Amendment of the principal Regulations3
1
Amend the principal Regulations as follows.
2
In regulation 7(2)4 after sub-paragraph (j) add—
k
investments which—
i
were held under a stocks and shares component on 28th November 2001,
ii
on that date were admitted to trading on a recognised stock exchange in an EEA State and were not listed by a competent authority in an EEA State for the purposes of Council Directive 2001/345,
iii
since that date have not ceased to be so admitted and have not become so listed,
iv
do not fall within any of the other sub-paragraphs of this paragraph, and
v
are not investments which, having fallen within any of those sub-paragraphs, have ceased so to fall on or after that date.