SCHEDULE

PART III PERSONS EXEMPT IN RESPECT OF ANY REGULATED ACTIVITY MENTIONED IN ARTICLE 5(1)

26.

The National Debt Commissioners.

F127.

Partnerships UK.

28.

The International Development Association.

29.

The English Tourist Board.

30.

F2....

F331.

VisitScotland.

32.

The Northern Ireland Tourist Board.

33.

Scottish Enterprise.

F433A.

Invest Northern Ireland.

34.

The Multilateral Investment Guarantee Agency.

F534A.

The Board of the Pension Protection Fund.

F634B.

Capital for Enterprise Limited, in so far as in carrying on any regulated activity it provides services only to the Crown.

F734C.

BIS (Postal Services Act 2011) Company Limited.

35.

A person acting as an official receiver within the meaning of section 399 of the Insolvency Act 1986 M1 or article 2 of the Insolvency (Northern Ireland) Order 1989 M2.

F836.

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

37.

F9(1)

An Operator, in so far he carries on—

(a)

any regulated activity for the purposes of the performance of his functions as an Operator under the Uncertificated Securities Regulations 1995; or

(b)

any other regulated activity for the purposes of operating a computer-based system and procedures which—

(i)

enable title to investments to be evidenced and transferred without a written instrument; or

(ii)

facilitate matters supplementary or incidental to those specified in sub-paragraph (i),

other than a regulated activity in respect of which a recognised clearing house is exempt from the general prohibition by virtue of section 285(3) F10or (3A) of the Act.

(2)

In sub-paragraph (1), “Operator" means a person approved as such by the Treasury under the Uncertificated Securities Regulations 1995.

38.

A person acting as a judicial factor.

39.

F11A person acting as an insolvency practitioner within the meaning of section 388 of the Insolvency Act 1986 M3 F12or article 3 of the Insolvency (Northern Ireland) Order 1989.