http://www.legislation.gov.uk/uksi/2001/2511/regulation/10/made
The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
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King's Printer of Acts of Parliament
2016-02-19
FINANCIAL SERVICES AND MARKETS
These Regulations make provision about the exercise of “passport” rights in accordance with Schedule 3 to the Financial Services and Markets Act 2000 (“the Act”). Those are rights under the EC single market directives relating to financial services for an undertaking authorised in one EEA State to establish a branch or provide services in another EEA State.
The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
reg. 4(7)
The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) (No. 2) Order 2013
art. 3(c)(ii)
art. 1
The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
reg. 5(5)
The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) (No. 2) Order 2013
art. 3(d)(ii)
art. 1
The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
reg. 6(7)
The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) (No. 2) Order 2013
art. 3(e)(ii)
art. 1
The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
reg. 7(6)
The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) (No. 2) Order 2013
art. 3(f)(ii)
art. 1
The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
reg. 9(6)
The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) (No. 2) Order 2013
art. 3(h)(ii)
art. 1
The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
reg. 10
The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) (No. 2) Order 2013
art. 3(i)
art. 1
The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
reg. 10A
The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) (No. 2) Order 2013
art. 3(j)
art. 1
The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
Regulations
The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) (No. 2) Order 2013
art. 4
art. 1
The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
reg. 2(6)
(7)
The Alternative Investment Fund Managers Regulations 2013
Sch. 2
para. 14(2)
reg. 1
The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
reg. 3(5)
The Alternative Investment Fund Managers Regulations 2013
Sch. 2
para. 14(3)
reg. 1
The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
reg. 7A
The Alternative Investment Fund Managers Regulations 2013
Sch. 2
para. 14(4)
reg. 1
The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
reg. 17A
The Alternative Investment Fund Managers Regulations 2013
Sch. 2
para. 14(5)
reg. 1
The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
reg. 2A(2)
The Capital Requirements Regulations 2013
Sch. 2
para. 56(3)
reg. 1(2)
The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
reg. 2A
The Financial Services and Markets Act 2000 (EEA Passport Rights) (Amendment) Regulations 2013
reg. 2(2)
reg. 1
The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
reg. 3A
The Financial Services and Markets Act 2000 (EEA Passport Rights) (Amendment) Regulations 2013
reg. 2(3)
reg. 1
The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
Pt. 3A
The Financial Services and Markets Act 2000 (EEA Passport Rights) (Amendment) Regulations 2013
reg. 2(4)
reg. 1
The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
reg. 2(6)(aa)
The Alternative Investment Fund Managers (Amendment) Regulations 2013
reg. 5(a)
reg. 1(5)
The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
reg. 17A(1)
The Alternative Investment Fund Managers (Amendment) Regulations 2013
reg. 5(b)
reg. 1(5)
The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
reg. 10
The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
reg. 1(1)
The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
reg 4A
The Financial Services and Markets Act 2000 (EEA Passport Rights) (Amendment) Regulations 2006
reg 7
The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
reg 4A
The Financial Services and Markets Act 2000 (EEA Passport Rights) (Amendment) Regulations 2006
reg 15
The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
reg 5A
The Financial Services and Markets Act 2000 (EEA Passport Rights) (Amendment) Regulations 2006
reg 9
The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
reg 5A
The Financial Services and Markets Act 2000 (EEA Passport Rights) (Amendment) Regulations 2006
reg 15
The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
reg 11A
The Financial Services and Markets Act 2000 (EEA Passport Rights) (Amendment) Regulations 2006
reg 11
The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
reg 12A
The Financial Services and Markets Act 2000 (EEA Passport Rights) (Amendment) Regulations 2006
reg 13
The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
reg 12A
The Financial Services and Markets Act 2000 (EEA Passport Rights) (Amendment) Regulations 2006
reg 15
The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
reg 10
The Insurance Mediation Directive (Miscellaneous Amendments) Regulations 2003
reg 8(1)
(4)
The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
reg. 2(2A)
The Collective Investment Schemes (Miscellaneous Amendments) Regulations 2003
reg. 3(2)(a)
reg. 1(1)
The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
reg. 3(2A)
The Collective Investment Schemes (Miscellaneous Amendments) Regulations 2003
reg. 3(2)(b)
reg. 1(1)
The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
reg. 5(1A)
The Collective Investment Schemes (Miscellaneous Amendments) Regulations 2003
reg. 3(2)(d)(ii)
reg. 1(1)
The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
reg. 19(2)(a)
The Solvency 2 Regulations 2015
Sch. 2
para. 13(6)
reg. 1(2)
The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
reg. 2(8)
The Mortgage Credit Directive Order 2015
Sch. 1
para. 9(3)
Pt. 4
art. 1(5)
The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
reg. 3(6)
The Mortgage Credit Directive Order 2015
Sch. 1
para. 9(4)
Pt. 4
art. 1(5)
The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
reg. 7B
The Mortgage Credit Directive Order 2015
Sch. 1
para. 9(5)
Pt. 4
art. 1(5)
The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
reg. 9A
The Mortgage Credit Directive Order 2015
Sch. 1
para. 9(6)
Pt. 4
art. 1(5)
The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
reg. 17B
The Mortgage Credit Directive Order 2015
Sch. 1
para. 9(7)
Pt. 4
art. 1(5)
The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
reg. 2(9)
The Insurance Distribution (Regulated Activities and Miscellaneous Amendments) Order 2018
art. 22(2)
art. 1(2)
The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
reg. 3(4)
The Insurance Distribution (Regulated Activities and Miscellaneous Amendments) Order 2018
art. 22(3)
art. 1(2)
The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
reg. 7C
The Insurance Distribution (Regulated Activities and Miscellaneous Amendments) Order 2018
art. 22(4)
art. 1(2)
The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
reg. 17C
17D
The Insurance Distribution (Regulated Activities and Miscellaneous Amendments) Order 2018
art. 22(5)
art. 1(2)
The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
Blanket amendment
The Treaty of Lisbon (Changes in Terminology) Order 2011
art. 3-6
8-10
art. 2
The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
reg. 3(2ZA)
The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017
Sch. 3
para. 5(3)
reg. 7
reg. 1(2)
(3)
(4)
(6)
The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
Regulations
The Financial Services (Gibraltar) (Amendment) (EU Exit) Regulations 2019
reg. 5
6
9
reg. 12
reg. 1(3)
PART IIExercise of Passport Rights by EEA Firms
Applications for approval under section 60 by EEA firms
Applications for approval under section 60 by EEA firms10
In section 60 of the Act (applications for approval for persons to perform controlled functions), “the authorised person concerned” includes an EEA firm with respect to which the Authority has received a consent notice under paragraph 13 of Schedule 3 or a regulator’s notice under paragraph 14 of that Schedule, and which will be the authorised person concerned if it qualifies for authorisation under that Schedule.