http://www.legislation.gov.uk/uksi/2001/3755/schedule/4/crossheading/records-of-uncertificated-public-sector-securitiesThe Uncertificated Securities Regulations 2001LegislationLocal governmentCOMPANIESStatute Law Database2024-10-10Expert Participation2024-03-04 SCHEDULE 4KEEPING OF REGISTERS AND RECORDS OF PARTICIPATING SECURITIESRecords of uncertificated <Addition ChangeId="M_F_db41b0be-13aa-4a37-be4a-445a3cb0ee41-1721294439773" CommentaryRef="M_F_db41b0be-13aa-4a37-be4a-445a3cb0ee41">general</Addition> public sector securities131The participating issuer shall enter in a record of uncertificated general public sector securities the same particulars, so far as is practicable, as are required by paragraph 12(1) to be entered in the relevant Operator register of general public sector securities.2In respect of every participating security which is a general UK Government security, the record of uncertificated general public sector securities shall be kept by the Registrar of Government Stock.3The participating issuer shall, unless it is impracticable to do so by virtue of circumstances beyond his control, ensure that the record of uncertificated general public sector securities is regularly reconciled with the Operator register of general public sector securities.4Provided that he has complied with subparagraph (3), a participating issuer shall not be liable in respect of any act or thing done or omitted to be done by him or on his behalf in reliance upon the assumption that the particulars entered in any record of uncertificated general public sector securities which he is required to keep by these Regulations accord with the particulars entered in the Operator register of general public sector securities to which the record relates.5The provisions of the Bankers' Books Evidence Act 1879 shall apply for the purpose of proving any entry in the record of uncertificated general public sector securities as if the participating issuer were a bank and a banker within the meaning of that Act, and as if such entry in the record, or, where the information recorded therein is not in readable form and is later transcribed into readable form, the transcribed version of such entry, were an entry in a banker’s book. 42 & 43 Vict c. 11. Sch. 4 para. 13 in force at 26.11.2001, see reg. 1Word in Sch. 4 paras. 12(2), 13(2) inserted (24.6.2003) by The Uncertificated Securities (Amendment) (Eligible Debt Securities) Regulations 2003 (S.I. 2003/1633), regs. 1(1), 7Word in Sch. 4 para. 13 inserted (24.6.2003) by The Uncertificated Securities (Amendment) (Eligible Debt Securities) Regulations 2003 (S.I. 2003/1633), regs. 1(1), 6(5)(d)Word in Sch. 4 para. 13 cross-heading inserted (24.6.2003) by The Uncertificated Securities (Amendment) (Eligible Debt Securities) Regulations 2003 (S.I. 2003/1633), regs. 1(1), 6(5)(c)Words in Sch. 4 para. 13(2) substituted (1.7.2004) by The Government Stock (Consequential and Transitional Provision) (No. 2) Order 2004 (S.I. 2004/1662), art. 1, Sch. para. 29(6)(b) (with art. 3, Sch. para. 1)
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<Number>SCHEDULE 4</Number>
<TitleBlock>
<Title>KEEPING OF REGISTERS AND RECORDS OF PARTICIPATING SECURITIES</Title>
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<Pblock DocumentURI="http://www.legislation.gov.uk/uksi/2001/3755/schedule/4/crossheading/records-of-uncertificated-public-sector-securities" IdURI="http://www.legislation.gov.uk/id/uksi/2001/3755/schedule/4/crossheading/records-of-uncertificated-public-sector-securities" NumberOfProvisions="1" id="schedule-4-crossheading-records-of-uncertificated-public-sector-securities" RestrictExtent="E+W+S+N.I." RestrictStartDate="2004-07-01">
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Records of uncertificated
<Addition ChangeId="M_F_db41b0be-13aa-4a37-be4a-445a3cb0ee41-1721294439773" CommentaryRef="M_F_db41b0be-13aa-4a37-be4a-445a3cb0ee41">general</Addition>
public sector securities
</Title>
<P1 DocumentURI="http://www.legislation.gov.uk/uksi/2001/3755/schedule/4/paragraph/13" IdURI="http://www.legislation.gov.uk/id/uksi/2001/3755/schedule/4/paragraph/13" id="schedule-4-paragraph-13" RestrictExtent="E+W+S+N.I." RestrictStartDate="2004-07-01">
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13
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<Pnumber>1</Pnumber>
<P2para>
<Text>
The participating issuer shall enter in a record of uncertificated
<Addition ChangeId="key-34d80f82564c4920a20eae4891162bd8-1721293880662" CommentaryRef="key-34d80f82564c4920a20eae4891162bd8">general</Addition>
public sector securities the same particulars, so far as is practicable, as are required by paragraph 12(1) to be entered in the relevant Operator register of
<Addition ChangeId="key-34d80f82564c4920a20eae4891162bd8-1721293895204" CommentaryRef="key-34d80f82564c4920a20eae4891162bd8">general</Addition>
public sector securities.
</Text>
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<Pnumber>2</Pnumber>
<P2para>
<Text>
In respect of every participating security which is a
<Addition ChangeId="key-019562e6b173e07a3d90d99e6e87903b-1724011023856" CommentaryRef="key-019562e6b173e07a3d90d99e6e87903b">general</Addition>
<Acronym Expansion="United Kingdom">UK</Acronym>
Government security, the record of uncertificated
<Addition ChangeId="key-34d80f82564c4920a20eae4891162bd8-1721293912981" CommentaryRef="key-34d80f82564c4920a20eae4891162bd8">general</Addition>
public sector securities shall be kept
<Substitution ChangeId="key-1de27dcdd9da71309fc33b7777d5b852-1727865799839" CommentaryRef="key-1de27dcdd9da71309fc33b7777d5b852">by the Registrar of Government Stock</Substitution>
.
</Text>
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<Pnumber>3</Pnumber>
<P2para>
<Text>
The participating issuer shall, unless it is impracticable to do so by virtue of circumstances beyond his control, ensure that the record of uncertificated
<Addition ChangeId="key-34d80f82564c4920a20eae4891162bd8-1721293935980" CommentaryRef="key-34d80f82564c4920a20eae4891162bd8">general</Addition>
public sector securities is regularly reconciled with the Operator register of
<Addition ChangeId="key-34d80f82564c4920a20eae4891162bd8-1721294110634" CommentaryRef="key-34d80f82564c4920a20eae4891162bd8">general</Addition>
public sector securities.
</Text>
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<Pnumber>4</Pnumber>
<P2para>
<Text>
Provided that he has complied with subparagraph (3), a participating issuer shall not be liable in respect of any act or thing done or omitted to be done by him or on his behalf in reliance upon the assumption that the particulars entered in any record of uncertificated
<Addition ChangeId="key-34d80f82564c4920a20eae4891162bd8-1721294127833" CommentaryRef="key-34d80f82564c4920a20eae4891162bd8">general</Addition>
public sector securities which he is required to keep by these Regulations accord with the particulars entered in the Operator register of
<Addition ChangeId="key-34d80f82564c4920a20eae4891162bd8-1721294140781" CommentaryRef="key-34d80f82564c4920a20eae4891162bd8">general</Addition>
public sector securities to which the record relates.
</Text>
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<P2 DocumentURI="http://www.legislation.gov.uk/uksi/2001/3755/schedule/4/paragraph/13/5" IdURI="http://www.legislation.gov.uk/id/uksi/2001/3755/schedule/4/paragraph/13/5" id="schedule-4-paragraph-13-5">
<Pnumber>5</Pnumber>
<P2para>
<Text>
The provisions of the Bankers' Books Evidence Act 1879
<FootnoteRef Ref="f00026"/>
shall apply for the purpose of proving any entry in the record of uncertificated
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public sector securities as if the participating issuer were a bank and a banker within the meaning of that Act, and as if such entry in the record, or, where the information recorded therein is not in readable form and is later transcribed into readable form, the transcribed version of such entry, were an entry in a banker’s book.
</Text>
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<Footnote id="f00026">
<FootnoteText>
<Para>
<Text>42 & 43 Vict c. 11.</Text>
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Sch. 4 para. 13 in force at 26.11.2001, see
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<Para>
<Text>
Word in
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,
<CitationSubRef id="ccd8e5202408182100135080100" URI="http://www.legislation.gov.uk/id/uksi/2001/3755/schedule/4/paragraph/13/2" SectionRef="schedule-4-paragraph-13-2">13(2)</CitationSubRef>
inserted (24.6.2003) by
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,
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,
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</Text>
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<Para>
<Text>
Word in
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inserted (24.6.2003) by
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,
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,
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</Text>
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<Para>
<Text>
Word in Sch. 4 para. 13 cross-heading inserted (24.6.2003) by
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,
<CitationSubRef CitationRef="d15e5" id="ccd11e150202407181021054710100" URI="http://www.legislation.gov.uk/id/uksi/2003/1633/regulation/1/1" SectionRef="regulation-1-1">regs. 1(1)</CitationSubRef>
,
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</Text>
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<Para>
<Text>
Words in
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substituted (1.7.2004) by
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,
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,
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(with
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,
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)
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