The Financial Services and Markets Act 2000 (Financial Promotion) Order 2001

Articles 37, 41, 67, 68 and 69

SCHEDULE 3 MARKETS AND EXCHANGES

PART I Criteria for relevant EEA markets

The criteria are—

(a) the head office of the market must be situated in an EEA State; and

(b) the market must be subject to requirements in the EEA State in which its head office is situated as to—

(i) the manner in which it operates;

(ii) the means by which access may be had to the facilities it provides;

(iii) the conditions to be satisfied before an investment may be traded or dealt in by means of its facilities;

(iv) the reporting and publication of transactions effected by means of its facilities.

PART II Certain investment exchanges operating relevant EEA markets

• Aktietorget I Norden (Sweden).

• Amsterdam Stock Exchange (Netherlands).

• Amsterdam Options Exchange (Netherlands).

• Amsterdam Financial Futures Market (Netherlands).

• Amsterdam New Market (Netherlands).

• Athens Stock Exchange (Greece).

• Athens Derivative Exchange (Greece).

• Barcelona Stock Exchange (Spain).

• Bavarian Stock Exchange (Germany).

• Belfox Futures and Options Exchange (Belgium).

• Belgian Secondary Market for Treasury Certificates (Belgium).

• Berlin Stock Exchange (Germany).

• Bilbao Stock Exchange (Spain).

• Bremen Stock Exchange (Germany).

• Brussels Stock Exchange (including Primary, Secondary and New Markets) (Belgium).

• Copenhagen Stock Exchange (Denmark).

• COREDEAL (UK).

• Danish Authorised Market Place (Denmark).

• Dusseldorf Stock Market (Germany).

• EASDAQ (Belgium).

• Eurex Deutschland (Germany).

• Frankfurt Stock Exchange (including Neuer Markt) (Germany).

• Hamburg Stock Exchange (Germany).

• Hanover Stock Exchange (Germany).

• Hex Ltd (including Helsinki Stock Exchange and Securities and Derivatives Exchange) (Finland).

• IDEM—Derivatives Market (Italy).

• IM Marketplace—(Sweden).

• Irish Stock Exchange (Ireland).

• Italian/Milan Stock Exchange (Italy).

• Italian and Foreign Government Bonds Market (Italy).

• Jiway (UK).

• Le MATIF (France).

• Le Monep (France).

• Le Noveau Marche (France).

• Lisbon Stock Exchange (including Exchanges for the Officially Quoted, Secondary and Unquoted Markets) (Portugal).

• London International Financial Futures and Options Exchange (UK).

• London Stock Exchange (UK).

• Luxembourg Stock Exchange (Luxembourg).

• Madrid Stock Exchange (Spain).

• Market for Public Debt (Spain).

• MEFF Renta Variable Futures & Options Exchange (Spain).

• MEFF Renta fija Equity Futures Exchange (Spain).

• MIF Derivatives Market (Italy).

• Neuvo Mercato (Italy).

• OMLX (UK).

• OM Stockholm (Sweden).

• Paris Stock Exchange (France).

• Porto Derivatives Exchange (Portugal).

• Stockholm Stock Exchange (Sweden).

• Stuttgart Stock Exchange (Germany).

• Swedish Bond & Money Market Exchange (Sweden).

• Unlisted Securities Market (Italy).

• Valencia Stock Exchange (Spain).

• Vienna Stock Exchange (Austria).

• Virt-x (UK).

PART III Certain non-EEA investment exchanges operating relevant markets

• Alberta Stock Exchange.

• America Stock Exchange.

• Australian Stock Exchange.

• Basler Effektenbourse.

• Boston Stock Exchange.

• Bourse de Geneve.

• Buenos Aires Stock Exchange.

• Chicago Board Options Exchange.

• Cincinnati Stock Exchange.

• Effektenborsenverein Zurich.

• Fukuoka Stock Exchange.

• Hiroshima Stock Exchange.

• Iceland Stock Exchange.

• Johannesburg Stock Exchange.

• Korean Stock Exchange.

• Kuala Lumpur Stock Exchange.

• Kyoto Stock Exchange.

• Midwest Stock Exchange.

• Montreal Stock Exchange.

• Nagoya Stock Exchange.

• NASDAQ

• New York Stock Exchange.

• New Zealand Stock Exchange.

• Niigita Stock Exchange.

• Osaka Stock Exchange.

• Oslo Stock Exchange.

• Pacific Stock Exchange.

• Philadelphia Stock Exchange.

• Sapporo Stock Exchange.

• Securities Exchange of Thailand.

• Singapore Stock Exchange.

• Stock Exchange of Hong Kong Limited.

• Tokyo Stock Exchange.

• Toronoto Stock Exchange.

• Vancouver Stock Exchange.

• Winnipeg Stock Exchange.

PART IV Other Relevant Markets

• American Commodity Exchange.

• Amex Commodity Corporation.

• Australian Financial Futures Market.

• Cantor Financial Futures Exchange.

• Chicago Board of Trade.

• Chicago Mercantile Exchange.

• Chicago Rice and Cotton Exchange.

• Commodity Exchange Inc.

• Eurex Zurich.

• International Securities Market Association.

• International Petroleum Exchange.

• Kansas City Board of Trade.

• London Metal Exchange.

• Mid-America Commodity Exchange.

• Minneapolis Grain Exchange.

• New York Board of Trade.

• New York Futures Exchange.

• New York Mercantile Exchange.

• New Zealand Futures Exchange.

• Pacfic Commodity Exchange.

• Pacific Futures Exchange.

• Philadelphia Board of Trade.

• Singapore International Monetary Exchange.

• Sydney Futures Exchange.

• Toronto Futures Exchange.

• Twin Cities Board of Trade.