Version Superseded: 27/03/2019
Point in time view as at 26/11/2001.
There are currently no known outstanding effects for the The Uncertificated Securities Regulations 2001, Paragraph 1.
1. An Operator must have adequate arrangements and resources for the effective monitoring and enforcement of compliance with his rules or, as respects monitoring, arrangements providing for that function to be performed on his behalf (and without affecting his responsibility) by another body or person who is able and willing to perform it.U.K.
Commencement Information
I1Sch. 1 para. 1 in force at 26.11.2001, see reg. 1
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