2000 c. 8.

http://www.legislation.gov.uk/uksi/2001/1201/contentsThe Financial Services and Markets Act 2000 (Exemption) Order 2001texttext/xmlenStatute Law DatabaseFINANCIAL SERVICES AND MARKETS2024-05-16Expert Participation2022-07-29This Order provides for certain persons to be exempt from the general prohibition which is imposed by section 19 of the Financial Services and Markets Act 2000 (c. 8) (“the Act"). Exempt persons are not required to be authorised to carry on regulated activities. Regulated activities are activities of a kind specified by the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 (S.I. 2001/544) which relate to an investment of a kind specified by that Order and which are carried on by way of business.The Financial Services and Markets Act 2000 (Exemption) Order 20011Citation and commencement2Interpretation3Persons exempt in respect of any regulated activity other than insurance business4Persons exempt in respect of accepting deposits5Persons exempt in respect of particular regulated activities5APersons exempt in respect of administering a benchmark6Transitional exemption for credit unionsSCHEDULEPART IPERSONS EXEMPT IN RESPECT OF ANY REGULATED ACTIVITY OTHER THAN INSURANCE BUSINESS1The Bank of England. 2. . . . . . . . . ....3. . . . . . . . . ....4. . . . . . . . . ....5. . . . . . . . . ....6. . . . . . . . . ....7The European Investment Bank. 8The International Bank for Reconstruction and Development. 9The International Finance Corporation. 10The International Monetary Fund. 11The African Development Bank. 12The Asian Development Bank. 13The Caribbean Development Bank. 14The Inter-American Development Bank. 15The European Bank for Reconstruction and Development. 15ABank for International Settlements. 15BBank of England Asset Purchase Facility Fund Limited 15CCovid Corporate Financing Facility Limited. 15DUK Infrastructure Bank Limited. PART IIPERSONS EXEMPT IN RESPECT OF ACCEPTING DEPOSITS16A municipal bank, that is to say a company which...17  (1) Keesler Federal Credit Union, in so far as...18A body of persons certified as a school bank by...19. . . . . . . . . ....20  (1) Any body which by virtue of any enactment...21The Council of Europe Development Bank. 22A charity, in so far as it accepts deposits— 23The National Children’s Charities Fund in so far as— 24An industrial and provident society, in so far as it...24A. . . . . . . . . ....25. . . . . . . . . ....PART IIIPERSONS EXEMPT IN RESPECT OF ANY REGULATED ACTIVITY MENTIONED IN ARTICLE 5(1)26The National Debt Commissioners. 27Partnerships UK. 28The International Development Association. 29The English Tourist Board. 30.... 31VisitScotland. 32The Northern Ireland Tourist Board. 33Scottish Enterprise. 33AInvest Northern Ireland. 34The Multilateral Investment Guarantee Agency. 34AThe Board of the Pension Protection Fund. 34BCapital for Enterprise Limited, in so far as in carrying...34CBIS (Postal Services Act 2011) Company Limited. 35A person acting as an official receiver within the meaning...36. . . . . . . . . ....37. . . . . . . . . ....38A person acting as a judicial factor. 39. . . . . . . . . ....PART IVPERSONS EXEMPT IN RESPECT OF PARTICULAR REGULATED ACTIVITIESEnterprise schemes40  (1) Any body corporate which has as its principal...Employee share schemes in electricity industry shares41  (1) Each of the persons to whom this paragraph...Gas industry42  (1) Transco plc is exempt from the general prohibition...Trade unions and employers’ associations43  (1) A trade union or employers’ association is exempt...Charities44  (A1) A charity is exempt from the general prohibition...Schemes established under the Trustee Investments Act 196145A person acting in his capacity as manager or operator...Former members of Lloyd’s46Any person who ceased to be an underwriting member (within...Local authorities47. . . . . . . . . ....Social housing48(1) A relevant housing body is exempt from the general...Electricity industry49(1) NGC is exempt from the general prohibition in respect...Freight forwarders and storage firms50(1) A freight forwarder or storage firm is exempt from...Policyholder Advocates51(1) A person acting as a policyholder advocate is exempt...Official receivers etc.52(1) A person acting as— (a) . . . ....Cycle to work53(1) An employer who provides or makes available to their...Tracing agents54(1) A person who takes steps to ascertain the identity...Persons who carry on activities for the service of certain documents54A(1) A person who serves, or takes steps to serve,...Persons exercising, or having the right to exercise, the rights of the person who provided credit under a regulated credit agreement55(1) A person within the description in sub-paragraph (3) (“P”)...Persons exercising, or having the right to exercise, the rights of the person who provided credit under a regulated consumer hire agreement56(1) A person within the description in sub-paragraph (3) (“P”)...Student Loans Company57(1) The Student Loans Company Limited is exempt from the...Norges Bank58Norges Bank is exempt from the general prohibition in respect...

2001 No. 1201

FINANCIAL SERVICES AND MARKETS

The Financial Services and Markets Act 2000 (Exemption) Order 2001

Made26th March 2001

Coming into forceIn accordance with article 1

Whereas this Order is the first Order to be made, or to contain provisions made, under section 38 of the Financial Services and Markets Act 2000;

And whereas a draft of this Order has been approved by a resolution of each House of Parliament pursuant to section 429(3) and (5) of that Act;

Now, therefore, the Treasury, in exercise of the powers conferred on them by sections 38 and 428(3) of that Act, hereby make the following Order:

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<note class="commentary M" eId="c15546021">
<p>
<ref href="http://www.legislation.gov.uk/id/ukpga/2000/8">2000 c. 8</ref>
.
</p>
</note>
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<dc:contributor>Expert Participation</dc:contributor>
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<dc:description>This Order provides for certain persons to be exempt from the general prohibition which is imposed by section 19 of the Financial Services and Markets Act 2000 (c. 8) (“the Act"). Exempt persons are not required to be authorised to carry on regulated activities. Regulated activities are activities of a kind specified by the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 (S.I. 2001/544) which relate to an investment of a kind specified by that Order and which are carried on by way of business.</dc:description>
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<toc>
<tocItem level="0" class="title" href="">The Financial Services and Markets Act 2000 (Exemption) Order 2001</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/article/1" level="1" class="item" period="#period2">
<inline name="tocNum">1</inline>
<inline name="tocHeading">Citation and commencement</inline>
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<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/article/2" level="1" class="item" period="#period31">
<inline name="tocNum">2</inline>
<inline name="tocHeading">Interpretation</inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/article/3" level="1" class="item" period="#period2">
<inline name="tocNum">3</inline>
<inline name="tocHeading">Persons exempt in respect of any regulated activity other than insurance business</inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/article/4" level="1" class="item" period="#period2">
<inline name="tocNum">4</inline>
<inline name="tocHeading">Persons exempt in respect of accepting deposits</inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/article/5" level="1" class="item" period="#period27">
<inline name="tocNum">5</inline>
<inline name="tocHeading">Persons exempt in respect of particular regulated activities</inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/article/5A" level="1" class="item" period="#period28">
<inline name="tocNum">5A</inline>
<inline name="tocHeading">Persons exempt in respect of administering a benchmark</inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/article/6" level="1" class="item" period="#period2">
<inline name="tocNum">6</inline>
<inline name="tocHeading">Transitional exemption for credit unions</inline>
</tocItem>
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<inline name="tocNum">SCHEDULE</inline>
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<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/part/I" level="3" class="part" period="#period32">
<inline name="tocNum">PART I</inline>
<inline name="tocHeading">PERSONS EXEMPT IN RESPECT OF ANY REGULATED ACTIVITY OTHER THAN INSURANCE BUSINESS</inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/paragraph/1" level="4" class="item" period="#period2">
<inline name="tocNum">1</inline>
<inline name="tocHeading">The Bank of England. </inline>
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<inline name="tocHeading">. . . . . . . . . ....</inline>
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<inline name="tocNum">3</inline>
<inline name="tocHeading">. . . . . . . . . ....</inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/paragraph/4" level="4" class="item" period="#period31">
<inline name="tocNum">4</inline>
<inline name="tocHeading">. . . . . . . . . ....</inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/paragraph/5" level="4" class="item" period="#period31">
<inline name="tocNum">5</inline>
<inline name="tocHeading">. . . . . . . . . ....</inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/paragraph/6" level="4" class="item" period="#period31">
<inline name="tocNum">6</inline>
<inline name="tocHeading">. . . . . . . . . ....</inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/paragraph/7" level="4" class="item" period="#period2">
<inline name="tocNum">7</inline>
<inline name="tocHeading">The European Investment Bank. </inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/paragraph/8" level="4" class="item" period="#period2">
<inline name="tocNum">8</inline>
<inline name="tocHeading">The International Bank for Reconstruction and Development. </inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/paragraph/9" level="4" class="item" period="#period2">
<inline name="tocNum">9</inline>
<inline name="tocHeading">The International Finance Corporation. </inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/paragraph/10" level="4" class="item" period="#period2">
<inline name="tocNum">10</inline>
<inline name="tocHeading">The International Monetary Fund. </inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/paragraph/11" level="4" class="item" period="#period2">
<inline name="tocNum">11</inline>
<inline name="tocHeading">The African Development Bank. </inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/paragraph/12" level="4" class="item" period="#period2">
<inline name="tocNum">12</inline>
<inline name="tocHeading">The Asian Development Bank. </inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/paragraph/13" level="4" class="item" period="#period2">
<inline name="tocNum">13</inline>
<inline name="tocHeading">The Caribbean Development Bank. </inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/paragraph/14" level="4" class="item" period="#period2">
<inline name="tocNum">14</inline>
<inline name="tocHeading">The Inter-American Development Bank. </inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/paragraph/15" level="4" class="item" period="#period2">
<inline name="tocNum">15</inline>
<inline name="tocHeading">The European Bank for Reconstruction and Development. </inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/paragraph/15A" level="4" class="item" period="#period4">
<inline name="tocNum">15A</inline>
<inline name="tocHeading">Bank for International Settlements. </inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/paragraph/15B" level="4" class="item" period="#period12">
<inline name="tocNum">15B</inline>
<inline name="tocHeading">Bank of England Asset Purchase Facility Fund Limited </inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/paragraph/15C" level="4" class="item" period="#period30">
<inline name="tocNum">15C</inline>
<inline name="tocHeading">Covid Corporate Financing Facility Limited. </inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/paragraph/15D" level="4" class="item" period="#period32">
<inline name="tocNum">15D</inline>
<inline name="tocHeading">UK Infrastructure Bank Limited. </inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/part/II" level="3" class="part" period="#period25">
<inline name="tocNum">PART II</inline>
<inline name="tocHeading">PERSONS EXEMPT IN RESPECT OF ACCEPTING DEPOSITS</inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/paragraph/16" level="4" class="item" period="#period2">
<inline name="tocNum">16</inline>
<inline name="tocHeading">A municipal bank, that is to say a company which...</inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/paragraph/17" level="4" class="item" period="#period2">
<inline name="tocNum">17</inline>
<inline name="tocHeading">  (1) Keesler Federal Credit Union, in so far as...</inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/paragraph/18" level="4" class="item" period="#period2">
<inline name="tocNum">18</inline>
<inline name="tocHeading">A body of persons certified as a school bank by...</inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/paragraph/19" level="4" class="item" period="#period21">
<inline name="tocNum">19</inline>
<inline name="tocHeading">. . . . . . . . . ....</inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/paragraph/20" level="4" class="item" period="#period2">
<inline name="tocNum">20</inline>
<inline name="tocHeading">  (1) Any body which by virtue of any enactment...</inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/paragraph/21" level="4" class="item" period="#period3">
<inline name="tocNum">21</inline>
<inline name="tocHeading">The Council of Europe Development Bank. </inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/paragraph/22" level="4" class="item" period="#period2">
<inline name="tocNum">22</inline>
<inline name="tocHeading">A charity, in so far as it accepts deposits— </inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/paragraph/23" level="4" class="item" period="#period2">
<inline name="tocNum">23</inline>
<inline name="tocHeading">The National Children’s Charities Fund in so far as— </inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/paragraph/24" level="4" class="item" period="#period2">
<inline name="tocNum">24</inline>
<inline name="tocHeading">An industrial and provident society, in so far as it...</inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/paragraph/24A" level="4" class="item" period="#period15">
<inline name="tocNum">24A</inline>
<inline name="tocHeading">. . . . . . . . . ....</inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/paragraph/25" level="4" class="item" period="#period26">
<inline name="tocNum">25</inline>
<inline name="tocHeading">. . . . . . . . . ....</inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/part/III" level="3" class="part" period="#period29">
<inline name="tocNum">PART III</inline>
<inline name="tocHeading">PERSONS EXEMPT IN RESPECT OF ANY REGULATED ACTIVITY MENTIONED IN ARTICLE 5(1)</inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/paragraph/26" level="4" class="item" period="#period2">
<inline name="tocNum">26</inline>
<inline name="tocHeading">The National Debt Commissioners. </inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/paragraph/27" level="4" class="item" period="#period5">
<inline name="tocNum">27</inline>
<inline name="tocHeading">Partnerships UK. </inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/paragraph/28" level="4" class="item" period="#period2">
<inline name="tocNum">28</inline>
<inline name="tocHeading">The International Development Association. </inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/paragraph/29" level="4" class="item" period="#period2">
<inline name="tocNum">29</inline>
<inline name="tocHeading">The English Tourist Board. </inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/paragraph/30" level="4" class="item" period="#period7">
<inline name="tocNum">30</inline>
<inline name="tocHeading">.... </inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/paragraph/31" level="4" class="item" period="#period8">
<inline name="tocNum">31</inline>
<inline name="tocHeading">VisitScotland. </inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/paragraph/32" level="4" class="item" period="#period2">
<inline name="tocNum">32</inline>
<inline name="tocHeading">The Northern Ireland Tourist Board. </inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/paragraph/33" level="4" class="item" period="#period2">
<inline name="tocNum">33</inline>
<inline name="tocHeading">Scottish Enterprise. </inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/paragraph/33A" level="4" class="item" period="#period9">
<inline name="tocNum">33A</inline>
<inline name="tocHeading">Invest Northern Ireland. </inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/paragraph/34" level="4" class="item" period="#period2">
<inline name="tocNum">34</inline>
<inline name="tocHeading">The Multilateral Investment Guarantee Agency. </inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/paragraph/34A" level="4" class="item" period="#period6">
<inline name="tocNum">34A</inline>
<inline name="tocHeading">The Board of the Pension Protection Fund. </inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/paragraph/34B" level="4" class="item" period="#period11">
<inline name="tocNum">34B</inline>
<inline name="tocHeading">Capital for Enterprise Limited, in so far as in carrying...</inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/paragraph/34C" level="4" class="item" period="#period16">
<inline name="tocNum">34C</inline>
<inline name="tocHeading">BIS (Postal Services Act 2011) Company Limited. </inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/paragraph/35" level="4" class="item" period="#period2">
<inline name="tocNum">35</inline>
<inline name="tocHeading">A person acting as an official receiver within the meaning...</inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/paragraph/36" level="4" class="item" period="#period10">
<inline name="tocNum">36</inline>
<inline name="tocHeading">. . . . . . . . . ....</inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/paragraph/37" level="4" class="item" period="#period29">
<inline name="tocNum">37</inline>
<inline name="tocHeading">. . . . . . . . . ....</inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/paragraph/38" level="4" class="item" period="#period2">
<inline name="tocNum">38</inline>
<inline name="tocHeading">A person acting as a judicial factor. </inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/paragraph/39" level="4" class="item" period="#period21">
<inline name="tocNum">39</inline>
<inline name="tocHeading">. . . . . . . . . ....</inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/part/IV" level="3" class="part" period="#period36">
<inline name="tocNum">PART IV</inline>
<inline name="tocHeading">PERSONS EXEMPT IN RESPECT OF PARTICULAR REGULATED ACTIVITIES</inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/part/IV/crossheading/enterprise-schemes" level="4" class="heading" period="#period31">
<inline name="tocHeading">Enterprise schemes</inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/paragraph/40" level="5" class="item" period="#period31">
<inline name="tocNum">40</inline>
<inline name="tocHeading">  (1) Any body corporate which has as its principal...</inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/part/IV/crossheading/employee-share-schemes-in-electricity-industry-shares" level="4" class="heading" period="#period14">
<inline name="tocHeading">Employee share schemes in electricity industry shares</inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/paragraph/41" level="5" class="item" period="#period14">
<inline name="tocNum">41</inline>
<inline name="tocHeading">  (1) Each of the persons to whom this paragraph...</inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/part/IV/crossheading/gas-industry" level="4" class="heading" period="#period27">
<inline name="tocHeading">Gas industry</inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/paragraph/42" level="5" class="item" period="#period27">
<inline name="tocNum">42</inline>
<inline name="tocHeading">  (1) Transco plc is exempt from the general prohibition...</inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/part/IV/crossheading/trade-unions-and-employers-associations" level="4" class="heading" period="#period2">
<inline name="tocHeading">Trade unions and employers’ associations</inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/paragraph/43" level="5" class="item" period="#period2">
<inline name="tocNum">43</inline>
<inline name="tocHeading">  (1) A trade union or employers’ association is exempt...</inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/part/IV/crossheading/charities" level="4" class="heading" period="#period22">
<inline name="tocHeading">Charities</inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/paragraph/44" level="5" class="item" period="#period22">
<inline name="tocNum">44</inline>
<inline name="tocHeading">  (A1) A charity is exempt from the general prohibition...</inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/part/IV/crossheading/schemes-established-under-the-trustee-investments-act-1961" level="4" class="heading" period="#period18">
<inline name="tocHeading">Schemes established under the Trustee Investments Act 1961</inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/paragraph/45" level="5" class="item" period="#period18">
<inline name="tocNum">45</inline>
<inline name="tocHeading">A person acting in his capacity as manager or operator...</inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/part/IV/crossheading/former-members-of-lloyds" level="4" class="heading" period="#period2">
<inline name="tocHeading">Former members of Lloyd’s</inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/paragraph/46" level="5" class="item" period="#period2">
<inline name="tocNum">46</inline>
<inline name="tocHeading">Any person who ceased to be an underwriting member (within...</inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/part/IV/crossheading/local-authorities" level="4" class="heading" period="#period22">
<inline name="tocHeading">Local authorities</inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/paragraph/47" level="5" class="item" period="#period22">
<inline name="tocNum">47</inline>
<inline name="tocHeading">. . . . . . . . . ....</inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/part/IV/crossheading/social-housing" level="4" class="heading" period="#period31">
<inline name="tocHeading">Social housing</inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/paragraph/48" level="5" class="item" period="#period31">
<inline name="tocNum">48</inline>
<inline name="tocHeading">(1) A relevant housing body is exempt from the general...</inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/part/IV/crossheading/electricity-industry" level="4" class="heading" period="#period27">
<inline name="tocHeading">Electricity industry</inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/paragraph/49" level="5" class="item" period="#period27">
<inline name="tocNum">49</inline>
<inline name="tocHeading">(1) NGC is exempt from the general prohibition in respect...</inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/part/IV/crossheading/freight-forwarders-and-storage-firms" level="4" class="heading" period="#period13">
<inline name="tocHeading">Freight forwarders and storage firms</inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/paragraph/50" level="5" class="item" period="#period13">
<inline name="tocNum">50</inline>
<inline name="tocHeading">(1) A freight forwarder or storage firm is exempt from...</inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/part/IV/crossheading/policyholder-advocates" level="4" class="heading" period="#period17">
<inline name="tocHeading">Policyholder Advocates</inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/paragraph/51" level="5" class="item" period="#period17">
<inline name="tocNum">51</inline>
<inline name="tocHeading">(1) A person acting as a policyholder advocate is exempt...</inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/part/IV/crossheading/insolvency-practitioners-etc" level="4" class="heading" period="#period35">
<inline name="tocHeading">Official receivers etc.</inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/paragraph/52" level="5" class="item" period="#period37">
<inline name="tocNum">52</inline>
<inline name="tocHeading">(1) A person acting as— (a) . . . ....</inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/part/IV/crossheading/cycle-to-work" level="4" class="heading" period="#period20">
<inline name="tocHeading">Cycle to work</inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/paragraph/53" level="5" class="item" period="#period19">
<inline name="tocNum">53</inline>
<inline name="tocHeading">(1) An employer who provides or makes available to their...</inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/part/IV/crossheading/tracing-agents" level="4" class="heading" period="#period23">
<inline name="tocHeading">Tracing agents</inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/paragraph/54" level="5" class="item" period="#period24">
<inline name="tocNum">54</inline>
<inline name="tocHeading">(1) A person who takes steps to ascertain the identity...</inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/part/IV/crossheading/persons-who-carry-on-activities-for-the-service-of-certain-documents" level="4" class="heading" period="#period24">
<inline name="tocHeading">Persons who carry on activities for the service of certain documents</inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/paragraph/54A" level="5" class="item" period="#period24">
<inline name="tocNum">54A</inline>
<inline name="tocHeading">(1) A person who serves, or takes steps to serve,...</inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/part/IV/crossheading/persons-exercising-or-having-the-right-to-exercise-the-rights-of-the-person-who-provided-credit-under-a-regulated-credit-agreement" level="4" class="heading" period="#period22">
<inline name="tocHeading">Persons exercising, or having the right to exercise, the rights of the person who provided credit under a regulated credit agreement</inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/paragraph/55" level="5" class="item" period="#period22">
<inline name="tocNum">55</inline>
<inline name="tocHeading">(1) A person within the description in sub-paragraph (3) (“P”)...</inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/part/IV/crossheading/persons-exercising-or-having-the-right-to-exercise-the-rights-of-the-person-who-provided-credit-under-a-regulated-consumer-hire-agreement" level="4" class="heading" period="#period22">
<inline name="tocHeading">Persons exercising, or having the right to exercise, the rights of the person who provided credit under a regulated consumer hire agreement</inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/paragraph/56" level="5" class="item" period="#period22">
<inline name="tocNum">56</inline>
<inline name="tocHeading">(1) A person within the description in sub-paragraph (3) (“P”)...</inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/part/IV/crossheading/student-loans-company" level="4" class="heading" period="#period26">
<inline name="tocHeading">Student Loans Company</inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/paragraph/57" level="5" class="item" period="#period26">
<inline name="tocNum">57</inline>
<inline name="tocHeading">(1) The Student Loans Company Limited is exempt from the...</inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/part/IV/crossheading/norges-bank" level="4" class="heading" period="#period33">
<inline name="tocHeading">Norges Bank</inline>
</tocItem>
<tocItem href="http://www.legislation.gov.uk/uksi/2001/1201/schedule/paragraph/58" level="5" class="item" period="#period33">
<inline name="tocNum">58</inline>
<inline name="tocHeading">Norges Bank is exempt from the general prohibition in respect...</inline>
</tocItem>
</toc>
</coverPage>
<preface period="#period1">
<p class="number">
<docNumber>2001 No. 1201</docNumber>
</p>
<block name="subject">
<concept class="title" refersTo="#d4e587">FINANCIAL SERVICES AND MARKETS</concept>
</block>
<p class="title">
<shortTitle>The Financial Services and Markets Act 2000 (Exemption) Order 2001</shortTitle>
</p>
<p class="MadeDate">
<span> Made</span>
<docDate date="2001-03-26">26th March 2001</docDate>
</p>
<p class="ComingIntoForce">
<span> Coming into force</span>
<docDate date="">In accordance with article 1</docDate>
</p>
</preface>
<preamble>
<formula name="EnactingText">
<p>
Whereas this Order is the first Order to be made, or to contain provisions made, under section 38 of the Financial Services and Markets Act 2000
<noteRef href="#c15546021" marker="M1" class="commentary M"/>
;
</p>
<p> And whereas a draft of this Order has been approved by a resolution of each House of Parliament pursuant to section 429(3) and (5) of that Act;</p>
<p> Now, therefore, the Treasury, in exercise of the powers conferred on them by sections 38 and 428(3) of that Act, hereby make the following Order:</p>
</formula>
</preamble>
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</act>
</akomaNtoso>