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The Financial Services and Markets Act 2000 (Financial Promotion) Order 2001
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Exempt persons
16. The financial promotion restriction does not apply to any communication which—
(a)is a non-real time communication or a solicited real time communication;
(b)is made or directed by an exempt person; and
(c)is for the purposes of that exempt person’s business of carrying on a controlled activity which is also a regulated activity in relation to which he is an exempt person.
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