(This note is not part of the Regulations)
Section 11(1) was amended by S.I. 1997/2781 article 8 and paragraph 7 of the Schedule; section 11(2)(a) was amended by section 129 of, and paragraph 7(1) of Schedule 10 to, the Financial Services Act 1986 (c. 6) and by S.I. 1997/2781 article 8 and paragraph 7 of the Schedule; section 11(2)(aa) was inserted by S.I. 1990/1333, regulation 8(1), substituted by S.I. 1994/1696, regulation 10 and amended by S.I. 1997/2781 article 8 and paragraph 7 of the Schedule; Section 11(2)(ab) was inserted by S.I. 1994/1696, regulation 10 and amended by S.I. 1994/3132, regulation 10 and S.I. 1997/2781 article 8 and paragraph 7 of the Schedule; section 11(2)(b) was amended by S.I. 1996/1669, regulation 18 and by S.I. 1997/2781 article 8 and paragraph 7 of the Schedule; section 11(2)(d) was inserted by S.I. 1993/3127, regulation 2(4); section 11(3) amended by S.I. 1997/2781 article 8 and paragraph 7 of the Schedule; section 11(5) was substituted by S.I. 1993/3127, regulation 2(5) and was amended by S.I. 1997/2781 article 8 and paragraph 7 of the Schedule; section 11(6) was amended by S.I. 1997/2781 article 8 and paragraph 7 of the Schedule; and section 11(7) was inserted by S.I. 1993/3127, regulation 2(6);
section 12(1) was amended by S.I. 1997/2781 article 8 and paragraph 8 of the Schedule; 12(2) was amended by S.I. 1994/1696, regulation 10 and by S.I. 1997/2781 article 8 and paragraph 8 of the Schedule; section 12(2A) was inserted, by S.I. 1994/1696, regulation 10 and amended by S.I. 1994/3132, regulation 10 and S.I. 1997/2781 article 8 and paragraph 8 of the Schedule; sections 12(3), 12(5), 12(6) and (8) were amended by S.I. 1997/2781 article 8 and paragraph 8 of the Schedule;
section 12A;
section 13(1) and 13(2) was substituted by S.I. 1994/1696, regulation 12 and amended by S.I. 1997/2781 article 8 and paragraph 10 of the Schedule; section 13(2A) and 13(2B) was inserted by section 129 of, and paragraph 7(2) of Schedule 10 to, the Financial Services Act 1986 and section 13(2A) was amended by S.I. 1997/2781 article 8 and paragraph 10 of the Schedule; section 13 was modified in relation to European subsidiaries by S.I. 1992/3218, regulation 64;
section 15(1A) was inserted by S.I. 1994/1696, regulation 13 and section 15(1) and section 15(1A) substituted by S.I. 1994/3132, regulation 4;
section 15(3) was amended by section 300(2) of, and paragraph 31 of Schedule 2 to the Trade Union and Labour Relations (Consolidation) Act 1992 (c. 52);
section 15(4) was amended by S.I. 1996/3011, regulation 5;
section 15(5) was amended by S.I. 1987/2130, regulation 2(a);
section 18(3) was repealed and section 18(5) amended by S.I. 1996/2102, article 3;
section 19(2) was amended by S.I. 1997/2781 article 8 and paragraph 11 of the Schedule;
section 21(1) was amended by S.I. 1991/1997, regulation 2, Schedule, paragraph 47;
section 21A was inserted by section 135 of the Financial Services Act 1986; section 21A(1) was substituted by S.I. 1996/1669, regulation 19; sections 21A(1), (2), (3) and (5) were amended by S.I. 1997/2781 article 8 and paragraph 12 of the Schedule;
section 22(1) was amended, section 22(1A) inserted, section 22(2) repealed and sections 22(3), 22(6) and 22(7) amended by S.I. 1996/2102, articles 4 and 5; sections 22(1), 22(1A) and 22(5) were amended by S.I. 1997/2781 article 8 and paragraph 13 of the Schedule;
section 23(1)(a) was amended by S.I. 1996/2102 article 4 and sections 23(1) and 23(2) were amended by S.I. 1997/2781 article 8 and paragraph 14 of the Schedule;
section 24(1) was amended by S.I. 1996/2102 articles 4 and 5 and by S.I. 1997/2781 article 8 and paragraph 14 of the Schedule;
section 25(4) and (5) was amended by S.I. 1997/2781 article 8 and paragraph 15 of the Schedule;
section 26(1) and 26(3) was amended by S.I. 1997/2781 article 8 and paragraph 16 of the Schedule;
section 27 was amended by S.I. 1993/3127, regulation 3(2);
section 29(3) was amended by S.I. 1997/2781 article 8 and paragraph 17 of the Schedule;
section 30(3) was amended by S.I. 1997/2781 article 8 and paragraph 18 of the Schedule;
section 31(5) was amended and section 31(5A) inserted by S.I. 1994/3132, regulation 5; section 31(7) was amended by section 30 of, and Schedule 2 to, the Companies Consolidation (Consequential Provisions) Act 1985 (c. 9), and S.I. 1986/1035 (N.I.9) article 23, Schedule 1, Part II, and section 10 of, and Schedule 2 to, the Age of Legal Capacity (Scotland) Act 1991 (c. 50);
section 31A was inserted by section 136(1) of the Financial Services Act 1986;
section 32(3) was amended by S.I. 1993/3127, regulation 3(3) and S.I. 1994/1696, regulation 14; section 32(4) was amended by S.I. 1997/2781 article 8 and paragraph 19 of the Schedule; section 32(5) and 32(6) was amended by S.I. 1994/1696, regulation 14; section 32(7) was inserted by section 1(2) of the Insurance Companies (Reserves) Act 1995 (c. 29) as from a day to be appointed;
section 33(1) and 33(3) was amended by S.I. 1994/1696, regulation 14 and section 33(1) and 33(2) was amended by S.I. 1997/2781 article 8 and paragraph 20 of the Schedule;
section 34(1) was amended by S.I. 1993/3127, regulation 3(4) and S.I. 1994/1696, regulation 15;
section 34A was inserted by section 1(1) Insurance Companies (Reserves) Act 1995 (c. 29); section 34A(4) was amended by S.I. 1997/2781 article 8 and paragraph 21 of the Schedule;
section 35(2) was amended by S.I. 1993/3127, regulation 3(5) and S.I. 1994/1696, regulation 16;
section 35A was inserted by S.I. 1994/1696, regulation 17 and amended, and section 35A(5) inserted, and section 35A(4) amended, by S.I. 1994/3132, regulation 6;
section 35B was inserted by S.I. 1994/1696, regulation 18;
section 37(1) and 37(2)(a) were amended by S.I. 1997/2781 article 8 and paragraph 22 of the Schedule; section 37(2)(aa) was inserted by S.I. 1994/1696, regulation 19(1) and amended by S.I. 1997/2781 article 8 and paragraph 22 of the Schedule; sections 37(2)(b)–37(2)(d) were amended by S.I. 1997/2781 article 8 and paragraph 22 of the Schedule; section 37(2)(e) was amended by S.I. 1996/1669 and S.I. 1997/2781 article 8 and paragraph 22 of the Schedule; section 37(2)(f) was amended by S.I. 1997/2781 article 8 and paragraph 22 of the Schedule; section 37(2)(g) was amended by S.I. 1994/1696, regulation 19(1)(c); section 37(2)(h) was added by S.I. 1993/3127, regulation 3(6); section 37(3) was amended by S.I. 1994/1696, regulation 19(2) and S.I. 1997/2781 article 8 and paragraph 22 of the Schedule; section 37(4) was amended by S.I. 1997/2781 article 8 and paragraph 22 of the Schedule; section 37(4A) was inserted by S.I. 1994/1696, regulation 19(3) and amended by S.I. 1997/2781 article 8 and paragraph 22 of the Schedule; section 37(5) was amended by S.I. 1994/1696, regulation 19(4) and S.I. 1997/2781 article 8 and paragraph 22 of the Schedule; sections 37(6) and 37(7) were amended by S.I. 1997/2781 article 8 and paragraph 22 of the Schedule; section 37(9) was inserted by S.I 1997/2781 article 8 and paragraph 22 of the Schedule;
section 38(1) was amended by S.I. 1997/2781 article 8 and paragraph 23 of the Schedule; section 38(3)(a) was amended by S.I. 1993/3127, regulation 3(7), and S.I. 1994/1696, regulation 20;
section 39(1) was substituted, section 39(2) amended, section 39(3) amended and section 39(5) substituted by S.I. 1994/1696, regulation 21; sections 39(1)–39(4) were amended by S.I. 1997/2781 article 8 and paragraph 23 of the Schedule;
section 40(1) was amended by S.I. 1997/2781 article 8 and paragraph 24 of the Schedule;
section 40A was inserted by S.I. 1994/1696, regulation 22; sections 40A(1) and (2) were amended by S.I. 1997/2781 article 8 and paragraph 25 of the Schedule;
section 41(1) was amended by S.I. 1997/2781 article 8 and paragraph 26 of the Schedule;
section 42(1) was amended by S.I. 1997/2781 article 8 and paragraph 27 of the Schedule; 42(4) was amended and section 42(5) and 42(6) inserted by S.I. 1996/2102 article 6; sections 42(4), 42(5) and 42(6) were amended by S.I. 1997/2781 article 8 and paragraph 27 of the Schedule;
sections 43(1) and (2) were amended by S.I. 1997/2781 article 8 and paragraph 28 of the Schedule;
section 43A was inserted by S.I. 1994/1696, regulation 23 and 43A(1) was amended by S.I. 1997/2781 article 8 and paragraph 29 of the Schedule;
section 44(1) was amended by S.I. 1997/2781 article 8 and paragraph 30; sections 44(2)–(4) were amended, and section 44(6) was substituted by section 77(2) of the Companies Act 1989 (c. 40); section 44(2) was amended by S.I. 1997/2781 article 8 and paragraph 30 of the Schedule;
section 44(2A) and 44(2B) was inserted by S.I. 1994/1696, regulation 24(1); sections 44(2B) and 44(3) were amended by S.I. 1997/2781 article 8 and paragraph 30 of the Schedule;
section 44(4) was amended and section 44(4A) was inserted by S.I. 1994/1696, regulation 24; section 44(4A) was amended by S.I. 1997/2781 article 8 and paragraph 30 of the Schedule;
section 44(7) was inserted by S.I. 1997/2781 article 8 and paragraph 30 of the Schedule;
section 44A was inserted by section 77(3) of the Companies Act 1989; sections 44A(1) and 44A(2) were amended and section 44A(9) was inserted by S.I. 1997/2781 article 8 and paragraph 31 of the Schedule;
section 45(1) and section 45(2) were amended by S.I. 1994/1696, regulation 25 and S.I. 1997/2781 article 8 and paragraph 32 of the Schedule;
sections 46(1)–(5) were amended by S.I. 1997/2781 article 8 and paragraph 33 of the Schedule;
sections 47(1) and (3) were amended and section 47(1A) was inserted by S.I. 1997/2781 article 8 and paragraph 34 of the Schedule;
section 47A was added by the Companies Consolidation (Consequential Provisions) Act 1985 and substituted by S.I. 1994/1696, regulation 26;
section 47B was inserted by section 25 of the Companies Consolidation (Consequential Provisions) Act 1985; section 47B(1) was amended by S.I. 1994/1696, regulation 27;
section 48(1) was amended by section 30 of, and Schedule 2 to, the Companies Consolidation (Consequential provisions) Act 1985; section 48(2) was amended by S.I. 1986/1035 (N.I.9), article 23, Schedule 1, Part II; section 48(2A) was inserted by S.I. 1997/2781 article 8 and paragraph 35 of the Schedule; section 48(3) was amended by section 30 of, and Schedule 2 to, the Companies Consolidation (Consequential Provisions) Act 1985 and S.I. 1986/1035 (N.I.9), article 23, Schedule 1 Part II;
sections 49 to 52 were substituted by S.I. 1994/1696, regulation 28;
section 52A was inserted by S.I. 1990/1333; section 52A(1) was substituted by S.I. 1994/1696, regulation 29 and amended by S.I. 1994/3132, regulation 7(7) and by S.I. 1997/2781 article 8 and paragraph 36 of the Schedule; section 52A(2) was amended by S.I. 1993/174, regulation 3(4);
section 52B was inserted by S.I. 1994/1696, regulation 30, and amended by S.I. 1994/3132, regulation 7(8); section 52B(2) was amended by S.I. 1997/2781 article 8 and paragraph 37 of the Schedule;
section 53 was amended by section 439(2) of, and Schedule 14 to, the Insolvency Act 1986 (c. 45) and S.I. 1989/2405, article 381(2), Schedule 9, Part II, paragraph 33;
section 54(1) was amended by section 30 of, and Schedule 2 to, the Companies Consolidation (Consequential Provisions) Act 1985 and by section 439(2) of, and Schedule 14 to, the Insolvency Act 1986 and by S.I. 1997/2781 article 8 and paragraph 38 of the Schedule; paragraph (bb) was inserted in this sub-section by S.I 1990/1333, regulation 8(3) and substituted by S.I. 1994/1696, regulation 31(1); section 54(2) was amended by S.I. 1989/2405, article 381(2), Schedule 9, Part II, paragraph 34, and S.I 1997/2781 article 8 and paragraphs 38 of the Schedule; section 54(2)(bb) was inserted by S.I. 1990/1333, regulation 8(3) and substituted by S.I. 1994/1696, regulation 31(2); section 54(3) was amended by S.I., 1997/2781 article 8 and paragraph 38 of the Schedule; section 54(4) was amended by section 439(2) of, and Schedule 14 to, the Insolvency Act 1986 and S.I. 1989/2405, article 381(2), Schedule 9, Part II, paragraph 34 and S.I. 1997/2781 article 8 and paragraph 38 of the Schedule; section 54(4A) was inserted and section 54(5) amended by S.I. 1997/2781 article 8 and paragraph 38 of the Schedule;
section 55(5) and (6) was amended by section 439(2) of, and Schedule 14 to, the Insolvency Act 1986 and S.I. 1989/2405, article 381(2), Schedule 9, Part II, paragraph 35;
section 56(4) and (7) was amended by section 439(2) of, and Schedule 14 to, the Insolvency Act 1986 and S.I. 1989/2405, article 381(2), Schedule 9, Part II, paragraph 36; section 56(6) was amended by S.I. 1997/2781 article 8 and paragraph 39 of the Schedule;
section 57(1) was amended by section 253(3) of, and Schedule 10 to, the Insolvency Act 1985 (c. 65);
section 59 was amended by section 439(2) of, and Schedule 14 to, the Insolvency Act 1986 and S.I. 1989/2405 (N.I. 19), article 381(2), Schedule 9, Part II, paragraph 37;
section 60(1) was amended by S.I. 1997/2781 article 8 and paragraph 40 of the Schedule; sections 60(3) and 60(3A) were substituted by S.I. 1994/1696, regulation 32 and amended by S.I. 1997/2781 article 8 and paragraph 40 of the Schedule; section 60(4) was amended by S.I. 1997/2781 article 8 and paragraph 40 of the Schedule;
section 61(1) was amended by S.I. 1997/2781 article 8 and paragraph 41 of the Schedule; section 61(1A) and (2) was substituted for section 61(2) by S.I. 1994/1696, regulation 33 and amended by S.I. 1997/2781 article 8 and paragraph 41 of the Schedule;
section 61(2A) was inserted by S.I. 1992/2890, regulation 4 and sections 61(2A), (3) and (4) were amended by S.I. 1997/2781 article 8 and paragraph 41 of the Schedule;
section 61A was inserted by S.I. 1994/1696 regulation 34 and amended by S.I. 1997/2781 article 8 and paragraph 42 of the Schedule;
section 61B was inserted by S.I. 1994/1696 regulation 35;
section 62(1) was substituted, section 62(2) amended and section 62(3) inserted, by S.I. 1994/1696, regulation 36; section 62 was amended by S.I. 1997/2781 article 8 and paragraph 43 of the Schedule;
section 63(1) was amended by S.I. 1993/3127, regulation 3 and S.I. 1994/1696, regulation 37;
section 64(1) was amended by S.I. 1997/2781 article 8 and paragraph 43 of the Schedule;
sections 65(1) and (4) were amended by S.I. 1997/2781 article 8 and paragraph 43 of the Schedule;
section 66 was amended by S.I. 1986/1035 (N.I.9), article 23, Schedule 1 Part II and S.I. 1994/1696, regulation 38 and S.I. 1996/2102 article 4 and S.I. 1997/2781 article 8 and paragraph 43 of the Schedule;
sections 67(1) and 67(3) were amended by S.I. 1997/2781 article 8 and paragraph 43 of the Schedule;
section 68(1) and 68(3) were amended by S.I. 1997/2781 article 8 and paragraph 43 of the Schedule; section 68(4) was amended and section 68(4A) inserted by sections 2 and 3 of the Insurance Companies (Reserves) Act 1995 (c. 29);
section 69 was amended by S.I. 1997/2781 article 8 and paragraph 43 of the Schedule;
section 70(3) was amended by S.I. 1997/2781 article 8 and paragraph 43 of the Schedule;
section 71(1) was amended by S.I. 1994/1696, regulation 39(1); section 71(c) was amended by S.I. 1997/2781 article 8 and paragraph 43 of the Schedule; section 71(2) and (3) was amended by S.I,. 1984/703, article 19, Schedule 6, paragraph 31 and Schedule 7 and S.I. 1984/253, article 2(1), Schedule 1; section 71(2A) was inserted by section 77 of the Companies Act 1989; section 71(2AA) was inserted by S.I. 1994/1696, regulation 39(2); section 71(3) was amended by S.I. 1994/1696, regulation 39(3); section 71(4) was amended by S.I. 1994/1696, regulation 39(4) and by S.I. 1996/2102 article 4, section 71(5) was amended by S.I. 1994/1696, regulation 39(6); section 71(6) was amended by section 77 of the Companies Act 1989; section 71(7) was amended by sections 135(2) and 136(2) of the Financial Services Act 1986 and further amended by S.I. 1994/1696, regulation 39(7);
section 75(1) was substituted by S.I. 1994/3132, regulation 9; section 75(1A) and (1B) was inserted by S.I 1993/1327, regulation 2; section 75(3) was amended by S.I. 1997/2781 article 8 and paragraph 43 to the Schedule; section 75(5) was amended by S.I. 1993/1327, regulation 2(2); section 75(5A) to (5C) was inserted by S.I. 1993/1327, regulation 2(3);
section 78(1)(a) was amended by S.I. 1994/1696, regulation 44;
section 78(2)(aa) was inserted by section 137 of the Financial Services Act 1986;
section 78(2)(c), (d), (e) and (4) were amended by S.I. 1997/2781 article 8 and paragraph 44 of the Schedule;
section 82 was amended by S.I. 1997/2781 article 8 and paragraph 45 of the Schedule;
sections 83, 83A and 84 were amended by S.I. 1997/2781 article 8 and paragraphs 45, 46 and 47 of the Schedule;
Part IIIA was inserted by S.I. 1990/1333, regulation 10 and substituted by S.I. 1994/1696, regulations 45(1) and 46(1);
section 82(2) was amended and section 82(3A) inserted by S.I. 1996/2102 articles 4 and 7;
section 82(5) was amended by S.I. 1994/1696, regulation 47;
section 83(4) was amended by S.I. 1996/3011, regulation 6(2) and 83(4A) was inserted and 83(5) substituted by S.I. 1996/3011, regulation 6(3);
section 83A was inserted by S.I. 1992/2890, regulation 8 and amended by S.I. 1993/174, regulation 2(1) and further amended by S.I. 1994/1696, regulation 48 and further amended by S.I. 1997/2781 by article 8 and paragraph 46 of the Schedule;
section 84(2) was amended by S.I. 1997/2781 Part I of the Schedule;
sections 85(2) and 86(1) were amended by S.I. 1997/2781 article 8 and paragraph 48 of the Schedule;
section 85(5) was inserted by S.I. 1996/3011, regulation 7;
section 87(1) was amended by section 30 of, and Schedule 2 to, the Companies Consolidation (Consequential Provisions) Act 1985 and S.I. 1986/1035, article 23, Schedule 1, Part II; section 87(2)(a) was substituted by S.I. 1992/3179, regulation 4 and section 87(2)(c) was substituted by S.I. 1993/198, regulation 4;
section 88(1) was amended by section 30 of, and Schedule 2 to, the Companies Consolidation (Consequential Provisions) Act 1985 and S.I. 1986/1035, article 23, Schedule 1, Part II;
section 89 was amended by section 30 of, and Schedule 2 to, the Companies Consolidation (Consequential Provisions) Act 1985;
section 94A was inserted by the Insurance (Fees) Act 1985 (c. 46) was amended by S.I. 1997/2781 article 8 and paragraph 51 of the Schedule;
section 98 was amended by S.I. 1997/2781 article 8 and paragraph 51 of the Schedule.