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The Uncertificated Securities Regulations 2001

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Status:

Point in time view as at 01/10/2004.

Changes to legislation:

There are currently no known outstanding effects for the The Uncertificated Securities Regulations 2001, Cross Heading: Registers of general public sector securities. Help about Changes to Legislation

Registers of [F1general] public sector securitiesU.K.

Textual Amendments

12.—(1) Where an Operator of a relevant system is required to maintain an Operator register of [F2general] public sector securities, that register shall comprise the following particulars which the Operator shall enter on it, namely—U.K.

(a)the names and addresses of the persons holding units of the relevant participating security in uncertificated form; and

(b)how many units of that security each such person holds in that form.

[F3(2) The following provisions of the 2004 Regulations shall not apply in respect of units of general UK Government securities held in uncertificated form—

  • regulations 7 to 9;

  • regulations 12 to 14;

  • regulations 16 to 24;

  • regulation 28; and

  • regulations 30 to 31.]

(3) The following provisions of the 1974 Regulations shall not apply in respect of units of [F4general] local authority securities held in uncertificated form—

  • regulations 5 and 6;

  • regulations 8 to 14;

  • regulation 16; and

  • regulation 21.

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