http://www.legislation.gov.uk/uksi/2001/3755/regulation/45
The Uncertificated Securities Regulations 2001
Legislation
Local government
COMPANIES
Statute Law Database
2024-10-03
Expert Participation
2009-10-01
The Uncertificated Securities Regulations 2001
reg. 9(10)(fa)-(fd)
The Alternative Investment Fund Managers Regulations 2013
Sch. 2
para. 15
reg. 1
The Uncertificated Securities Regulations 2001
reg. 9(13)
The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013
Sch. 2
para. 73(b)(ii)
The Uncertificated Securities Regulations 2001
reg. 11A
11B
The Uncertificated Securities (Amendment) Regulations 2013
reg. 2(10)
reg. 3
reg. 1
The Uncertificated Securities Regulations 2001
Sch. 1
para. 5(7)(b)
The Financial Services and Markets Act 2000 (Over the Counter Derivatives, Central Counterparties and Trade Repositories) Regulations 2013
reg. 36(2)(a)
regs. 52-58
reg. 1(2)
The Uncertificated Securities Regulations 2001
Sch. 1
para. 5(7)(ba)
The Financial Services and Markets Act 2000 (Over the Counter Derivatives, Central Counterparties and Trade Repositories) Regulations 2013
reg. 36(2)(b)
regs. 52-58
reg. 1(2)
The Uncertificated Securities Regulations 2001
Sch. 1
para. 28(4)
The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013
Sch. 2
para. 73(c)
The Uncertificated Securities Regulations 2001
Sch. 1
para. 28(4)
The Capital Requirements Regulations 2013
Sch. 2
para. 59(a)
reg. 1(2)
The Uncertificated Securities Regulations 2001
Sch. 1
para. 28(4)
The Capital Requirements Regulations 2013
Sch. 2
para. 59(b)
reg. 1(2)
The Uncertificated Securities Regulations 2001
Sch. 1
para. 28(4)
The Capital Requirements Regulations 2013
Sch. 2
para. 59(c)
reg. 1(2)
The Uncertificated Securities Regulations 2001
Sch. 1
para. 5(7)(ba)
The Uncertificated Securities (Amendment and EU Exit) Regulations 2019
reg. 14(3)(a)
regs. 10-12
reg. 1(3)
The Uncertificated Securities Regulations 2001
Sch. 1
para. 28
The Uncertificated Securities (Amendment and EU Exit) Regulations 2019
reg. 4(9)(h)
regs. 10-12
reg. 1(2)
The Uncertificated Securities Regulations 2001
Sch. 3
para. 6(1)
The Uncertificated Securities (Amendment and EU Exit) Regulations 2019
reg. 4(11)(e)(ii)
regs. 10-12
reg. 1(2)
The Uncertificated Securities Regulations 2001
Sch. 3
para. 6(1)(a)
The Uncertificated Securities (Amendment and EU Exit) Regulations 2019
reg. 4(11)(e)(i)
regs. 10-12
reg. 1(2)
The Uncertificated Securities Regulations 2001
Sch. 3
para. 6(1)(b)
The Uncertificated Securities (Amendment and EU Exit) Regulations 2019
reg. 4(11)(e)(i)
regs. 10-12
reg. 1(2)
The Uncertificated Securities Regulations 2001
Sch. 3
para. 9
10
The Uncertificated Securities (Amendment and EU Exit) Regulations 2019
reg. 4(11)(f)
regs. 10-12
reg. 1(2)
The Uncertificated Securities Regulations 2001
Regulations
The Government Stock Regulations 2004
reg. 15(3)
(4)
The Uncertificated Securities Regulations 2001
Sch. 1
para. 28(3)
The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017
Sch. 5
para. 3(a)
reg. 7
reg. 1(2)
(3)
(4)
(6)
The Uncertificated Securities Regulations 2001
Sch. 1
para. 28(4)
The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017
Sch. 5
para. 3(b)(i)
reg. 7
reg. 1(2)
(3)
(4)
(6)
The Uncertificated Securities Regulations 2001
Sch. 1
para. 28(4)
The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017
Sch. 5
para. 3(b)(ii)
reg. 7
reg. 1(2)
(3)
(4)
(6)
The Uncertificated Securities Regulations 2001
Sch. 1
para. 28(4)
The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017
Sch. 5
para. 3(b)(iii)
reg. 7
reg. 1(2)
(3)
(4)
(6)
The Uncertificated Securities Regulations 2001
Sch. 1
para. 28(4)
The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017
Sch. 5
para. 3(b)(iv)
reg. 7
reg. 1(2)
(3)
(4)
(6)
The Uncertificated Securities Regulations 2001
Regulations
Financial Services and Markets Act 2023
s. 13
17
s. 86(3)
reg. 4(h)
(l)
The Uncertificated Securities Regulations 2001
Regulations
Financial Services and Markets Act 2023
s. 15
17
s. 86(3)
reg. 4(j)
(l)
The Uncertificated Securities Regulations 2001
Regulations
The Financial Services and Markets Act 2023 (Digital Securities Sandbox) Regulations 2023
reg. 6
Sch.
Pt. 5
reg. 13
reg. 1(2)
The Uncertificated Securities Regulations 2001
Regulations
The Payment and Electronic Money Institution Insolvency (Amendment) Regulations 2023
reg. 4
reg. 1(2)
The Uncertificated Securities Regulations 2001
Regulations
The Payment and Electronic Money Institution Insolvency (Amendment) Regulations 2023
Sch. 1
reg. 1(2)
The Uncertificated Securities Regulations 2001
Sch. 1
para. 28(4)
The Capital Requirements (Amendment) Regulations 2010 (revoked)
Sch. 2
para. 4(a)
reg. 1
The Uncertificated Securities Regulations 2001
Sch. 1
para. 28(4)
The Capital Requirements (Amendment) Regulations 2012 (revoked)
Sch. 2
para. 3(a)
reg. 1
The Uncertificated Securities Regulations 2001
Regulations
The Investment Bank Special Administration Regulations 2011
Sch. 3
para. 6(1)(b)
para. 6(3)(b)
reg. 1
The Uncertificated Securities Regulations 2001
Regulations
The Payment and Electronic Money Institution Insolvency Regulations 2021
Sch. 1
para. 5(b)(ii)
reg. 5
reg. 2
The Uncertificated Securities Regulations 2001
PART 5MISCELLANEOUS AND SUPPLEMENTAL
MISCELLANEOUS
Participating securities issued in uncertificated formI145
Nothing in these Regulations shall require—
a
a participating issuer or its officers to maintain a register which records how many units of a wholly dematerialised security are held in certificated form; or
b
an Operator or participating issuer, or their officers, to take any action to change a unit of a wholly dematerialised security from uncertificated form to certificated form or vice versa.