http://www.legislation.gov.uk/uksi/1995/3275/regulation/33/made
The Investment Services Regulations 1995
Credit licences
King's Printer of Acts of Parliament
2018-01-19
FINANCIAL SERVICES
The Regulations give effect to provisions of Council Directive 93/22/EEC on investment services in the securities field (OJ No. L141, 10.5.93, p.27) (“the Investment Services Directive”). They also give effect to provisions of Council Directive 93/6/EEC on the capital adequacy of investment firms and credit institutions (OJ No. L141, 15.3.93, p.1). Most of the Regulations come into force on 1st January 1996. Two of them (one relating to the position of appointed representatives under the Financial Services Act 1986 and the other relating to the position of recognised professional bodies under that Act) come into force of 1st January 1997.
The Investment Services Regulations 1995
Instrument
Bank of England Act 1998
s.21(b)
The Investment Services Regulations 1995
reg.26(6)
Bank of England Act 1998
s.25(2)
The Investment Services Regulations 1995
reg.56(3)
Bank of England Act 1998
s.23
Sch.1 Pt.II
para.45(9)
The Investment Services Regulations 1995
Sch.6
para.8(2)
Bank of England Act 1998
s.23
Sch.1 Pt.II
para.45(11)
The Investment Services Regulations 1995
reg. 2(1A)
The Banking Consolidation Directive (Consequential Amendments) Regulations 2000
reg. 14(3)
reg. 1
The Investment Services Regulations 1995
reg. 2(2B)
The Banking Consolidation Directive (Consequential Amendments) Regulations 2000
reg. 14(3)
reg. 1
The Investment Services Regulations 1995
Regulations
The Financial Services and Markets Act 2000 (Consequential Amendments and Repeals) Order 2001
art. 3(2)(c)
art. 1
Investment Services Regs
The Investment Services Regulations 1995
The Financial Services and Markets Act 2000 (Transitional Provisions and Savings) (Information Requirements and Investigations) Order 2001
art 12
Investment Services Regs
The Investment Services Regulations 1995
Regulations
The Financial Services and Markets Act 2000 (Transitional Provisions) (Controllers) Order 2001
art. 3-15
reg. 1
The Investment Services Regulations 1995
reg. 48(10)
The Financial Institutions (Prudential Supervision) Regulations 1996
reg. 11(2)
reg. 1(2)
The Investment Services Regulations 1995
Sch. 8
para. 5a
5b
6
The Financial Institutions (Prudential Supervision) Regulations 1996
reg. 11(3)
Sch. 2
reg. 1(2)
The Investment Services Regulations 1995
reg. 2(2B)
The Financial Institutions (Prudential Supervision) Regulations 1996
Sch. 5
para. 11
reg. 1(2)
PART VAMENDMENTS OF FINANCIAL SERVICES ACT
Construction of Part V33
If and to the extent that a European investment firm is an authorised person, nothing in this Part of these Regulations, except regulations 21(1), 23(1) and 24 and paragraphs 5, 6, 11(2), 20 and 28 of Schedule 7, shall affect the operation of the Financial Services Act in relation to it.