PART IVPENALTIES, REVIEW AND APPEALS

Power to impose penalties15

1

The Commissioners may impose a penalty of such amount as they consider appropriate, not exceeding £5,000, on a person to whom regulation 5 (requirement to be registered) applies, where that person fails to comply with any requirement in regulation 5, 6 (supplementary information), 9 (fees) or 10 (entry, inspection etc).

2

The Commissioners must not impose a penalty on a person where there are reasonable grounds for them to be satisfied that the person took all reasonable steps for securing that the requirement would be complied with.

3

Where the Commissioners decide to impose a penalty under this regulation, they must forthwith inform the person, in writing, of—

a

their decision to impose the penalty and its amount;

b

their reasons for imposing the penalty;

c

the review procedure; and

d

the right to appeal to a tribunal.

4

Where a person is liable to a penalty under this regulation, the Commissioners may reduce the penalty to such amount (including nil) as they think proper.