The Financial Services and Markets Act 2000 (Official Listing of Securities) Regulations 2001

1. Introductory Text

2. PART 1 GENERAL

   1. 1. Citation and commencement

   2. 2. Interpretation

3. PART 2 MISCELLANEOUS MATTERS PRESCRIBED FOR THE PURPOSES OF PART VI OF THE ACT

   1. 3. Bodies whose securities may not be listed

   2. 4. Meaning of “issuer"

   3. 5. Meaning of “approved exchange"

4. PART 3 PERSONS RESPONSIBLE FOR LISTING PARTICULARS, PROSPECTUSES AND NON-LISTING PROSPECTUSES

   1. 6. Responsibility for listing particulars

   2. 7. Securities issued in connection with takeovers and mergers

   3. 8. Successor companies under legislation relating to electricity

   4. 9. Specialist securities

   5. 10. Responsibility for prospectuses and non-listing prospectuses

5. PART 4 MATTERS PRESCRIBED FOR THE PURPOSES OF SCHEDULE 11 (OFFERS NOT TO BE TREATED AS PUBLIC OFFERS OF SECURITIES)

   1. 11. Offers of securities to “qualifying persons": definitions

   2. 12. Euro-securities: permitted advertisements

6. Signature

7. Explanatory Note