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The Financial Services and Markets Act 2000 (Communications by Auditors) Regulations 2001
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- UK Statutory Instruments
- 2001 No. 2587
- Regulation 1
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Changes over time for: Section 1
Version Superseded: 28/11/2017
Alternative versions:
- 01/12/2001- Amendment
- 01/04/2013- Amendment
- 31/07/2017
Point in time - 28/11/2017- Amendment
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The Financial Services and Markets Act 2000 (Communications by Auditors) Regulations 2001, Section 1 is up to date with all changes known to be in force on or before 03 November 2024. There are changes that may be brought into force at a future date. Changes that have been made appear in the content and are referenced with annotations.
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Citation, commencement and interpretationU.K.
1.—(1) These Regulations may be cited as the Financial Services and Markets Act 2000 (Communications by Auditors) Regulations 2001 and come into force on the day on which section 19 of the Act (the general prohibition) comes into force.
(2) In these Regulations—
“the Act” means the Financial Services and Markets Act 2000;
“the person concerned” means—
“relevant requirement” means—
(a)
a requirement which is imposed by or under any provision of the Act other than Part VI (listing) and which relates to authorisation under the Act (whether by way of permission under Part IV of the Act or otherwise) or to the carrying on of any regulated activity; F2...
(aa)
[F3a requirement which is a relevant requirement within the meaning of section 312E(2) or (3) of the Act; or]
Textual Amendments
F1Words in reg. 1(2) inserted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), art. 1(1), Sch. 2 para. 51(2)(a)
F2Word in reg. 1(2) revoked (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), art. 1(1), Sch. 2 para. 51(2)(b)(i)
F3Words in reg. 1(2) inserted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), art. 1(1), Sch. 2 para. 51(2)(b)(ii)
F4Words in reg. 1(2) substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), art. 1(1), Sch. 2 para. 51(2)(b)(iii)
Commencement Information
(1)
See in particular section 402 of the Act (power of the Authority to institute proceedings for offences under other enactments).
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