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The Financial Services and Markets Act 2000 (Financial Promotion) Order 2001
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Promotions in connection with admission to certain EEA markets
68.—(1) The financial promotion restriction does not apply to any communication—
(a)which is a non-real time communication or a solicited real time communication;
(b)which a relevant EEA market requires to be communicated before an investment can be admitted to trading on that market;
(c)which, if it were included in a prospectus issued in accordance with Part II of the Public Offers of Securities Regulations 1995, would be required to be communicated by those Regulations; and
(d)which is not accompanied by any information other than information which is required or permitted to be published by the rules of that market.
(2) In this article “relevant EEA market” means any market on which investments can be traded or dealt in and which—
(a)meets the criteria specified in Part I of Schedule 3; or
(b)is specified in, or established under the rules of an exchange specified in, Part II of that Schedule.
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