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The Uncertificated Securities Regulations 2001

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Status:

Point in time view as at 29/12/2003.

Changes to legislation:

There are currently no known outstanding effects for the The Uncertificated Securities Regulations 2001, Paragraph 3. Help about Changes to Legislation

3.  An Operator must be able and willing to promote and maintain high standards of integrity and fair dealing in the operation of the relevant system and to cooperate, by the sharing of information or otherwise, with the Treasury and any other authority, body or person having responsibility for the supervision or regulation of investment business or other financial services.U.K.

Commencement Information

I1Sch. 1 para. 3 in force at 26.11.2001, see reg. 1

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