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The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
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- UK Statutory Instruments
- 2001 No. 2188
- PART IV
- Regulation 11
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Changes over time for: Section 11
Version Superseded: 10/01/2015
Alternative versions:
- 18/06/2001- Amendment
- 01/12/2001- Amendment
- 13/02/2004- Amendment
- 01/11/2007- Amendment
- 02/03/2009- Amendment
- 11/02/2010- Amendment
- 01/07/2011- Amendment
- 16/04/2012- Amendment
- 01/04/2013- Amendment
- 01/04/2013
Point in time - 10/01/2015- Amendment
- 03/07/2016- Amendment
- 13/07/2016- Amendment
- 29/06/2017- Amendment
- 03/07/2017- Amendment
- 31/07/2017- Amendment
- 03/01/2018- Amendment
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Point in time view as at 01/04/2013. This version of this provision has been superseded.
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Application of this PartU.K.
11. This Part applies to confidential information other than—
(a)[F1single market information];
F2(b). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
F3(c). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
[F4(d)markets in financial instruments directive information, where that information has been received from—
(i)an overseas regulatory authority under a cooperation agreement referred to in article 63 of the markets in financial instruments directive; or
(ii)an EEA competent [F5authority] under article 58.1 of the markets in financial instruments directive,
unless that authority has given its express consent for disclosure that is covered by this Part];
[F6(e)UCITS directive information, where that information has been received from—
(i)an overseas regulatory authority under a cooperation agreement referred to in Article 102 of the UCITS directive; or
(ii)an EEA competent authority under Article 101.2 of the UCITS directive,
unless that authority has given its express consent for disclosure that is covered by this Part];
[F7(f)EMIR information, where that information has been received from the competent authority of an EEA State other than the United Kingdom under the EMIR regulation, unless that authority has given its express consent for disclosure that is covered by this Part.]
Textual Amendments
F1Words in reg. 11(a) substituted (16.4.2012) by The Financial Services (Omnibus 1 Directive) Regulations 2012 (S.I. 2012/916), regs. 1, 3(9)
F2Reg. 11(b) omitted (13.2.2004) by virtue of The Collective Investment Schemes (Miscellaneous Amendments) Regulations 2003 (S.I. 2003/2066), regs. 1(1), 12(d)
F3Reg. 11(c) omitted (1.11.2007) by virtue of The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) (Amendment) Regulations 2006 (S.I. 2006/3413), regs. 1(2)(b), 6(a)
F4Reg. 11(d) inserted (1.11.2007) by The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) (Amendment) Regulations 2006 (S.I. 2006/3413), regs. 1(2)(b), 6(b)
F5Word in reg. 11(d)(ii) inserted (1.7.2011) by The Undertakings for Collective Investment in Transferable Securities Regulations 2011 (S.I. 2011/1613), regs. 1, 5(4)(a)
F6Reg. 11(e) inserted (1.7.2011) by The Undertakings for Collective Investment in Transferable Securities Regulations 2011 (S.I. 2011/1613), regs. 1, 5(4)(b)
F7Reg. 11(f) inserted (1.4.2013) by The Financial Services and Markets Act 2000 (Over the Counter Derivatives, Central Counterparties and Trade Repositories) Regulations 2013 (S.I. 2013/504), regs. 1(2), 35(5) (with regs. 52-58)
Modifications etc. (not altering text)
C1Reg. 11 applied (with modifications) (2.3.2009) by The Payment Services Regulations 2009 (S.I. 2009/209), reg. 1(2)(a), Sch. 5 para. 10(f)
C2Reg. 11 applied (with modifications) (11.2.2010) by The Cross-Border Payments in Euro Regulations 2010 (S.I. 2010/89), reg. 1, Sch. Pt. 3 para. 10(f)
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