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The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
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- UK Statutory Instruments
- 2001 No. 2188
- PART IV
- Regulation 11
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Point in time view as at 31/12/2020.
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Application of this PartU.K.
11. This Part applies to confidential information other than—
(a)[F1specified confidential EU law information];
F2(b). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
F3(c). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
[F4(d)markets in financial instruments F5... information, where that information has been received [F6from a third country regulatory authority under a cooperation agreement unless that authority has given its express consent for disclosure that is covered by this Part;]
[F7(e)UCITS F8... information, where that information has been received [F9from a third country regulatory authority under a cooperation agreement unless that authority has given its express consent for disclosure that is covered by this Part;]
F10(f). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
F11(fa). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
[F12(g)recovery and resolution F13... information];
F14(h). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .]]
Textual Amendments
F1Words in reg. 11(a) substituted (31.12.2020) by The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/681), regs. 1(3), 4(13)(a); 2020 c. 1, Sch. 5 para. 1(1)
F2Reg. 11(b) omitted (13.2.2004) by virtue of The Collective Investment Schemes (Miscellaneous Amendments) Regulations 2003 (S.I. 2003/2066), regs. 1(1), 12(d)
F3Reg. 11(c) omitted (1.11.2007) by virtue of The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) (Amendment) Regulations 2006 (S.I. 2006/3413), regs. 1(2)(b), 6(a)
F4Reg. 11(d) inserted (1.11.2007) by The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) (Amendment) Regulations 2006 (S.I. 2006/3413), regs. 1(2)(b), 6(b)
F5Word in reg. 11(d) omitted (31.12.2020) by virtue of The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/681), regs. 1(3), 4(13)(b)(i); 2020 c. 1, Sch. 5 para. 1(1)
F6Words in reg. 11(d) substituted (31.12.2020) by The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/681), regs. 1(3), 4(13)(b)(ii); 2020 c. 1, Sch. 5 para. 1(1)
F7Reg. 11(e) inserted (1.7.2011) by The Undertakings for Collective Investment in Transferable Securities Regulations 2011 (S.I. 2011/1613), regs. 1, 5(4)(b)
F8Word in reg. 11(e) omitted (31.12.2020) by virtue of The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/681), regs. 1(3), 4(13)(c)(i); 2020 c. 1, Sch. 5 para. 1(1)
F9Words in reg. 11(e) substituted (31.12.2020) by The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/681), regs. 1(3), 4(13)(c)(ii); 2020 c. 1, Sch. 5 para. 1(1)
F10Reg. 11(f) omitted (31.12.2020) by virtue of The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/681), regs. 1(3), 4(13)(d); 2020 c. 1, Sch. 5 para. 1(1)
F11Reg. 11(fa) omitted (31.12.2020) by virtue of The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/681), regs. 1(3), 4(13)(d); 2020 c. 1, Sch. 5 para. 1(1)
F12Reg. 11(g) inserted (10.1.2015) by The Bank Recovery and Resolution (No. 2) Order 2014 (S.I. 2014/3348), art. 1(2), Sch. 3 para. 8(6)
F13Word in reg. 11(g) omitted (31.12.2020) by virtue of The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/681), regs. 1(3), 4(13)(e); 2020 c. 1, Sch. 5 para. 1(1)
F14Reg. 11(h) omitted (29.6.2017 for specified purposes, 3.7.2017 for specified purposes, 31.7.2017 for specified purposes, 3.1.2018 in so far as not already in force) by virtue of The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017 (S.I. 2017/701), reg. 1(2)(3)(4)(6), Sch. 3 para. 4(5)(b) (with reg. 7)
Modifications etc. (not altering text)
C1Reg. 11 applied (with modifications) (2.3.2009) by The Payment Services Regulations 2009 (S.I. 2009/209), reg. 1(2)(a), Sch. 5 para. 10(f)
C2Reg. 11 applied (with modifications) (11.2.2010) by The Cross-Border Payments in Euro Regulations 2010 (S.I. 2010/89), reg. 1, Sch. Pt. 3 para. 10(f)
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