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The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
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- UK Statutory Instruments
- 2001 No. 2188
- PART III
- Regulation 10B
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Changes over time for: Section 10B
Version Superseded: 31/12/2020
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- 10/01/2015- Amendment
- 10/01/2015
Point in time - 31/12/2020- Amendment
- 31/12/2023- Amendment
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[F1Assessment of effects of disclosureU.K.
10B.—(1) Before any disclosure is made of recovery and resolution directive information the person disclosing that information must—
(a)assess the possible effects of disclosing the information in question on—
(i)the public interest in relation to financial, monetary or economic policy;
(ii)the commercial interests of natural and legal persons;
(iii)the purpose of any investigation, inspection or audit to which the information is relevant; and
(b)where the information in question relates to the recovery plan or resolution plan of any undertaking, assess the effects of the disclosure of any part of that recovery plan or resolution plan.
(2) In this regulation—
“recovery plan” means a recovery plan drawn up and maintained in accordance with Article 5 of the recovery and resolution directive or a group recovery plan drawn up and maintained in accordance with Article 7 of that directive; and
“resolution plan” means a resolution plan drawn up in accordance with Article 10 of the recovery and resolution directive or a group recovery plan drawn up in accordance with Articles 12 and 13 of that directive.]
Textual Amendments
F1Regs. 10A, 10B inserted (10.1.2015) by The Bank Recovery and Resolution (No. 2) Order 2014 (S.I. 2014/3348), art. 1(2), Sch. 3 para. 8(5)
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