http://www.legislation.gov.uk/uksi/2001/2511/regulation/12/made
The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
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King's Printer of Acts of Parliament
2016-02-19
FINANCIAL SERVICES AND MARKETS
These Regulations make provision about the exercise of “passport” rights in accordance with Schedule 3 to the Financial Services and Markets Act 2000 (“the Act”). Those are rights under the EC single market directives relating to financial services for an undertaking authorised in one EEA State to establish a branch or provide services in another EEA State.
The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
reg. 4(7)
The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) (No. 2) Order 2013
art. 3(c)(ii)
art. 1
The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
reg. 5(5)
The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) (No. 2) Order 2013
art. 3(d)(ii)
art. 1
The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
reg. 6(7)
The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) (No. 2) Order 2013
art. 3(e)(ii)
art. 1
The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
reg. 7(6)
The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) (No. 2) Order 2013
art. 3(f)(ii)
art. 1
The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
reg. 9(6)
The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) (No. 2) Order 2013
art. 3(h)(ii)
art. 1
The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
reg. 10A
The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) (No. 2) Order 2013
art. 3(j)
art. 1
The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
Regulations
The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) (No. 2) Order 2013
art. 4
art. 1
The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
reg. 2(6)
(7)
The Alternative Investment Fund Managers Regulations 2013
Sch. 2
para. 14(2)
reg. 1
The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
reg. 3(5)
The Alternative Investment Fund Managers Regulations 2013
Sch. 2
para. 14(3)
reg. 1
The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
reg. 7A
The Alternative Investment Fund Managers Regulations 2013
Sch. 2
para. 14(4)
reg. 1
The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
reg. 17A
The Alternative Investment Fund Managers Regulations 2013
Sch. 2
para. 14(5)
reg. 1
The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
reg. 2A(2)
The Capital Requirements Regulations 2013
Sch. 2
para. 56(3)
reg. 1(2)
The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
reg. 2A
The Financial Services and Markets Act 2000 (EEA Passport Rights) (Amendment) Regulations 2013
reg. 2(2)
reg. 1
The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
reg. 3A
The Financial Services and Markets Act 2000 (EEA Passport Rights) (Amendment) Regulations 2013
reg. 2(3)
reg. 1
The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
Pt. 3A
The Financial Services and Markets Act 2000 (EEA Passport Rights) (Amendment) Regulations 2013
reg. 2(4)
reg. 1
The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
reg. 2(6)(aa)
The Alternative Investment Fund Managers (Amendment) Regulations 2013
reg. 5(a)
reg. 1(5)
The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
reg. 17A(1)
The Alternative Investment Fund Managers (Amendment) Regulations 2013
reg. 5(b)
reg. 1(5)
The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
reg 4A
The Financial Services and Markets Act 2000 (EEA Passport Rights) (Amendment) Regulations 2006
reg 7
The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
reg 4A
The Financial Services and Markets Act 2000 (EEA Passport Rights) (Amendment) Regulations 2006
reg 15
The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
reg 5A
The Financial Services and Markets Act 2000 (EEA Passport Rights) (Amendment) Regulations 2006
reg 9
The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
reg 5A
The Financial Services and Markets Act 2000 (EEA Passport Rights) (Amendment) Regulations 2006
reg 15
The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
reg 11A
The Financial Services and Markets Act 2000 (EEA Passport Rights) (Amendment) Regulations 2006
reg 11
The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
reg 12
The Financial Services and Markets Act 2000 (EEA Passport Rights) (Amendment) Regulations 2006
reg 12
The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
reg 12A
The Financial Services and Markets Act 2000 (EEA Passport Rights) (Amendment) Regulations 2006
reg 13
The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
reg 12A
The Financial Services and Markets Act 2000 (EEA Passport Rights) (Amendment) Regulations 2006
reg 15
The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
reg. 2(2A)
The Collective Investment Schemes (Miscellaneous Amendments) Regulations 2003
reg. 3(2)(a)
reg. 1(1)
The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
reg. 3(2A)
The Collective Investment Schemes (Miscellaneous Amendments) Regulations 2003
reg. 3(2)(b)
reg. 1(1)
The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
reg. 5(1A)
The Collective Investment Schemes (Miscellaneous Amendments) Regulations 2003
reg. 3(2)(d)(ii)
reg. 1(1)
The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
reg. 12(1)
The Collective Investment Schemes (Miscellaneous Amendments) Regulations 2003
reg. 4(2)(b)(ii)
reg. 1(1)
The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
reg. 19(2)(a)
The Solvency 2 Regulations 2015
Sch. 2
para. 13(6)
reg. 1(2)
The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
reg. 2(8)
The Mortgage Credit Directive Order 2015
Sch. 1
para. 9(3)
Pt. 4
art. 1(5)
The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
reg. 3(6)
The Mortgage Credit Directive Order 2015
Sch. 1
para. 9(4)
Pt. 4
art. 1(5)
The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
reg. 7B
The Mortgage Credit Directive Order 2015
Sch. 1
para. 9(5)
Pt. 4
art. 1(5)
The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
reg. 9A
The Mortgage Credit Directive Order 2015
Sch. 1
para. 9(6)
Pt. 4
art. 1(5)
The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
reg. 17B
The Mortgage Credit Directive Order 2015
Sch. 1
para. 9(7)
Pt. 4
art. 1(5)
The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
reg. 2(9)
The Insurance Distribution (Regulated Activities and Miscellaneous Amendments) Order 2018
art. 22(2)
art. 1(2)
The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
reg. 3(4)
The Insurance Distribution (Regulated Activities and Miscellaneous Amendments) Order 2018
art. 22(3)
art. 1(2)
The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
reg. 7C
The Insurance Distribution (Regulated Activities and Miscellaneous Amendments) Order 2018
art. 22(4)
art. 1(2)
The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
reg. 17C
17D
The Insurance Distribution (Regulated Activities and Miscellaneous Amendments) Order 2018
art. 22(5)
art. 1(2)
The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
Blanket amendment
The Treaty of Lisbon (Changes in Terminology) Order 2011
art. 3-6
8-10
art. 2
The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
reg. 3(2ZA)
The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017
Sch. 3
para. 5(3)
reg. 7
reg. 1(2)
(3)
(4)
(6)
The Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
Regulations
The Financial Services (Gibraltar) (Amendment) (EU Exit) Regulations 2019
reg. 5
6
9
reg. 12
reg. 1(3)
PART IIIExercise of Passport Rights by UK Firms
Changes relating to UK firms
UK investment firms: changes to services12
1
A UK firm which is providing services in exercise of an EEA right, deriving from the investment services directive, must not make a change in the programme of operations, or the EEA activities, to be carried on in exercise of that right, unless the relevant requirements have been complied with.
2
For the purposes of this regulation, the “relevant requirements” are that—
a
the firm has given a notice to the Authority and to the host state regulator stating the details of the proposed change; or
b
if the change is occasioned by circumstances beyond the firm’s control, it has as soon as practicable (whether before or after the change) given a notice to the Authority and to the host state regulator, stating the details of the change.