PART II SPECIFIED ACTIVITIES

Chapter VIArranging Deals in Investments

Exclusions

F1Arranging contracts F5, plans or agreements to which the arranger is a party28A

1

There are excluded from F2articles 25A(1), 25B(1) F6, 25C(1) and 25E(1) any arrangements—

a

for a F3contract F7, plan or agreement into which the person making the arrangements enters or is to enter; or

b

for a variation of a F3contract F7, plan or agreement to which that person is (or is to become) a party.

2

There are excluded from F4articles 25A(2), 25B(2) F8, 25C(2) and 25E(2) any arrangements which a person makes with a view to contracts F9, plans or agreements into which he enters or is to enter.