The Financial Services and Markets Act 2000 (Transitional Provisions and Savings) (Civil Remedies, Discipline, Criminal Offences etc.) (No. 2) Order 2001

Information from former recognised professional bodies

21.  The Authority may by notice in writing require any person who was, immediately before commencement, a recognised professional body to furnish it with information—

(a)which relates to—

(i)investment business carried on before commencement by a person who held a certificate issued by that body for the purposes of Part I of the Financial Services Act; or

(ii)the regulation or supervision of that investment business; and

(b)which the Authority reasonably requires for the exercise of functions conferred on it by or under the Act.