PART V MISCELLANEOUS

Contraventions80.

Any of the following persons, that is to say—

(a)

a person who contravenes any provision of these Regulations; and

(b)

an open-ended investment company (including any director or depositary of such a company) which contravenes any provision of F1FCA rules,

is to be treated as having contravened rules made under F2section 137A of the Act (FCA’s general rules).