The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001

PART IPRELIMINARY

1Citation and Commencement

2Interpretation

PART IIDISCLOSURE OF CONFIDENTIAL INFORMATION GENERALLY

3Disclosure by and to the Authority, the Secretary of State and the Treasury etc.

4Disclosure for the purposes of criminal proceedings and investigations

5Disclosure for the purposes of certain other proceedings

6Disclosure in pursuance of a Community obligation

7Restrictions on use of confidential information

PART IIIDISCLOSURE OF SINGLE MARKET DIRECTIVE INFORMATION AND UCITS DIRECTIVE INFORMATION

8Application of this Part

9Disclosure by the Authority or Authority workers to certain other persons

10Disclosure by Schedule 1 person

PART IVDISCLOSURE OF CONFIDENTIAL INFORMATION NOT SUBJECT TO DIRECTIVE RESTRICTIONS

11Application of this Part

12Disclosure by and to a Schedule 1 or 2 person or disciplinary proceedings authority

PART VTRANSITIONAL PROVISIONS

13Interpretation

14Disclosure of pre-commencement information

15Disclosure of transitional information

16Disclosure by recognised self-regulating organisations

SCHEDULE 1DISCLOSURE OF CONFIDENTIAL INFORMATION WHETHER OR NOT SUBJECT TO DIRECTIVE RESTRICTIONS

SCHEDULE 2DISCLOSURE OF CONFIDENTIAL INFORMATION NOT SUBJECT TO DIRECTIVE RESTRICTIONS

SCHEDULE 3PRESCRIBED DISCIPLINARY PROCEEDINGS

The following disciplinary proceedings are prescribed for the purposes of...

2001 No. 2188

FINANCIAL SERVICES AND MARKETS

The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001

Made15th June 2001

Laid before Parliament15th June 2001

Coming into force18th June 2001

The Treasury, in exercise of the powers conferred on them by sections 349(1)(b), (2) and (3), 417(1)1, 426, 427 and 428(3) of the Financial Services and Markets Act 20002, hereby make the following Regulations—