The Financial Services and Markets Act 2000 (Transitional Provisions) (Authorised Persons etc. ) Order 2001 No. 2636

PART II U.K. AUTHORISATION AND PERMISSION FOR PERSONS AUTHORISED ETC. UNDER OLD LAW

CHAPTER III U.K. authorisation, permission etc. under schedule 4

Status for purposes of Part XIII of the Act U.K.

Status for purposes of Part XIII of the Act U.K.

32.  For the avoidance of doubt, where article 28, 30 or 31 applies, the Treaty firm is to be taken to be an “incoming firm” for the purposes of Part XIII of the Act.

Commencement Information

I1 Art. 32 in force at 1.12.2001, see art. 1(2)(b)