PART 2 THE OPERATOR

SUPERVISION

Provision of information by Operators
10. (1) The Bank of England may, in writing, require an Operator to give it such information or documents as it may specify.
Reg. 10(1) substituted (1.4.2013) by The Uncertificated Securities (Amendment) Regulations 2013 (S.I. 2013/632), regs. 1, 2(9)(a) (with reg. 3)
(2) The Bank of England may also, in writing, require an Operator to give it, at such times or in respect of such periods as it may specify, such information or documents relating to that Operator as it may specify.
Reg. 10(2) substituted (1.4.2013) by The Uncertificated Securities (Amendment) Regulations 2013 (S.I. 2013/632), regs. 1, 2(9)(b) (with reg. 3)
(3) Any information or documents required to be given under this regulation shall be only such as the Bank of England may reasonably require for the exercise of its functions under these Regulations.
Words in reg. 10(3) inserted (1.4.2013) by The Uncertificated Securities (Amendment) Regulations 2013 (S.I. 2013/632), regs. 1, 2(9)(c)(i) (with reg. 3)
Words in reg. 10(3) substituted (1.4.2013) by The Uncertificated Securities (Amendment) Regulations 2013 (S.I. 2013/632), regs. 1, 2(9)(c)(ii) (with reg. 3)
Word in reg. 10(3) substituted (1.4.2013) by The Uncertificated Securities (Amendment) Regulations 2013 (S.I. 2013/632), regs. 1, 2(9)(c)(iii) (with reg. 3)
(4) The Bank of England may require information to be given by a specified time, in a specified form and to be verified in a specified manner.
Words in reg. 10(4) substituted (1.4.2013) by The Uncertificated Securities (Amendment) Regulations 2013 (S.I. 2013/632), regs. 1, 2(9)(d) (with reg. 3)
(5) If an Operator—
(a) alters or revokes any of his rules or guidance; or
(b) makes new rules or issues new guidance,
he shall give written notice to the Bank of England without delay.
Words in reg. 10(5) substituted (1.4.2013) by The Uncertificated Securities (Amendment) Regulations 2013 (S.I. 2013/632), regs. 1, 2(9)(d) (with reg. 3)

Reg. 10 in force at 26.11.2001, see reg. 1