PART V MISCELLANEOUS
Contraventions80.
Any of the following persons, that is to say—
(a)
a person who contravenes any provision of these Regulations; and
(b)
an open-ended investment company (including any director or depositary of such a company) which contravenes any provision of F1FCA rules,
is to be treated as having contravened rules made under F2section 137A of the Act (FCA’s general rules).