The Open-Ended Investment Companies Regulations 2001 No. 1228

SCHEDULE 4 U.K. SHARE TRANSFERS

General U.K.

1.  The instrument of incorporation of a company may contain provison as to share transfers in respect of any matter for which provision is not made in these Regulations or FSA rules. U.K.

2.  Where any shares are transferred to the company, the company must cancel those shares. U.K.

F1 3.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . U.K.

Textual Amendments

F1 Sch. 4 para. 3 revoked (26.11.2001) by The Uncertificated Securities Regulations 2001 (S.I. 2001/3755), regs. 1, 52(4)