The Financial Services and Markets Act 2000 (Transitional Provisions) (Partly Completed Procedures) Order 2001 No. 3592

PART VIII U.K. PARTLY COMPLETED EXERCISE OF EEA RIGHTS

CHAPTER 1 U.K. EEA FIRMS

Authority’s duties as respects incoming firms U.K.

99.  Where—

(a) under article 96 or 97 a notice is treated as the consent notice required by paragraph 13(1) of Schedule 3 or the regulator’s notice required by paragraph 14(1)(b) of that Schedule; and

(b) the Authority has before commencement taken action in respect of that notice corresponding to any of the action required by paragraph 13(2) or 14(2) of that Schedule,

the Authority need only take such action (if any) under paragraph 13(2) or 14(2) of that Schedule as, having regard to the action taken before commencement, it considers necessary.

Commencement Information

I1 Art. 99 in force at 1.12.2001, see art. 1(2)