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The Financial Services and Markets Act 2000 (Transitional Provisions) (Partly Completed Procedures) Order 2001
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Service of warning or decision notice
65. The Authority must not give a notice by virtue of which proceedings before an interim tribunal will lapse in accordance with article 64(3) unless—
(a)the person in discipline consents to the Authority doing so (but that consent is not to be treated as an admission in relation to any matter set out in the notice); or
(b)the interim tribunal to which the incomplete disciplinary proceedings have been referred approves the giving of the notice
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