The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001

1. Introductory Text

2. PART I General

   1. 1. Citation, commencement and interpretation

3. PART II Exercise of Passport Rights by EEA Firms

   1. Contents of consent notice and regulator’s notice

      1. 2. Establishment of a branch: contents of consent notice

      2. 2A. Prescribed cases: establishment

      3. 3. Provision of services: contents of regulator’s notice

      4. 3A. Notice of qualification for authorisation

   2. Changes relating to EEA firms

      1. 4. Management companies, credit institutions and financial institutions: changes to branch details

      2. 4A. Investment firms: changes to branch details

      3. 5. Management companies: changes to services

      4. 5A. Investment firms: changes to services

      5. 6. Insurance firms: changes to branch details

      6. 7. Insurance firms: changes to services

      7. 7A. EEA AIFM: changes to branch details or services

      8. 7B. EEA mortgage intermediary: changes to branch details or services

      9. 7C. Insurance intermediary: changes to branch details or services

   3. Cancellation of qualification for authorisation

      1. 8. EEA firms ceasing to carry on regulated activities in the United Kingdom

      2. 9. Financial institutions giving up right to authorisation

      3. 9A. EEA mortgage intermediaries giving up right to authorisation

   4. Applications for approval under section 60 by EEA firms

      1. 10. Applications for approval under section 60 by EEA firms

4. PART III Exercise of Passport Rights by UK Firms

   1. Changes relating to UK firms

      1. 10A. Meaning of “the appropriate UK regulator”

      2. 11. UK ... management companies, credit institutions and financial institutions: changes to branch details

      3. 11A. UK investment firms: changes to branch details

      4. 12. UK ... management companies: changes to services

      5. 12A. UK investment firms: changes to services

      6. 13. UK insurance firms: changes to relevant EEA details of branches

      7. 14. Relevant EEA details for the purposes of regulation 13

      8. 15. UK insurance firms: changes to relevant UK details of branches

      9. 16. UK insurance firms: changes to services

      10. 17. Relevant details for the purposes of regulation 16

      11. 17A. Full-scope UK AIFM: changes to branch details or services

      12. 17B. UK firm exercising an EEA right under the mortgages directive: changes to branch details or services

      13. 17C. UK firm exercising an EEA right under the insurance distribution directive: changes to branch details or services

      14. 17D. Relevant details for the purpose of regulation 17C

      15. 18. Offences relating to failure to notify changes

   2. UK firms: scope of outward passport

      1. 19. UK firms: scope of outward passport

5. PART 3A TREATY FIRMS

   1. 19A. Notice of qualification for authorisation

6. PART IV Transitional Provisions

   1. 20. Changes relating to EEA firms: procedures partly completed at commencement

   2. 21. Changes relating to UK firms: procedures partly completed at commencement

7. Signature

8. Explanatory Note