential risks which are not evident (eg electrical cabinets, radioactive sources, bleeding of a hydraulic circuit, hazard in an unseen area, etc), the manufacturer must provide warnings.
Such warnings should preferably use readily understandable pictograms and/or be drawn up in one of the languages of the country in which the machinery is to be used, accompanied, on request, by the languages understood by the operators.
1.7.3.Marking
All machinery must be marked legibly and indelibly with the following minimum particulars:
name and address of the manufacturer;
CE mark, which includes the year of construction;
designation of series or type;
serial number, if any.
Furthermore, where the manufacturer constructs machinery intended for use in a potentially explosive atmosphere, this must be indicated on the machinery.
Machinery must also bear full information relevant to its type and essential to its safe use (eg maximum speed of certain rotating parts, maximum diameter of tools to be fitted, mass, etc).
Where a machine part must be handled during use with lifting equipment, its mass must be indicated legibly, indelibly and unambiguously.
Interchangeable equipment must bear the same information.
1.7.4.Instructions
(a)All machinery must be accompanied by instructions including at least the following:
a repeat of the information with which the machinery is marked (see 1.7.3), together with any appropriate additional information to facilitate maintenance (eg addresses of the importer, repairers, etc);
foreseen use of the machinery within the meaning of 1.1.2(c);
workstation(s) likely to be occupied by operators;
instructions for safe:
putting into service;
use;
handling, giving the mass of the machinery and in various parts where they are regularly to be transported separately;
assembly, dismantling;
adjustment;
maintenance (servicing and repair);
where necessary, training instructions;
where necessary, the essential characteristics of tools which may be fitted to the machinery.
Where necessary, the instructions should draw attention to ways in which the machinery should not be used.
(b)The instructions must be drawn up by the manufacturer or his authorised representative established in the Community in one of the languages of the country in which the machinery is to be used and should preferably be accompanied by the same instructions drawn up in another Community language, such as that of the country in which the manufacturer or his authorised representative is established. By way of derogation from this requirement, the maintenance instructions for use by the specialised personnel frequently employed by the manufacturer or his authorised representative may be drawn up in only one of the official Community languages.
(c)The instructions must contain the drawings and diagrams necessary for putting into service, maintenance, inspection, checking of correct operation and, where appropriate, repair of the machinery, and all useful instructions in particular with regard to safety.
(d)Any sales literature describing the machinery must not contradict the instructions as regards safety aspects; it must give information regarding the airborne noise emissions referred to in (f) and, in the case of hand-held and/or hand-guided machinery, information regarding vibration as referred to in 2.2.
(e)Where necessary, the instructions must give the requirements relating to installation and assembly for reducing noise or vibration (eg use of dampers, type and mass of foundation block, etc).
(f)The instructions must give the following information concerning airborne noise emissions by the machinery, either the actual value or a value established on the basis of measurements made on identical machinery;
equivalent continuous A-weighted sound pressure level at workstations, where this exceeds 70 dB(A); where this level does not exceed 70 dB(A), this fact must be indicated;
peak C-weighted instantaneous sound pressure value at workstations, where this exceeds 63 Pa (130 dB in relation to 20 μPa);
sound power level emitted by the machinery where the equivalent continuous A-weighted sound pressure level at workstations exceeds 85 dB(A).
In the case of very large machinery, instead of the sound power level, the equivalent continuous sound pressure levels at specified positions around the machinery may be indicated.
Where the harmonized standards are not applied, sound levels must be measured using the most appropriate method for the machinery.
The manufacturer must indicate the operating conditions of the machinery during measurement and what methods have been used for the measurement.
Where the workstation(s) are undefined or cannot be defined, sound pressure levels must be measured at a distance of 1 metre from the surface of the machinery and at height of 1.60 metres from the floor or access platform. The position and value of the maximum sound pressure must be indicated.
(g)If the manufacturer foresees that the machinery will be used in a potentially explosive atmosphere, the instructions must give all the necessary information.
(h)In the case of machinery which may also be intended for use by non-professional operators, the wording and layout of the instructions for use, whilst respecting the other essential requirements mentioned above, must take into account the level of general education and acumen that can reasonably be expected from such operators.
2. ADDITIONAL ESSENTIAL HEALTH AND SAFETY REQUIREMENTS FOR CERTAIN CATEGORIES OF MACHINERY
2.1. Agri-foodstuffs machinery
In addition to the essential health and safety requirements set out in 1 above, where machinery is intended to prepare and process foodstuffs (eg cooking, refrigeration, thawing, washing, handling, packaging, storage, transport or distribution), it must be so designed and constructed as to avoid any risk of infection, sickness or contagion and the following hygiene rules must be observed:
(a)
materials in contact, or intended to come into contact, with the foodstuffs must satisfy the conditions set down in the relevant Directives. The machinery must be so designed and constructed that these materials can be cleaned before each use;
(b)
all surfaces including their joinings must be smooth, and must have neither ridges nor crevices which could harbour organic materials;
(c)
assemblies must be designed in such a way as to reduce projections, edges and recesses to a minimum. They should preferably be made by welding or continuous bonding. Screws, screwheads and rivets may not be used except where technically unavoidable;
(d)
all surfaces in contact with foodstuffs must be easily cleaned and disinfected, where possible after removing easily dismantled parts. The inside surfaces must have curves of a radius sufficient to allow thorough cleaning;
(e)
liquid deriving from foodstuffs as well as cleaning, disinfecting and rinsing fluids should be able to be discharged from the machine without impediment (possibly in a “clean” position);
(f)
machinery must be so designed and constructed as to prevent any liquids or living creatures, in particular insects, entering, or any organic matter accumulating in areas that cannot be cleaned (eg for machinery not mounted on feet or casters, by placing a seal between the machinery and its base, by the use of sealed units, etc);
(g)
machinery must be so designed and constructed that no ancillary substances (eg lubricants, etc) can come into contact with foodstuffs. Where necessary, machinery must be designed and constructed so that continuing compliance with this requirement can be checked.
Instructions
In addition to the information required in section 1, the instructions must indicate recommended products and methods for cleaning, disinfecting and rinsing (not only for easily accessible areas but also where areas to which access is impossible or unadvisable, such as piping, have to be cleaned in situ).
2.2. Portable hand-held and/or hand-guided machinery
In addition to the essential health and safety requirements set out in 1 above, portable hand-held and/or hand-guided machinery must conform to the following essential health and safety requirements:
according to the type of machinery, it must have a supporting surface of sufficient size and have a sufficient number of handles and supports of an appropriate size and arranged to ensure the stability of the machinery under the operating conditions foreseen by the manufacturer;
except where technically impossible or where there is an independent control, in the case of handles which cannot be released on complete safety, it must be fitted with start and stop controls arranged in such a way that the operator can operate them without releasing the handles;
it must be designed, constructed or equipped to eliminate the risks of accidental starting and/or continued operation after the operator has released the handles. Equivalent steps must be taken if this requirement is not technically feasible;
portable hand-held machinery must be designed and constructed to allow, where necessary, a visual check of the contact of the tool with the material being processed.
Instructions
If there is no applicable test code, the manufacturer must indicate the measurement methods and conditions under which measurements were made.
2.3. Machinery for working wood and analogous materials
In addition to the essential and safety requirements set out in 1 above, machinery for working wood and machinery for working materials with physical and technological characteristics similar to those of wood, such as cork, bone, hardened rubber, hardened plastic material and other similar stiff material must conform to the following essential health and safety requirements:
(a)
the machinery must be designed, constructed or equipped so that the piece being machined can be placed and guided in safety; where the piece is hand-held on a work-bench the latter must be sufficiently stable during the work and must not impede the movement of the piece;
(b)
where the machinery is likely to be used in conditions involving the risk of ejection of pieces of wood, it must be designed, constructed or equipped to eliminate this ejection, or, if this is not the case, so that the ejection does not engender risks for the operator and/or exposed persons;
(c)
the machinery must be equipped with an automatic brake that stops the tool in a sufficiently short time if there is a risk of contact with the tool whilst it runs down;
(d)
where the tool is incorporated into a non-fully automated machine, the latter must be so designed and constructed as to eliminate or reduce the risk of serious accidental injury, for example by using cylindrical cutter blocks, restricting depth of cut, etc.
3. ESSENTIAL HEALTH AND SAFETY REQUIREMENTS TO OFFSET THE PARTICULAR HAZARDS DUE TO THE MOBILITY OF MACHINERY
In addition to the essential health and safety requirements given in the sections 1 and 2, machinery presenting hazards due to mobility must be designed and constructed to meet the requirements below.
Risks due to mobility always exist in the case of machinery which is self-propelled, towed or pushed or carried by other machinery or tractors, is operated in working areas and whose operations requires either mobility while working, be it continuous or semicontinuous movement, between a succession of fixed working positions.
Risks due to mobility may also exist in the case of machinery operated without being moved, but equipped in such a way as to enable it to be moved more easily from one place to another (machinery fitted with wheels, rollers, runners, etc. or placed on gantries, trolleys, etc).
In order to verify that rotary cultivators and power harrows do not present unacceptable risks to the exposed persons, the manufacturer or his authorised representative established within the Community must, for each type of machinery concerned, perform the appropriate tests or have such tests performed.
3.1. General
3.1.1.Definition
“Driver” means an operator responsible for the movement of machinery. The driver may be transported by the machinery or may be on foot, accompanying the machinery, or may be guiding the machinery by remote control (cables, radio, etc).
3.1.2.Lighting
If intended by the manufacturer to be used in dark places, self-propelled machinery must be fitted with a lighting device appropriate to the work to be carried out, without prejudice to any other regulations applicable (road traffic regulations, navigation rules, etc).
3.1.3.Design of machinery to facilitate its handling
3.2. Work stations
3.2.1.Driving position
The driving position must be designed with due regard to ergonomic principles. There may be two or more driving positions and, in such cases, each driving position must be provided with all the requisite controls, Where there is more than one driving position, the machinery must be designed so that the use of one of them precludes the use of the others, except in emergency stops. Visibility from the driving position must be such that the driver can in complete safety for himself and the exposed persons, operate the machinery and its tools in their intended conditions of use. Where necessary, appropriate devices must be provided to remedy hazards due to inadequate direct vision.
Machinery must be so designed and constructed that, from the driving position, there can be no risk to the driver and operators on board from inadvertent contact with the wheels or tracks.
The driving position must be designed and constructed so as to avoid any health risk due to exhaust gases and/or lack of oxygen.
The driving position of ride-on drivers must be so designed and constructed that a driver’s cab may be fitted as long as there is room. In that case, the cab must incorporate a place for the instructions needed for the driver and/or operators. The driving position must be fitted with an adequate cab where there is a hazard due to a dangerous environment.
Where the machinery is fitted with a cab, this must be designed, constructed and/or equipped to ensure that the driver has good operating conditions and is protected against any hazards that might exist (for instance: inadequate heating and ventilation, inadequate visibility, excessive noise and vibration, falling objects, penetration by objects, rolling over, etc). The exit must allow rapid evacuation. Moreover, an emergency exit must be provided in a direction which is different from the usual exit.
The materials used for the cab and its fittings must be fire-resistant.
3.2.2.Seating
The driving seat of any machinery must enable the driver to maintain a stable position and be designed with due regard to ergonomic principles.
The seat must be designed to reduce vibrations transmitted to the driver to the lowest level that can be reasonably achieved. The seat mountings must withstand all stresses to which they can be subjected, notably in the event of rollover. Where there is no floor beneath the driver’s feet, the driver must have footrests covered with a slip-resistant material.
Where machinery is fitted with provision for a rollover protection structure, the seat must be equipped with a safety belt or equivalent device which keeps the driver in his seat without restricting any movements necessary for driving or any movements caused by the suspension.
3.2.3.Other places
If the conditions of use provide that operators other than the driver are occasionally or regularly transported by the machinery, or work on it, appropriate places must be provided which enable them to be transported or to work on it without risk, particularly the risk of falling.
Where the working conditions so permit, these work places must be equipped with seats.
Should the driving position have to be fitted with a cab, the other places must also be protected against the hazards which justified the protection of the driving position.
3.3. Controls
3.3.1.Control devices
The driver must be able to actuate all control devices required to operate the machinery from the driving position, except for functions which can be safely activated only by using control devices located away from the driving position. This refers in particular to working positions other than the driving position, for which operators other than the driver are responsible or for which the driver has to leave his driving position in order to carry out the manoeuvre in safety.
Where there are pedals they must be so designed, constructed and fitted to allow operation by the driver in safety with the minimum risk of confusion; they must have a slip-resistant surface and be easy to clean.
Where their operation can lead to hazards, notably dangerous movements, the machinery’s controls, except for those with preset positions, must return to the neutral position as soon as they are released by the operator.
In the case of wheeled machinery, the steering system must be designed and constructed to reduce the force of sudden movements of the steering lever caused by shocks to the guide wheels.
Any control that locks the differential must be so designed and arranged that it allows the differential to be unlocked when the machinery is moving.#
The last sentence of section 1.2.2 does not apply to the mobility function.
3.3.2.Starting/moving
Self-propelled machinery with a ride-on driver must be so equipped as to deter unauthorised persons from starting the engine.
Travel movements of self-propelled machinery with a ride-on driver must be possible only if the driver is at the controls.
Where, for operating purposes, machinery must be fitted with devices which exceed its normal clearance zone (eg stabilisers, jib, etc), the driver must be provided with the means of checking easily, before moving the machinery, that such devices are in a particular position which allows safe movement.
This also applies to all other parts which, to allow safe movement, have to be in particular positions, locked if necessary.
Where it is technically and economically feasible, movement of the machinery must depend on safe positioning of the aforementioned parts.
It must not be possible for movement of the machinery to occur while the engine is being started.
3.3.3.Travelling function
Without prejudice to the provisions of road traffic regulations, self-propelled machinery and its trailers must meet the requirements for slowing down, stopping, braking and immobilisation so as to ensure safety under all the operating, loading, speed, ground and gradient conditions allowed for by the manufacturer and corresponding to conditions encountered in normal use.
The driver must be able to slow down and stop self-propelled machinery by means of a main device. Where safety so requires in the event of a failure of the main device, or in the absence of the energy supply to actuate the main device, an emergency device with fully independent and easily accessible controls must be provided for slowing down and stopping.
Where safety so requires, a parking device must be provided to render stationary machinery immobile. This device may be combined with one of the devices referred to in the second paragraph, provided that it is purely mechanical.
Remote-controlled machinery must be designed and constructed to stop automatically if the driver loses control.
Section 1.2.4 does not apply to the travelling function.
3.3.4.Movement of pedestrian-controlled machinery
Movement of pedestrian-controlled self-propelled machinery must be possible only through sustained action on the relevant control by the driver. In particular, it must not be possible for movement to occur while the engine is being started.
The control systems for pedestrian-controlled machinery must be designed to minimise the hazards arising from inadvertent movement of the machine towards the driver. In particular:
(b)
injury from rotating tools.
Also, the speed of normal travel of the machine must be compatible with the pace of a driver on foot.
In the case of machinery on which a rotary tool may be fitted, it must not be possible to actuate that tool when the reversing control is engaged, except where movement of the machinery results from movement of the tool. In the latter case, the reversing speed must be such that it does not endanger the driver.
3.3.5.Control circuit failure
3.4. Protection against mechanical hazards
3.4.1.Uncontrolled movements
When a part of a machine has been stopped, any drift away from the stopping position, for whatever reason other than action at the controls, must be such that it is not a hazard to exposed persons.
Machinery must be so designed, constructed and where appropriate placed on its mobile support as to ensure that when moved the uncontrolled oscillations of its centre of gravity do not affect its stability or exert excessive strain on its structure.
3.4.2.Risk of break-up during operation
Parts of machinery rotating at high speed which, despite the measures taken, may break up or disintegrate, must be mounted and guarded in such a way that, in case of breakage, their fragments will be contained or, if that is not possible, cannot be projected towards the driving and/or operation positions.
3.4.3.Rollover
Where, in the case of self-propelled machinery with a ride-on driver and possibly ride-on operators, there is a risk of rolling over, the machinery must be designed for and be fitted with anchorage points allowing it to be equipped with a rollover protective structure (ROPS).
This structure must be such that in case of rolling over it affords the ride-on driver and where appropriate the ride-on operators an adequate deflection-limiting volume (DLV).
In order to verify that the structure complies with the requirement laid down in the second paragraph, the manufacturer or his authorised representative established within the Community must, for each type of structure concerned, perform appropriate test or have such tests performed.
In addition, the earth-moving machinery listed below with a capacity exceeding 15kW must be fitted with a rollover protective structure:
crawler loaders or wheel loaders,
backhoe loaders,
crawler tractors or wheel tractors,
scrapers, self-loading or not,
graders,
articulated steer dumpers.
3.4.4.Falling objects
Where, in the case of machinery with a ride-on driver and possibly ride-on operators, there is a risk due to falling objects or material, the machinery should be designed for, and fitted with, if its size allows, anchorage points allowing it to be equipped with a falling-object protective structure (FOPS).
This structure must be such that in the case of falling objects or material, it guarantees the ride-on operators an adequate deflection-limiting volume (DLV).
In order to verify that the structure complies with the requirement laid down in the second paragraph, the manufacturer or his authorised representative established within the Community must, for each type of structure concerned, perform appropriate tests or have such tests performed.
3.4.5.Means of access
3.4.6.Towing devices
All machinery used to tow or to be towed must be fitted with towing or coupling devices designed, constructed and arranged to ensure easy and safe connection and disconnection, and to prevent accidental disconnection during use.
In so far as the towbar load requires, such machinery must be equipped with a support with a bearing surface suited to the load and the ground.
3.4.7.Transmission of power between self-propelled machinery (or tractor) and recipient machinery
Transmission shafts with universal joints linking self-propelled machinery (or tractor) to the first fixed bearing of recipient machinery must be guarded on the self-propelled machinery side and the recipient machinery side over the whole length of the shaft and associated universal joints.
On the side of the self-propelled machinery (or tractor), the power take-off to which the transmission shaft is attached must be guarded either by a screen fixed to the selfpropelled machinery (or tractor) or by any other device offering equivalent protection.
On the towed machinery side, the input shaft must be enclosed in a protective casing fixed to the machinery.
Torque limiters or freewheels may be fitted to universal joint transmissions only on the side adjoining the driven machine. The universal-joint transmission shaft must be marked accordingly.
All towed machinery whose operation requires a transmission shaft to connect it to selfpropelled machinery or a tractor must have a system for attaching the transmission shaft so that when the machinery is uncoupled the transmission shaft and its guard are not damaged by contact with the ground or part of the machinery.
The outside parts of the guard must be so designed, constructed and arranged that they cannot turn with the transmission shaft. The guard must cover the transmission shaft to the ends of the inner jaws in the case of simple universal joints and at least to the centre of the outer joint or joints in the case of “wide-angle” universal joints.
Manufacturers providing means of access to working positions near to the universal joint transmission shaft must ensure that shaft guards as described in the sixth paragraph cannot be used as steps unless designed and constructed for that purpose.
3.4.8.Moving transmission parts
By way of derogation from section 1.3.8.A, in the case of internal combustion engines, removable guards preventing access to the moving parts in the engine compartment need not have locking devices if they have to be opened either by the use of a tool or key or by a control located in the driving position if the latter is in a fully enclosed cab with a lock to prevent unauthorised access.
3.5. Protection against other hazards
3.5.1.Batteries
The battery housing must be constructed and located and the battery installed so as to avoid as far as possible the chance of electrolyte being ejected on to the operator in the event of rollover and/or to avoid the accumulation of vapours in places occupied by operators.
Machinery must be so designed and constructed that the battery can be disconnected with the aid of an easily accessible device provided for that purpose.
3.5.2.Fire
3.5.3.Emissions of dust, gases, etc.
Where such hazards exist, the containment equipment provided for in 1.5.13 may be replaced by other means, for example precipitation by water spraying.
The second and third paragraphs of 1.5.13 do not apply where the main function of the machinery is the spraying of products.
3.6. Indications
3.6.1.Signs and warning
Machinery must have means of signalling and/or instruction plates concerning use, adjustment and maintenance, wherever necessary, to ensure the health and safety of exposed persons. They must be chosen, designed and constructed in such a way as to be clearly visible and indelible.
Without prejudice to the requirements to be observed for travelling on the public highway, machinery with a ride-on driver must have the following equipment:
an acoustic warning device to alert exposed persons;
a system of light signals relevant to the intended conditions of use such as stop lamps, reversing lamps and rotating beacons. The latter requirement does not apply to machinery intended solely for underground working and having no electrical power.
Remote-controlled machinery which under normal conditions of use exposes persons to the hazards of impact or crushing must be fitted with appropriate means to signal its movements or with means to protect exposed persons against such hazards. The same applies to machinery which involves, when in use, the constant repetition of a forward and backward movement on a single axis where the back of the machine is not directly visible to the driver.
Machinery must be so constructed that the warning and signalling devices cannot all be disabled unintentionally. Where this is essential for safety, such devices must be provided with the means to check that they are in good working order and their failure must be made apparent to the operator.
Where the movement of machinery or its tools is particularly hazardous, signs on the machinery must be provided to warn against approaching the machinery while it is working; the signs must be legible at a sufficient distance to ensure the safety of persons who have to be in the vicinity.
3.6.2.Marking
3.6.3.Instruction handbook
4. ESSENTIAL HEALTH AND SAFETY REQUIREMENTS TO OFFSET THE PARTICULAR HAZARDS DUE TO A LIFTING OPERATION
In additon to the essential health and safety requirements given in sections 1, 2 and 3, machinery presenting hazards due to lifting operations — mainly hazards of load falls and collisions or hazards of tipping caused by a lifting operation — must be designed and constructed to meet the requirements below.
Risks due to a lifting operation exist particularly in the case of machinery designed to move a unit load involving a change in level during the movement. The load may consist of objects, materials or goods.
4.1. General remarks
4.1.1.Definitions
(a)lifting accessories:
(b)separate lifting accessories:
“separate lifting accessories” means accessories which help to make up or use a slinging device, such as eyehooks, shackles, rings, eyebolts, etc;
(c)guided load:
(d)working coefficient:
“working coefficient” means the arithmetic ratio between the load guaranteed by the manufacturer up to which a piece of equipment, and accessory or machinery is able to hold it and the maximum working load marked on the equipment, accessory or machinery respectively;
(e)test coefficient:
“test coefficient” means the arithmetic ratio between the load used to carry out the static or dynamic tests on a piece of equipment, an accessory or machinery and the maximum working load marked on the piece of equipment, accessory or machinery;
(f)static test
(g)dynamic test:
4.1.2.Protection against mechanical hazards
4.1.2.1.Risks due to lack of stability
Machinery must be so designed and constructed that the stability required in 1.3.1 is maintained both in service and out of service, including all stages of transportation, assembly and dismantling, during foreseeable component failures and also during the tests carried out in accordance with the instruction handbook.
To that end, the manufacturer or his authorised representative established within the Community must use the appropriate verification methods; in particular, for selfpropelled industrial trucks with lift exceeding 1.80 m, the manufacturer or his authorised representative established within the Community must, for each type of industrial truck concerned, perform a platform stability test or similar test, or have such tests performed.
4.1.2.2.Guide rails and rail tracksMachinery must be provided with devices which act on the guide rails or tracks to prevent derailment.
However, if derailment occurs despite such devices, or if there is a failure of a rail or a running component, devices must be provided which prevent the equipment, component or load from falling or the machine overturning.
4.1.2.3.Mechanical strength
Machinery, lifting accessories and removable components must be capable of withstanding the stresses to which they are subjected, both in and, where applicable, out of use, under the installation and operating conditions provided for by the manufacturer, and in all relevant configurations, with due regard, where appropriate, to the effects of atmospheric factors and forces exerted by persons. This requirement must also be satisfied during transport, assembly and dismantling.
Machinery and lifting accessories must be designed and constructed so as to prevent failure from fatigue or wear, taking due account of their intended use.
The materials used must be chosen on the basis of the working environments provided for by the manufacturer, with special reference to corrosion, abrasion, impacts, cold brittleness and ageing.
The machinery and the lifting accessories must be designed and constructed to withstand the overload in the static tests without permanent deformation or patent defect. The calculation must take account of the values of the static test coefficient chosen to guarantee an adequate level of safety; that coefficient has, as a general rule, the following values:
(a)
manually-operated machinery and lifting accessories: 1.5;
(b)
other machinery: 1.25.
Machinery must be designed and constructed to undergo, without failure, the dynamic tests carried out using the maximum working load multiplied by the dynamic test coefficient. This dynamic test coefficient is chosen so as to guarantee an adequate level of safety: the coefficient is, as a general rule, equal to 1.1.
The dynamic tests must be performed on machinery ready to be put into service under normal conditions of use. As a general rule, the tests will be performed at the nominal speeds laid down by the manufacturer. Should the control circuit of the machinery allow for a number of simultaneous movements (for example, rotation and displacement of the load), the tests must be carried out under the least favourable conditions, ie as a general rule by combining the movements concerned.
4.1.2.4.Pulleys, drums, chains or ropes
Pulleys, drums and wheels must have a diameter commensurate with the size of rope or chains with which they can be fitted.
Drums and wheels must be so designed, constructed and installed that the ropes or chains with which they are equipped can wind round without falling off.
Ropes used directly for lifting or supporting the load must not include any splicing other than at their ends (splicings are tolerated in installations which are intended from their design to be modified regularly according to needs for use). Complete ropes and their endings have a working coefficient chosen so as to guarantee an adequate level of safety; as a general rule, this coefficient is equal to five.
Lifting chains have a working coefficient chosen so as to guarantee an adequate level of safety; as a general rule, this coefficient is equal to four.
In order to verify that an adequate working coefficient has been attained, the manufacturer or his authorised representative established within the Community must, for each type of chain and rope used directly for lifting the load, and for the rope ends, perform the appropriate tests or have such tests performed.
4.1.2.5.Separate lifting accessories
4.1.2.6.Control of movements
4.1.2.7.Handling of loads
The driving position of machinery must be located in such a way as to ensure that widest possible view of trajectories of the moving parts, in order to avoid possible collisions with persons or equipment or other machinery which might be manoeuvring at the same time and liable to constitute a hazard.
Machinery with guided loads fixed in one place must be designed and constructed so as to prevent exposed persons from being hit by the load or the counter-weights.
4.1.2.8.Lightning
4.2. Special requirements for machinery whose power source is other than manual effort
4.2.1.Controls
4.2.1.1.Driving position
4.2.1.2.Seating
4.2.1.3.Control devices
The devices controlling movements of the machinery or its equipment must return to their neutral position as soon as they are released by the operator. However, for partial or complete movements in which there is no risk of the load or the machinery colliding, the said devices may be replaced by controls authorising automatic stops at preselected levels without holding a hold-to-run control device.
4.2.1.4.Loading control
4.2.2.Installation guided by cables
4.2.3.Risks to exposed persons. Means of access to driving position and intervention points
4.2.4.Fitness for purpose
When machinery is placed on the market or is first put into service, the manufacturer or his authorised representative established within the Community must ensure, by taking appropriate measures or having them taken, that lifting accessories and machinery which are ready for use — whether manually or power-operated — can fulfil their specified functions safely. The said measures must take into account the static and dynamic aspects of the machinery.
Where the machinery cannot be assembled in the manufacturer’s premises, or in the premises of his authorised representative established within the Community, appropriate measures must be taken at the place of use. Otherwise, the measures may be taken either in the manufacturer’s premises or at the place of use.
4.3. Marking
4.3.1.Chains and ropes
Each length of lifting chain, rope or webbing not forming part of an assembly must bear a mark or, where this is not possible, a plate or irremovable ring bearing the name and address of the manufacturer or his authorised representative established in the Community and the identifying reference of the relevant certificate.
The certificate should show the information required by the harmonized standards or, should those not exist, at least the following information:
the name of the manufacturer or his authorised representative established within the Community;
the address within the Community of a manufacturer or his authorised representative, as appropriate;
a description of the chain or rope which includes:
if tested, the standard used;
a maximum load to which the chain or rope should be subjected in service. A range of values may be given for specified applications.
4.3.2.Lifting accessories
All lifting accessories must show the following particulars:
identification of the manufacturer;
identification of the material (eg international classification) where this information is needed for dimensional compatibility;
identification of the maximum working load;
EC mark.
In the case of accessories including components such as cables or ropes, on which marking is physically impossible, the particulars referred to in the first paragraph must be displayed on a plate or by some other means and securely affixed to the accessory.
The particulars must be legible and located in a place where they are not liable to disappear as a result of machining, wear, etc, or jeopardise the strength of the accessory.
4.3.3.Machinery
In addition to the minimum information provided for in 1.7.3, each machine must bear, legibly and indelibly, information concerning the nominal load:
(i)
displayed in uncoded form and prominently on the equipment in the case of machinery which has only one possible value;
(ii)
where the nominal load depends on the configuration of the machine, each driving position must be provided with a load plate indicating, preferably in diagrammatic form or by means of tables, the nominal loads for each configuration.
Machinery equipped with a load support which allows access to persons and involves a risk of falling must bear a clear and indelible warning prohibiting the lifting of persons. This warning must be visible at each place where access is possible.
4.4. Instruction handbook
4.4.1.Lifting accessories
4.4.2.Machinery
5. ESSENTIAL SAFETY AND HEALTH REQUIREMENTS FOR MACHINERY INTENDED SOLELY FOR UNDERGROUND WORK
In addition to the essential safety and health requirements provided for in sections 1, 2, 3 and 4, machinery intended solely for underground work must be designed and constructed to meet the requirements below.
5.1. Risks due to lack of stability
5.2. Movement
5.3. Lighting
5.4. Control devices
The accelerator and brake controls for the movement of machinery running on rails must be manual. The deadman’s control may be foot-operated, however.
The control devices of powered roof supports must be designed and laid out so that, during displacement operations, operators are sheltered by a support in place. The control devices must be protected against any accidental release.
5.5. Stopping
5.6. Fire
The second indent of 3.5.2 is mandatory in respect of machinery which comprise highly flammable parts.
The braking system of machinery meant for use in underground working must be designed and constructed so as not to produce sparks or cause fires.
Machinery with heat engines for use in underground working must be fitted only with internal combustion engines using fuel with a low vaporising pressure and which exclude any spark of electrical origin.
5.7. Emissions of dust, gases etc