PART II SPECIFIED ACTIVITIES

Chapter VIIManaging Investments

Exclusions

Attorneys38.

F1(1)

A person does not carry on an activity of the kind specified by article 37 if—

(a)

he is a person appointed to manage the assets in question under a power of attorney; and

(b)

all routine or day-to-day decisions, so far as relating to investments of a kind mentioned in article 37(a), are taken on behalf of that person by—

(i)

an authorised person with permission to carry on activities of the kind specified by article 37; F2...

(ii)

a person who is an exempt person in relation to activities of that kind F3; or

(iii)

an overseas person.

F4(2)

This article is subject to article 4(4).