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SCHEDULE 4U.K.KEEPING OF REGISTERS AND RECORDS OF PARTICIPATING SECURITIES

MiscellaneousU.K.

21.  An officer of an Operator shall be in default in complying with, or in contravention of, the provisions referred to in paragraph 19(1) of this Schedule, or of [F1section 1138 of the 2006 Act] as applied by paragraph 18, if, and only if, he knowingly and wilfully authorised or permitted the default or contravention.U.K.

Textual Amendments

Commencement Information

I1Sch. 4 para. 21 in force at 26.11.2001, see reg. 1