Statutory Instruments

2001 No. 3755

COMPANIES

The Uncertificated Securities Regulations 2001

Made

23rd November 2001

Coming into force

26th November 2001

Whereas a draft of these Regulations has been approved by resolution of each House of Parliament

Now, therefore, the Treasury, in exercise of the powers conferred by section 207 of the Companies Act 1989(1) and now vested in them(2), and of all other powers enabling them in that behalf, hereby make the following Regulations:

Modifications etc. (not altering text)

C1 Regulations applied (with modifications) (8.2.2011) by The Investment Bank Special Administration Regulations 2011 (S.I. 2011/245), reg. 1, Sch. 3 para. 6(1)(b), (3)(b)

C2 Regulations applied (with modifications) (E.W.S.) (8.7.2021) by The Payment and Electronic Money Institution Insolvency Regulations 2021 (S.I. 2021/716), reg. 2, Sch. 1 para. 5(b)(ii) (with reg. 5) (as amended by S.I. 2023/1399, regs. 1(2), 4)

C3 Regulations power to amend or revoke conferred (29.8.2023) by Financial Services and Markets Act 2023 (c. 29), ss. 15, 17, 86(3); S.I. 2023/779, reg. 4(j)(l)

C4 Regulations: power to modify conferred (29.8.2023) by Financial Services and Markets Act 2023 (c. 29), ss. 13, 17, 86(3); S.I. 2023/779, reg. 4(h)(l)

C5 Regulations applied (with modifications) (4.1.2024) by S.I. 2021/716, Sch. 1A para. 5(b)(ii) (as inserted by The Payment and Electronic Money Institution Insolvency (Amendment) Regulations 2023 (S.I. 2023/1399), reg. 1(2), Sch. 1)

C6 Regulations applied (with modifications) (temp.) (8.1.2024) by The Financial Services and Markets Act 2023 (Digital Securities Sandbox) Regulations 2023 (S.I. 2023/1398), regs. 1(2), 6, Sch. Pt. 5 (with reg. 13)

C7 Regulations continued (1.7.2004) by The Government Stock Regulations 2004 (S.I. 2004/1611), regs. 1, 15(3)(4)

(1)

1989 c. 40; section 207 was amended by the Bank of England Act 1998 (c. 11), section 35.

(2)

By the Transfer of Functions (Financial Services) Order 1992 (S.I. 1992/1315).