SCHEDULE 1 WORKFORCE AGREEMENTS

Regulation 2

1

An agreement is a workforce agreement for the purposes of these Regulations if the following conditions are satisfied—

a

the agreement is in writing;

b

it has effect for a specified period not exceeding five years;

c

it applies either—

i

to all of the relevant members of the workforce, or

ii

to all of the relevant members of the workforce who belong to a particular group;

d

the agreement is signed—

i

in the case of an agreement of the kind referred to in sub-paragraph (c)(i), by the representatives of the workforce, and in the case of an agreement of the kind referred to in sub-paragraph (c)(ii) by the representatives of the group to which the agreement applies (excluding, in either case, any representative not a relevant member of the workforce on the date on which the agreement was first made available for signature), or

ii

if the employer employed 20 or fewer workers on the date referred to in sub-paragraph (d)(i), either by the appropriate representatives in accordance with that sub-paragraph or by the majority of the workers employed by him;

e

before the agreement was made available for signature, the employer provided all the workers to whom it was intended to apply on the date on which it came into effect with copies of the text of the agreement and such guidance as those workers might reasonably require in order to understand it fully.

2

For the purposes of this Schedule—

  • “a particular group" is a group of the relevant members of a workforce who undertake a particular function, work at a particular workplace or belong to a particular department or unit within their employer’s business;

  • “relevant members of the workforce" are all of the workers employed by a particular employer, excluding any worker whose terms and conditions of employment are provided for, wholly or in part, in a collective agreement;

  • “representatives of the workforce" are workers duly elected to represent the relevant members of the workforce, “representatives of the group" are workers duly elected to represent the members of a particular group, and representatives are “duly elected" if the election at which they were elected satisfied the requirements of paragraph 3 of this Schedule.

3

The requirements concerning elections referred to in paragraph 2 are that—

a

the number of representatives to be elected is determined by the employer;

b

the candidates for election as representatives of the workforce are relevant members of the workforce, and the candidates for election as representatives of a group are members of the group;

c

no worker who is eligible to be a candidate is unreasonably excluded from standing for election;

d

all the relevant members of the workforce are entitled to vote for representatives of the workforce, and all the members of a particular group are entitled to vote for representatives of the group;

e

the workers entitled to vote may vote for as many candidates as there are representatives to be elected;

f

the election is conducted so as to secure that—

i

so far as is reasonably practicable, those voting do so in secret, and

ii

the votes given at the election are fairly and accurately counted.

SCHEDULE 2 WORKERS EMPLOYED IN AGRICULTURE F5in Wales or Scotland

Regulations 13(4), 15(6) and 43

Annotations:
Amendments (Textual)
F5

Words in Sch. 2 heading inserted (E.) (1.10.2013) by The Working Time (Amendment) (England) Regulations 2013 (S.I. 2013/2228), regs. 1(2), 2(5)(a) (with reg. 3)

1

Except where, in the case of a worker partly employed in agriculture F6in Wales or Scotland, different provision is made by a relevant agreement—

a

for the purposes of F17regulations 13, 13A and 15B, the leave year of a worker employed in agriculture F6in Wales or Scotland begins on 6th April each year or such other date as may be specified in an agricultural wages order which applies to him; and

b

the dates on which leave is taken by a worker employed in agriculture F6in Wales or Scotland shall be determined in accordance with an agricultural wages order which applies to him.

2

Where, in the case referred to in paragraph 1 above, a relevant agreement makes provision different from sub-paragraph (a) or (b) of that paragraph—

a

neither section 11 of the Agricultural Wages Act 1948 M1 nor section 11 of the Agricultural Wages (Scotland) Act 1949 M2 shall apply to that provision; and

b

an employer giving effect to that provision shall not thereby be taken to have failed to comply with the requirements of an agricultural wages order.

3

In this Schedule, “an agricultural wages order" means an order under section 3 of the Agricultural Wages Act 1948 F15, section 3 of the Agricultural Sector (Wales) Act 2014 or section 3 of the Agricultural Wages (Scotland) Act 1949.

F2SCHEDULE 2ADoctors in training

Regulation 25A(1A)

Annotations:

F3TABLE 1

Column 1

Employer

Column 2

Place

Column 3

Specialist Services

Column 4

Grade and, where applicable, Rota

England

East Midlands Strategic Health Authority area

Derby Hospitals NHS Foundation Trust

Derby City General Hospital

Acute Medicine – Medical Assessment Unit

F2, CT1 and CT2

Anaesthetics

F2, ST3 to ST7

Anaesthetics – Obstetrics

CT2, ST3 to ST7

Anaesthetics – Intensive Care

CT1, CT2, ST3 to ST7

Anaesthetics – Theatres

ST3 to ST7

Clinical Oncology/ Haematology/ Palliative Medicine

F2, CT1 and CT2

General Medicine

F2, CT1, CT2, ST3 to ST7

General Surgery

ST3 to ST8

General Surgery/ ENT/ Urology

F2, CT1 and CT2

Obstetrics and Gynaecology

ST3 to ST7

Paediatrics

ST3 to ST8

Urology

CT2, ST3 to ST7

Nottingham University Hospitals National Health Service Trust

Nottingham City Hospital

Neonatology

ST4 to ST8

Queens Medical Centre, Nottingham

General Surgery and Vascular Surgery

ST4 to ST8

Neonatology

ST4 to ST8

Sherwood Forest Hospitals NHS Foundation Trust

Kings Mill Hospital

Anaesthetics

F2, CT1, CT2, ST3 to ST7

Obstetrics and Gynaecology

F2, ST1 to ST7

Paediatrics

F2, ST1 to ST8

United Lincolnshire Hospitals National Health Service Trust

Grantham and District Hospital

General Medicine

F2, CT1 and CT2

Lincoln County Hospital

Anaesthetics

F2, CT1 and CT2

General Medicine

ST3 to ST7

Pilgrim Hospital

General Medicine

ST3 to ST7

University Hospitals of Leicester National Health Service Trust

Leicester Royal Infirmary

Emergency Medicine

ST3 to ST7

Paediatrics

F2, ST1 to ST8

Leicester Royal Infirmary and Leicester General Hospital

Neonatology

ST4 to ST8

East of England Strategic Health Authority area

Bedford Hospital National Health Service Trust

Bedford Hospital

Cardiology

ST3 to ST7

Care of the Elderly

ST3 to ST7

Endocrinology and Diabetes

ST3 to ST7

Respiratory

ST3 to ST7

Cambridge University Hospitals NHS Foundation Trust

Addenbrookes Hospital

Adult Intensive Care

F2, CT1, CT2 and ST3

Transplantation

ST3 to ST8

Cambridgeshire Primary Care Trust

Hinchingbrooke Hospital

Paediatrics

ST3 to ST8

Hinchingbrooke Health Care National Health Service Trust

Hinchingbrooke Hospital

General Surgery

ST3 to ST7

Ipswich Hospital National Health Service Trust

The Ipswich Hospital

Paediatrics

ST3 to ST8

James Paget University Hospitals NHS Foundation Trust

James Paget University Hospital

Anaesthetics (Obstetrics, Pain, ITU and Theatres)

CT1, CT2, ST3 to ST8

Obstetrics and Gynaecology

ST3 to ST8

Paediatrics

ST3 to ST8 – on call

Norfolk and Norwich University Hospitals NHS Foundation Trust

Norfolk and Norwich University Hospital

Anaesthetics

CT1, CT2 and ST3

Emergency Medicine

ST3 to ST8 – Tier 2 (full shift rota – 24 hour service)

Trauma and Orthopaedics

CST1 and CST2 – Tier 2 (full shift)

Papworth Hospital NHS Foundation Trust

Papworth Hospital

Acute Specialties (Chest Medicine)

F2, CT1, CT2, ST3 to ST8

Cardiothoracic Surgery

F2, CT1 and CT2

Cardiothoracic Transplant Surgery

ST3 to ST8

Peterborough and Stamford Hospitals NHS Foundation Trust

Peterborough District Hospital and Edith Cavell Hospital

Urology

ST3 to ST7

West Hertfordshire Hospitals National Health Service Trust

Hemel Hempstead Hospital

Obstetrics and Gynaecology

ST3 to ST7

St Albans City Hospital

Obstetrics and Gynaecology

ST3 to ST7

Watford General Hospital

Obstetrics and Gynaecology

ST3 to ST7

London Strategic Health Authority area

Barking, Havering and Redbridge University Hospitals National Health Service Trust

Queen’s Hospital

Ear Nose and Throat

F2, CT1 and CT2

Maxillo Facial

F2, CT1 and CT2

Neurosciences (Neurology and Neurosurgery)

F2, ST1 and ST2

Great Ormond Street Hospital for Children National Health Service Trust

Great Ormond Street Hospital for Children

Cardiothoracic Surgery

ST4 to ST6

Hillingdon Hospital National Health Service Trust

Hillingdon Hospital

General Surgery (elective and non-elective) including Colorectal, Breast and Vascular

F2, CT1, CT2 and ST3

Imperial College Healthcare National

Health Service Trust

Charing Cross Hospital

Neurosurgery

ST3 to ST7

Hammersmith Hospital

Cardiothoracic Surgery

ST3 to ST7

St Mary’s Hospital

Cardiothoracic Surgery

F2, CT1, CT2, ST3 to ST7

Kingston Hospital National Health Service Trust

Kingston Hospital

Anaesthesia and Intensive Care, ACCS

CT1, CT2, ST3 to ST7

Whittington Hospital National Health Service Trust

Whittington Hospital

Anaesthetics/ ITU

ST3 to ST7

Obstetrics and Gynaecology

ST3 to ST7

Paediatrics

ST4 to ST8

Paediatrics – Neonates

ST1 to ST3

North East Strategic Health Authority area

The Newcastle Upon Tyne Hospitals NHS Foundation Trust

Newcastle General Hospital

Anaesthetics

ST3 to ST7 – 1st on call

ST3 to ST7 – 2nd on call

Critical Care (ITU)

ST3 to ST6

Paediatrics

F2, ST1 to ST3 – 1st on call

ST4 to ST8 – 2nd on call

Paediatrics Intensive Care

ST4 to ST8

North West Strategic Health Authority area

Alder Hey Children’s NHS Foundation Trust

Alder Hey Children’s Hospital

Paediatric Cardiothoracic Surgery

ST3 to ST8, SpR

East Lancashire Hospitals National Health Service Trust

Royal Blackburn Hospital

Otorhinolaryngology (ENT)

F2, ST1, ST2, CT1 and CT2 – 1st on call

Royal Blackburn Hospital and Burnley General Hospital, Blackburn and Burnley Urgent Care Centres

Emergency Medicine

ST3 to ST7, SpR

Royal Blackburn Hospital and Burnley General Hospital

Trauma and Orthopaedics

F2, ST1 and ST2 – 1st on call

Lancashire Teaching Hospitals NHS Foundation Trust

Royal Preston Hospital

Neurosurgery

F2, CT1 and CT2 – 1st on call

ST3 to ST7, SpR – 2nd on call

North Cumbria University Hospitals National Health Service Trust

Cumberland Infirmary

ENT/ Trauma and Orthopaedics/ OMFS

F2, ST1, ST2, CT1 and CT2

General Medicine and medical specialties

F1 – Acute 1st on call

F2, CT1 and CT2 – Acute 2nd on call

ST3 to ST7, SpR – Acute 3rd on call

General Surgery

F1 – 1st on call

F2, CT1 and CT2 - 2nd on call

ST3 to ST7, SpR - 3rd on call

Obstetrics and Gynaecology

F2, ST1 and ST2 – 1st on call

Trauma and Orthopaedics

ST3 to ST7, SpR – 2nd on call

West Cumberland Hospital

General Medicine and medical specialties

F1 – Acute 1st on call

F2, CT1, CT2, ST3 to ST7, SpR – Acute 2nd on call

General Surgery

F1 – 1st on call

F2, CT1 and CT2 – 2nd on call

Obstetrics and Gynaecology

ST3 to ST7, SpR – 2nd on call

Paediatrics

F2, ST1 and ST2 – 1st on call

Trauma and Orthopaedics

ST3 to ST7, SpR – 2nd on call

Royal Liverpool and Broadgreen University Hospitals National Health Service Trust

Royal Liverpool University Hospital

Renal Transplant Surgery

ST3 to ST7, SpR

Trafford Healthcare National Health Service Trust

Trafford General Hospital

Anaesthesia

F2, CT1 and CT2 – 1st on call

University Hospitals of Morecambe Bay National Health Service Trust

Furness General Hospital

Paediatrics

F2, ST1 and ST2

Walton Centre for Neurology and Neurosurgery National Health Service Trust

Walton Centre for Neurology and Neurosurgery

Neurosciences

F2, CT1 and CT2

Neurosurgery

ST3 to ST7, SpR

South Central Strategic Health Authority area

Buckinghamshire Hospitals National Health Service Trust

Wycombe Hospital and Stoke Mandeville Hospital

Obstetrics and Gynaecology

F2, ST1 to ST7, FTSTA1 and FTSTA2

Paediatrics

ST3 to ST8

Milton Keynes Hospital NHS Foundation Trust

Milton Keynes General Hospital

Anaesthetics

ST3 to ST7

Anaesthetics – ITU

FT2, CT1 and CT2

Anaesthetics – Theatres

CT2, ST3 to ST7

Emergency Medicine

ST3 to ST7

General Medicine

ST3 to ST7

Paediatrics

F2, ST1 to ST8

Surgery

CT1, CT2, ST3 to ST7

Trauma and Orthopaedics

F2, CT1, CT2, ST3 to ST8

Portsmouth Hospitals National Health Service Trust

Queen Alexandra Hospital

General Paediatrics

ST3 to ST8

Obstetrics and Gynaecology

ST3 to ST7

Southampton University Hospitals National Health Service Trust

Princess Anne Hospital

Obstetrics and Gynaecology

ST3 to ST7

Southampton General Hospital

Anaesthetics – Critical Care

F2, CT1, CT2, ST3 to ST7

South East Coast Strategic Health Authority area

Brighton and Sussex University Hospitals National Health Service Trust

Royal Sussex County Hospital

Anaesthetics

CT1, CT2, ST3 to ST7

Princess Royal Hospital

Anaesthetics

CT1, CT2, ST3 to ST7

East Sussex Hospitals National Health Service Trust

Conquest Hospital and Eastbourne District General Hospital

Emergency Medicine

ST4 to ST7

Paediatrics

ST4 to ST8

Frimley Park Hospital NHS Foundation Trust

Frimley Park Hospital

Anaesthetics and Intensive Care (obstetric anaesthesia and critical care medicine)

ST3 to ST7

Clinical Haematology

ST3 to ST7

Maidstone and Tunbridge Wells National Health Service Trust

Kent and Sussex Hospital

ENT

F2, CT1 and CT2

Pembury Hospital

Obstetrics and Gynaecology

ST4 to ST7

Royal Surrey County Hospital National Health Service Trust

Royal Surrey County Hospital

Haematology

ST3 to ST7

Trauma and Orthopaedics

ST3 to ST8

Urology

ST3 to ST7

Surrey and Sussex Healthcare National Health Service Trust

East Surrey Hospital

Anaesthetics and Intensive Care (obstetric anaesthesia and critical care medicine)

CT1, CT2, ST3 to ST7

Western Sussex Hospitals National Health Service Trust

St Richard’s Hospital

General Medicine

F2, CT1 and CT2

Obstetrics and Gynaecology

ST3 to ST7

Paediatrics

ST4 to ST8

Surgery

F1, F2, CT1, CT2, ST3 to ST7

Trauma and Orthopaedics

F1, F2, CT1, CT2, ST3 to ST7

Urology

ST3 to ST7

South West Strategic Health Authority area

Gloucestershire Hospitals NHS Foundation Trust

Gloucestershire Royal Hospital and Cheltenham General Hospital

Anaesthetics and Critical Care Services

F2, CT1, CT2, ST3 to ST7

North Bristol National Health Service Trust

Frenchay Hospital

Anaesthetics

CT1, CT2, ST3 to ST7 – 1st on call

CT1, CT2, ST3 to ST7 – 2nd on call

Trauma and Orthopaedics

CT1 and CT2 – 1st on call

Southmead Hospital

Anaesthetics

CT1, CT2, ST3 to ST7 – 1st on call

CT1, CT2, ST3 to ST7 – 2nd on call

Trauma and Orthopaedics

CT1 and CT2 – 1st on call

Poole Hospital NHS Foundation Trust

Poole Hospital

Anaesthetics: Theatre

CT1 and CT2 (16 hour full shift)

Anaesthetics: Critical Care

ST3 to ST5 (24 hour full shift)

Anaesthetics

ST3 to ST5 (full shift 24 hours cover for theatres, back up for Obstetrics and Critical Care)

Emergency Medicine

ST3 to ST7

Obstetrics

ST2 to ST4 (24 hour full shift)

Paediatrics

ST3 to ST8

Trauma and Orthopaedics

CT1 and CT2

University Hospitals Bristol NHS Foundation Trust

Bristol Heart Institute

Cardiothoracic Surgery Services

ST3 to ST7

Bristol Royal Infirmary

Cardiothoracic Surgery Services

CT1 and CT2

West Midlands Strategic Health Authority area

Birmingham Children’s Hospital NHS Foundation Trust

Birmingham Children’s Hospital

General Paediatrics

ST4 to ST8

Paediatric Endocrinology

ST4 to ST8

Paediatric Gastroenterology

ST4 to ST8

Paediatric Haematology/ Oncology

ST4 to ST8

Paediatric Hepatology

ST4 to ST8

Paediatric Inherited Metabolic Diseases

ST4 to ST8

Paediatric Nephrology

ST4 to ST8

Paediatric Neurology

ST4 to ST8

Paediatric Neurosurgery

ST4 to ST9

Paediatric Respiratory Medicine

ST4 to ST8

Paediatric Rheumatology

ST4 to ST8

Burton Hospitals NHS Foundation Trust

Queen’s Hospital

Critical Care Anaesthesia

ST3 to ST7

General Anaesthesia

F2, CT1 and CT2

Obstetrics Anaesthesia

ST3 to ST7

George Eliot Hospital National Health Service Trust

George Eliot Hospital

Paediatrics

ST4 to ST8

Heart of England NHS Foundation Trust

Birmingham Heartlands Hospital

General Medicine

ST3 to ST7

Trauma and Orthopaedics

ST3 to ST8

Solihull Hospital

Trauma and Orthopaedics

F2, CT1, CT2, ST1 to ST6

Mid Staffordshire NHS Foundation Trust

Stafford Hospital and Cannock Chase Hospital

Acute Medical Specialties and Medical Specialties

CT1, CT2 and ST3

Shrewsbury and Telford Hospital National Health Service Trust

Royal Shrewsbury Hospital

General Surgery

ST3 to ST8

Trauma and Orthopaedics

F2, CT1, CT2, ST1 to ST3

The Princess Royal Hospital

General Surgery

ST3 to ST8

Trauma and Orthopaedics

F2, CT1, CT2, ST1 to ST3

The Royal Wolverhampton Hospitals National Health Service Trust

New Cross Hospital

Paediatrics including Neonatal Services

ST4 to ST8

University Hospital of North Staffordshire National Health Service Trust

City General Hospital and Royal Infirmary

Acute Medicine

ST3 to ST7

Diabetes

ST3 to ST7

Elderly Care

ST3 to ST7

Gastroenterology

ST3 to ST7

General Medicine

ST3 to ST7

Infectious Diseases

ST3 to ST7

Respiratory

ST3 to ST7

University Hospital Birmingham NHS Foundation Trust

Queen Elizabeth Hospital

Anaesthetics and Critical Care – supporting Surgical Specialties and Obstetrics

CT1, CT2, ST3 to ST7

Cardiothoracic Surgery

ST3 to ST8

Yorkshire and the Humber Strategic Health Authority area

Barnsley Hospital NHS Foundation Trust

Barnsley Hospital

Acute and Medical Specialties – Combined MAU

F2, CT1, CT2, ST3 to ST8

Paediatrics

ST1 to ST8

Sheffield Children’s NHS Foundation Trust

Sheffield Children’s Hospital

Paediatric Surgery

F1, CT1, CT2, ST3 to ST8, SpR

The Rotherham NHS Foundation Trust

Rotherham General Hospital

Anaesthetics

CT1, CT2, ST3 to ST7

General Surgery/ Urology

CT1 and CT2

Oral Maxillo Facial Surgery

CT1 and CT2

Paediatrics

ST1 to ST8

Trauma and Orthopaedics

CT1, CT2, ST1 and ST2

Wales

Abertawe Bro Morgannwg University National Health Service Trust, also known as Ymddiriedolaeth Brifysgol Gwasanaeth Iechyd Gwladol Abertawe Bro Morgannwg, and from 1st October 2009 Abertawe Bro Morgannwg University Local Health Board

Singleton Hospital

General Paediatrics

Senior

Paediatrics – Neo Natal

Junior

Morriston Hospital

General Paediatrics

Senior

Neuro Surgery

Junior and Senior

Neath Port Talbot Hospital

General Medicine (incorporating Endocrinology, Respiratory, Gastroenterology, Cardiology and Care of the Elderly)

Junior

Princess of Wales Hospital

Paediatrics

Junior and Senior

Cardiff and Vale National Health Service Trust, also known as Ymddiriedolaeth Gwasanaeth Iechyd Gwladol Caerdydd a’r Fro, and from 1st October 2009 Cardiff and Vale University Local Health Board

University Hospital of Wales

Paediatrics

Junior and Senior

Paediatrics (neonatal intensive care unit)

Junior and Senior

Cwm Taf National Health Service Trust, also known as Ymddiriedolaeth Gwasanaeth Iechyd Gwladol Cwm Taf, and from 1st October 2009 Cwm Taf Local Health Board

Prince Charles Hospital

Anaesthetic

Junior and Senior

Paediatrics

Junior and Senior

Royal Glamorgan Hospital

Neo Natal

Junior

Paediatrics

Junior and Senior

Gwent Healthcare National Health Service Trust, also known as Ymddiriedolaeth Gwasanaeth Iechyd Gwladol Gofal Iechyd Gwent, and from 1st October 2009 Aneurin Bevan Local Health Board

Nevill Hall Hospital

Combined Paediatric/ Neo Natal

Junior and Senior

Royal Gwent Hospital

Neo Natal

Junior and Senior

Paediatrics

Senior

Hywel Dda National Health Service Trust, also known as Ymddiriedolaeth Gwasanaeth Iechyd Gwladol Hywel Dda, and from 1st October 2009 Hywel Dda Local Health Board

Withybush General Hospital

Paediatric

Junior

West Wales General Hospital

Paediatric

Junior

North Wales National Health Service Trust, also known as Ymddiriedolaeth Gwasanaeth Iechyd Gwladol Gogledd Cymru, and from 1st October 2009 Betsi Cadwaladr University Local Health Board

Glan Clwyd Hospital

Obstetrics and Gynaecology

Junior and Senior

Paediatrics

Junior and Senior

Wrexham Maelor Hospital

Obstetrics and Gynaecology

Junior and Senior

Paediatrics

Junior and Senior

North West Wales National Health Service Trust, also known as Ymddiriedolaeth Gwasanaeth Iechyd Gwladol Gogledd-orllewin Cymru, and from 1st October 2009 Betsi Cadwaladr University Local Health Board

Ysbyty Gwynedd

Anaesthetics

Junior and Senior

Obstetrics and Gynaecology

Senior

Paediatrics/ Neo Natal

Junior and Senior

F4TABLE 2

Column 1

Employer

Column 2

Place

Column 3

Specialist Services

Column 4

Grade and, where applicable, Rota

England

East Midlands Strategic Health Authority area

Chesterfield Royal Hospital NHS Foundation Trust

Chesterfield Royal Hospital

Emergency Medicine

F2, ST1 to ST7

Obstetrics and Gynaecology

F2, ST1 to ST7

Paediatrics

F2, ST1 to ST8

Derby Hospitals NHS Foundation Trust

Royal Derby Hospital

Oral Maxillo Facial Surgery

ST3 to ST7

Northampton General Hospital National Health Service Trust

Northampton General Hospital

Emergency Medicine

ST3 to ST7

Nottingham University Hospitals National Health Service Trust

Queens Medical Centre, Nottingham

Neurosurgery

ST4 to ST8

University Hospitals of Leicester National Health Service Trust

Glenfield Hospital

Paediatric (Cardiology and Cardiac Intensive Care)

ST3 to ST8

Leicester Royal Infirmary and Leicester General Hospital

Neonatology

ST1 to ST3

East of England Strategic Health Authority area

Cambridge University Hospitals NHS Foundation Trust

Addenbrookes Hospital

Anaesthetics

ST3 to ST7 and SpR

Norfolk and Norwich University Hospitals NHS Foundation Trust

Norfolk and Norwich University Hospital

Obstetrics and Gynaecology

ST3 to ST9 and SpR– Tier 3 (partial shift rota (24 hour service))

Paediatric Neonatal

ST3 to ST8 and SpR – Tier 2 (full shift

Peterborough and Stamford Hospitals NHS Foundation Trust

Peterborough District Hospital and Edith Cavell Hospital

General Surgery

CT1 and CT2

The Queen Elizabeth Hospital King’s Lynn National Health Service Trust

The Queen Elizabeth Hospital

Obstetrics and Gynaecology

ST3

London Strategic Health Authority area

The Royal Free Hampstead National Health Service Trust

The Royal Free

Neurosurgery

ST3 to ST8

The Royal Marsden NHS Foundation Trust

The Royal Marsden

Otolaryngology and Plastic Surgery

ST3 to ST8

Urology and Gynaecology

ST3 to ST8

North East Strategic Health Authority area

The Newcastle Upon Tyne Hospitals NHS Foundation Trust

Freeman Hospital

General Surgery – Hepatobiliary and Transplant

ST3 to ST7 and SpR

Paediatric Cardiology

ST4 to ST8 and SpR – 2nd on call

Newcastle General Hospital

Neurology

F2, CT1 and CT2 - 1st on call

ST3 to ST7 and SpR - 2nd on call

Royal Victoria Infirmary

Paediatric Surgery

ST4 to ST8 and SpR - 2nd on call

Paediatrics

ST4 to ST8 and SpR

North Tees and Hartlepool NHS Foundation Trust

University Hospital of Hartlepool and University Hospital of North Tees

Paediatrics

ST3 to ST7 and SpR

North West Strategic Health Authority area

Aintree University Hospitals NHS Foundation Trust

University Hospital Aintree

Anaesthetics - Critical Care

CT1, CT2 and ST3 to ST7

North Cumbria University Hospitals National Health Service Trust

Cumberland Infirmary

Emergency Medicine

F2, FTSTA1, FTSTA2 and ST1 to ST7

Paediatrics

ST1 and ST2

West Cumberland Hospital

Emergency Medicine

F2 and ST1 to ST3

Royal Bolton Hospitals NHS Foundation Trust

Royal Bolton Hospital

Paediatrics

FTSTA3 and ST4 to ST8

Tameside Hospital NHS Foundation Trust

Tameside General Hospital

Trauma and Orthopaedics

F2, CT1, CT2, ST1 and ST2

Warrington and Halton Hospitals NHS Foundation Trust

Warrington Hospital

Trauma and Orthopaedics

F2, ST1 and ST2

South Central Strategic Health Authority area

Buckinghamshire Hospitals National Health Service Trust

Stoke Mandeville Hospital and Wycombe Hospital

Anaesthetics

ST3 to ST5

Isle of Wight National Health Service Primary Care Trust

St. Mary’s Hospital

General Medicine

F2, CT1 and CT2

General Medicine

ST3 and ST4

Emergency Medicine

F2, ST1 and ST2

Obstetrics and Gynaecology

ST3

General Surgery

F1

General Surgery, Trauma and Orthopaedics, Obstetrics and Gynaecology

F2, ST1 and ST2 – Basic Surgical Training rota

Oxford Radcliffe Hospitals National Health Service Trust

Horton General Hospital, Banbury

Obstetrics and Gynaecology

ST3 to ST5

Winchester and Eastleigh Healthcare National Health Service Trust

Royal Hampshire County Hospital

Surgery

ST3 to ST5

South East Coast Strategic Health Authority area

Ashford and St. Peter’s Hospitals National Health Service Trust

St. Peter’s Hospital

Anaesthetics

CT2 and ST3 to ST7

Brighton and Sussex University Hospitals National Health Service Trust

Princess Royal Hospital

General Internal Medicine

ST3 to ST8

Royal Sussex County Hospital and Princess Royal Hospital

Emergency Medicine

ST3 to ST8

Royal Sussex County Hospital

Obstetrics and Gynaecology

ST3 to ST8

East Kent Hospitals University NHS Foundation Trust

Queen Elizabeth the Queen Mother Hospital

Anaesthetics – Intensive Care Unit and Theatres

CT1 and CT2

Paediatrics

ST3 to ST7

Frimley Park Hospital NHS Foundation Trust

Frimley Park Hospital

Anaesthetics – Intensive Care and Acute Care Common Stem

CT1 and CT2

Emergency Medicine

ST3 to ST6

Obstetrics and Gynaecology

ST1 to ST7

Paediatrics

ST4 to ST7

Royal Surrey County Hospital National Health Service Trust

Royal Surrey County Hospital

Anaesthetics – Intensive Care Unit

F2, CT1 and CT2

Acute Medicine

F1, F2, CT1, CT2 and ST3 to ST7

Emergency Medicine

ST3 to ST7

Surrey and Sussex Healthcare National Health Service Trust

East Surrey Hospital and Crawley Hospital

Paediatrics

ST3 to ST6

South West Strategic Health Authority area

University Hospitals Bristol NHS Foundation Trust

Bristol Eye Hospital, Bristol Royal Infirmary and St. Michael’s Hospital

Anaesthetics

ST3 and ST4 - 1st on call

ST4 to ST7 – 2nd on call

Bristol Royal Hospital For Children, Frenchay Hospital, Southmead Hospital and St. Michael’s Hospital

Otolaryngology

ST1 to ST3

West Midlands Strategic Health Authority area

George Eliot Hospital National Health Service Trust

George Eliot Hospital

Anaesthetics

ST3 to ST7

University Hospital of North Staffordshire National Health Service Trust

The Royal Infirmary

Renal

ST3 to ST8

Neurosurgery

F2, ST1 to ST3

Yorkshire and the Humber Strategic Health Authority area

Bradford Teaching Hospitals NHS Foundation Trust

Bradford Royal Infirmary and St. Lukes Hospital

Otolaryngology/

Plastic Surgery/Oral and Maxillofacial Surgery (merged rota)

F2, CT1 and CT2

Calderdale and Huddersfield NHS Foundation Trust

Calderdale Royal Hospital

Emergency Medicine

F2, CT1, CT2, CT3, ST4, ST5 and SpR

Huddersfield Royal Infirmary

Anaesthetics

CT1, CT2, ST3 to ST5 and SpR

Emergency Medicine

F2, CT1, CT2, CT3, ST4, ST5 and SpR

Hull and East Yorkshire Hospitals National Health Service Trust

Hull Royal Infirmary

Neurosurgery

F2, ST1 and ST2

Scarborough and North East Yorkshire Healthcare National Health Service Trust

Scarborough General Hospital

Anaesthetics

CT1, CT2 and ST3 to ST5

Acute Medicine

ST3 to ST5

Neurology

ST3 to ST5

Diabetes and Endocrinology

ST3 to ST5

Care of the Elderly

ST3 to ST5

Sheffield Children’s NHS Foundation Trust

Sheffield Children’s NHS Foundation Trust, Capitol Park, Barnsley

Paediatrics – Critical Care, Neonatal Services

ST6 to ST8 – Transport rota

The Rotherham NHS Foundation Trust

Rotherham General Hospital

Obstetrics and Gynaecology

ST1 to ST7

York Hospitals NHS Foundation Trust

York Hospital

Obstetrics and Gynaecology

ST3 to ST7 and SpR

Trauma and Orthopaedics

F2, CT1, CT2, ST1 and ST2

Scotland

Ayrshire and Arran Health Board

Ayr Hospital

Emergency Medicine

ST3 to ST7 and SpR

Borders Health Board

Borders General Hospital

Paediatrics

ST3 to ST9 and SpR

Fife Health Board

Forth Park Maternity Hospital and Victoria Hospital

Paediatrics

ST3 to ST9 and SpR

Lanarkshire Health Board

Wishaw General Hospital

Emergency Medicine

ST3 to ST7 and SpR

Neonatology

ST3 to ST9 and SpR

Hairmyres Hospital

Emergency Medicine

ST3 to ST7 and SpR

Monklands Hospital

Emergency Medicine

ST3 to ST7 and SpR

Wales

Cwm Taf Local Health Board

Royal Glamorgan Hospital

Ophthalmology

Junior

F1SCHEDULE 3ENFORCEMENT

Regulation 28(7)

Annotations:
Amendments (Textual)

Appointment of inspectors1

1

Each enforcement authority may appoint as inspectors (under whatever title it may from time to time determine) such persons having suitable qualifications as it thinks necessary for carrying into effect these Regulations within its field of responsibility, and may terminate any appointment made under this paragraph.

2

Every appointment of a person as an inspector under this paragraph shall be made by an instrument in writing specifying which of the powers conferred on inspectors by these Regulations are to be exercisable by the person appointed; and an inspector shall in right of his appointment under this paragraph—

a

be entitled to exercise only such of those powers as are so specified; and

b

be entitled to exercise the powers so specified only within the field of responsibility of the authority which appointed him.

3

So much of an inspector’s instrument of appointment as specifies the powers which he is entitled to exercise may be varied by the enforcement authority which appointed him.

4

An inspector shall, if so required when exercising or seeking to exercise any power conferred on him by these Regulations, produce his instrument of appointment or a duly authenticated copy thereof.

Powers of inspectors2

1

Subject to the provisions of paragraph 1 and this sub-paragraph, an inspector may, for the purpose of carrying into effect these Regulations within the field of responsibility of the enforcement authority which appointed him, exercise the powers set out in sub-paragraph (2) below.

2

The powers of an inspector referred to in the preceding sub-paragraph are the following, namely—

a

at any reasonable time (or, in a situation which in his opinion is or may be dangerous, at any time) to enter any premises which he has reason to believe it is necessary for him to enter for the purpose mentioned in sub-paragraph (1) above;

b

to take with him a constable if he has reasonable cause to apprehend any serious obstruction in the execution of his duty;

c

without prejudice to the preceding sub-paragraph, on entering any premises by virtue of paragraph (a) above to take with him—

i

any other person duly authorised by the inspector’s enforcement authority; and

ii

any equipment or materials required for any purpose for which the power of entry is being exercised;

d

to make such examination and investigation as may in any circumstances be necessary for the purpose mentioned in sub-paragraph (1) above;

e

to require any person whom he has reasonable cause to believe to be able to give any information relevant to any examination or investigation under paragraph (d) above to answer (in the absence of persons other than a person nominated by him to be present and any persons whom the inspector may allow to be present) such questions as the inspector thinks fit to ask and to sign a declaration of the truth of his answers;

f

to require the production of, inspect, and take copies of or of any entry in—

i

any records which by virtue of these Regulations are required to be kept, and

ii

any other books, records or documents which it is necessary for him to see for the purposes of any examination or investigation under paragraph (d) above;

g

to require any person to afford him such facilities and assistance with respect to any matters or things within that person’s control or in relation to which that person has responsibilities as are necessary to enable the inspector to exercise any of the powers conferred on him by this paragraph;

h

any other power which is necessary for the purpose mentioned in sub-paragraph (1) above.

3

No answer given by a person in pursuance of a requirement imposed under sub-paragraph (2)(e) above shall be admissible in evidence against that person or the F16spouse or civil partner of that person in any proceedings.

4

Nothing in this paragraph shall be taken to compel the production by any person of a document of which he would on grounds of legal professional privilege be entitled to withhold production on an order for discovery in an action in the High Court or, as the case may be, on an order for the production of documents in an action in the Court of Session.

Improvement notices3

If an inspector is of the opinion that a person—

a

is contravening one or more of these Regulations; or

b

has contravened one or more of these Regulations in circumstances that make it likely that the contravention will continue or be repeated,

he may serve on him a notice (in this Schedule referred to as “an improvement notice”) stating that he is of that opinion, specifying the provision or provisions as to which he is of that opinion, giving particulars of the reasons why he is of that opinion, and requiring that person to remedy the contravention or, as the case may be, the matters occasioning it within such period (ending not earlier than the period within which an appeal against the notice can be brought under paragraph 6) as may be specified in the notice.

Prohibition notices4

1

This paragraph applies to any activities which are being or are likely to be carried on by or under the control of any person, being activities to or in relation to which any of these Regulations apply or will, if the activities are so carried on, apply.

2

If as regards any activities to which this paragraph applies an inspector is of the opinion that, as carried on or likely to be carried on by or under the control of the person in question, the activities involve or, as the case may be, will involve a risk of serious personal injury, the inspector may serve on that person a notice (in this Schedule referred to as “a prohibition notice”).

3

A prohibition notice shall—

a

state that the inspector is of the said opinion;

b

specify the matters which in his opinion give or, as the case may be, will give rise to the said risk;

c

where in his opinion any of those matters involves or, as the case may be, will involve a contravention of any of these Regulations, state that he is of that opinion, specify the regulation or regulations as to which he is of that opinion, and give particulars of the reasons why he is of that opinion; and

d

direct that the activities to which the notice relates shall not be carried on by or under the control of the person on whom the notice is served unless the matters specified in the notice in pursuance of paragraph (b) above and any associated contraventions of provisions so specified in pursuance of paragraph (c) above have been remedied.

4

A direction contained in a prohibition notice in pursuance of sub-paragraph (3)(d) above shall take effect—

a

at the end of the period specified in the notice; or

b

if the notice so declares, immediately.

Provisions supplementary to paragraphs 3 and 45

1

In this paragraph “a notice” means an improvement notice or a prohibition notice.

2

A notice may (but need not) include directions as to the measures to be taken to remedy any contravention or matter to which the notice relates; and any such directions—

a

may be framed to any extent by reference to any approved code of practice; and

b

may be framed so as to afford the person on whom the notice is served a choice between different ways of remedying the contravention or matter.

3

Where an improvement notice or a prohibition notice which is not to take immediate effect has been served—

a

the notice may be withdrawn by an inspector at any time before the end of the period specified therein in pursuance of paragraph 3 or paragraph 4(4) as the case may be; and

b

the period so specified may be extended or further extended by an inspector at any time when an appeal against the notice is not pending.

Appeal against improvement or prohibition notice6

1

In this paragraph “a notice” means an improvement or a prohibition notice.

2

A person on whom a notice is served may within 21 days from the date of its service appeal to an employment tribunal; and on such an appeal the tribunal may either cancel or affirm the notice and, if it affirms it, may do so either in its original form or with such modifications as the tribunal may in the circumstances think fit.

3

Where an appeal under this paragraph is brought against a notice within the period allowed under the preceding sub-paragraph, then—

a

in the case of an improvement notice, the bringing of the appeal shall have the effect of suspending the operation of the notice until the appeal is finally disposed of or, if the appeal is withdrawn, until the withdrawal of the appeal;

b

in the case of a prohibition notice, the bringing of the appeal shall have the like effect if, but only if, on the application of the appellant the tribunal so directs (and then only from the giving of the direction).

4

One or more assessors may be appointed for the purposes of any proceedings brought before an employment tribunal under this paragraph.

Power of enforcement authority to indemnify inspectors7

Where an action has been brought against an inspector in respect of an act done in the execution or purported execution of these Regulations and the circumstances are such that he is not legally entitled to require the enforcement authority to indemnify him, that authority may, nevertheless, indemnify him against the whole or part of any damages and costs or expenses which he may have been ordered to pay or may have incurred, if the authority is satisfied that the inspector honestly believed that the act complained of was within his powers and that his duty as an inspector required or entitled him to do it.

Restrictions on disclosure of information8

1

In this and the two following sub-paragraphs—

a

“relevant information” means information obtained by an inspector in pursuance of a requirement imposed under paragraph 2(2)(e) or (f); and

b

“the recipient”, in relation to any relevant information, means the person by whom that information was so obtained or to whom that information was so furnished, as the case may be.

2

Subject to the following sub-paragraph, no relevant information shall be disclosed without the consent of the person by whom it was furnished.

3

The preceding sub-paragraph shall not apply to—

a

disclosure of information to the CommissionF7, the ONR, a government department or any enforcement authority;

b

without prejudice to paragraph (a) above, disclosure by the recipient of information to any person for the purpose of any function conferred on the recipient by or under any of the relevant statutory provisions F8, relevant nuclear provisions or under these Regulations;

c

without prejudice to paragraph (a) above, disclosure by the recipient of information to—

i

an officer of a local authority who is authorised by that authority to receive it; or

ii

a constable authorised by a chief officer of police to receive it; or

d

disclosure by the recipient of information in a form calculated to prevent it from being identified as relating to a particular person or case.

4

In the preceding sub-paragraph any reference to the CommissionF9, the ONR, a government department or an enforcement authority includes respectively a reference to an officer of that body or authority (including in the case of an enforcement authority, any inspector appointed by it), and also, in the case of a reference to the Commission, includes a reference to—

a

a person performing any functions of the Commission or the Executive on its behalf by virtue of section 13(1)(a) of the 1974 Act;

b

an officer of a body which is so performing any such functions; and

c

an adviser appointed in pursuance of section 13(1)(d) of the 1974 Act.

F104A

In sub-paragraph (3) a reference to the ONR also includes a reference to—

a

a person performing functions of the ONR on its behalf by virtue of section 95 of the 2013 Act;

b

an officer of a body which is so performing any such functions; and

c

a person appointed to provide advice to the ONR.

5

A person to whom information is disclosed in pursuance of sub-paragraph (3) above shall not use the information for a purpose other than—

a

in a case falling within sub-paragraph (3)(a), a purpose of the CommissionF11, or the ONR, of the government department, or of the enforcement authority in question in connection with these Regulations F12, the relevant nuclear provisions or with the relevant statutory provisions, as the case may be;

b

in the case of information given to an officer of a body which is a local authority, the purposes of the body in connection with the relevant statutory provisions F13, the relevant nuclear provisions or any enactment whatsoever relating to working time, public health, public safety or the protection of the environment;

c

in the case of information given to a constable, the purposes of the police in connection with these Regulations, the relevant statutory provisions F14, the relevant nuclear provisions or any enactment whatsoever relating to working time, public health, public safety or the safety of the State.

6

A person shall not disclose any information obtained by him as a result of the exercise of any power conferred by paragraph 2 of this Schedule (including in particular any information with respect to any trade secret obtained by him in any premises entered by him by virtue of any such power) except—

a

for the purposes of his functions;

b

for the purposes of any legal proceedings; or

c

with the relevant consent.

In this sub-paragraph “the relevant consent” means the consent of the person who furnished it, and, in any other case, the consent of a person having responsibilities in relation to the premises where the information was obtained.

7

Notwithstanding anything in the preceding sub-paragraph an inspector shall, in circumstances in which it is necessary to do so for the purpose of assisting in keeping persons (or the representatives of persons) employed at any premises adequately informed about matters affecting their health, safety and welfare or working time, give to such persons or their representatives the following descriptions of information, that is to say—

a

factual information obtained by him as mentioned in that sub-paragraph which relates to those premises or anything which was or is therein or was or is being done therein; and

b

information with respect to any action which he has taken or proposes to take in or in connection with those premises in the performance of his functions;

and, where an inspector does as aforesaid, he shall give the like information to the employer of the first-mentioned persons.

8

Notwithstanding anything in sub-paragraph (6) above, a person who has obtained such information as is referred to in that sub-paragraph may furnish to a person who appears to him to be likely to be a party to any civil proceedings arising out of any accident, occurrence, situation or other matter, a written statement of the relevant facts observed by him in the course of exercising any of the powers referred to in that sub-paragraph.